Nuveen Dow 30sm Dynamic Overwrite Fund
DIAX2026/3/30 下市- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund 已在 2026/3/30 下市；內部人最後一份 Form 4 在 2021/11/30 申報；2025 年第 4 季末有 122 家機構在 13F 申報持有，市值合計 $1.90 億；沒有大師持有。
2023 年第 1 季 13F 持有人
Nuveen Dow 30sm Dynamic Overwrite Fund 在 2023/3/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 83
- 較 2022 年第 4 季 +3 家
- 持有股數
- 861.6 萬
- 較 2022 年第 4 季 +38.4 萬 (+4.7%)
- 總市值
- $1.26 億
- 較 2022 年第 4 季 +$56.3 萬 (+0.4%)
- 新進機構
- 11
- 另有 23 家加碼
- 清倉機構
- 8
- 另有 28 家減碼
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 DIAX 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 3 | $1,065 萬 |
| 2025 年第 4 季 | 122 | $1.90 億 |
| 2025 年第 3 季 | 109 | $1.78 億 |
| 2025 年第 2 季 | 104 | $1.70 億 |
| 2025 年第 1 季 | 101 | $1.64 億 |
| 2024 年第 4 季 | 90 | $1.75 億 |
| 2024 年第 3 季 | 86 | $1.70 億 |
| 2024 年第 2 季 | 86 | $1.59 億 |
| 2024 年第 1 季 | 82 | $1.65 億 |
| 2023 年第 4 季 | 82 | $1.51 億 |
| 2023 年第 3 季 | 81 | $1.38 億 |
| 2023 年第 2 季 | 82 | $1.31 億 |
| 2023 年第 1 季 | 83 | $1.26 億 |
| 2022 年第 4 季 | 80 | $1.26 億 |
| 2022 年第 3 季 | 73 | $1.10 億 |
| 2022 年第 2 季 | 80 | $1.26 億 |
| 2022 年第 1 季 | 76 | $1.30 億 |
| 2021 年第 4 季 | 77 | $1.39 億 |
| 2021 年第 3 季 | 79 | $1.39 億 |
| 2021 年第 2 季 | 89 | $1.50 億 |
| 2021 年第 1 季 | 94 | $1.44 億 |
2023 年第 1 季持有機構
每家機構持有 Nuveen Dow 30sm Dynamic Overwrite Fund 的股數、市值與佔組合比重；股數變化跟 2022 年第 4 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 988,168 | $1,451 萬 | 0.00% | −135,196−12.0% | 減碼 |
| Raymond James Financial Services Advisors, Inc. | 788,572 | $1,158 萬 | 0.02% | +24,013+3.1% | 加碼 |
| UBS Group AG | 775,395 | $1,138 萬 | 0.01% | +5,142+0.7% | 加碼 |
| Wells Fargo & Company | 664,571 | $975.6 萬 | 0.00% | +35,935+5.7% | 加碼 |
| Guggenheim Capital LLC | 542,019 | $795.7 萬 | 0.07% | −86,886−13.8% | 減碼 |
| MML Investors Services, LLC | 536,124 | $787.0 萬 | 0.06% | +19,123+3.7% | 加碼 |
| Invesco Ltd. | 483,949 | $710.4 萬 | 0.00% | +132,899+37.9% | 加碼 |
| Bank of America Corp | 477,991 | $701.7 萬 | 0.00% | +27,829+6.2% | 加碼 |
| Advisors Asset Management, Inc. | 382,385 | $561.3 萬 | 0.11% | −4,015−1.0% | 減碼 |
| Shaker Financial Services, LLC | 262,625 | $392.5 萬 | 1.72% | +168,466+178.9% | 加碼 |
| Stifel Financial Corp | 180,066 | $264.3 萬 | 0.00% | −1,623−0.9% | 減碼 |
| Ameriprise Financial Inc | 175,765 | $258.0 萬 | 0.00% | +54,700+45.2% | 加碼 |
| Raymond James & Associates | 171,787 | $252.2 萬 | 0.00% | −16,168−8.6% | 減碼 |
| Royal Bank of Canada | 153,230 | $225.0 萬 | 0.00% | +1,072+0.7% | 加碼 |
| LPL Financial LLC | 150,592 | $221.1 萬 | 0.00% | −17,484−10.4% | 減碼 |
| Schnieders Capital Management LLC | 125,385 | $184.1 萬 | 0.41% | −1,395−1.1% | 減碼 |
| Advisor Group Holdings, Inc. | 112,451 | $165.3 萬 | 0.00% | −4,130−3.5% | 減碼 |
| D.A. Davidson & Co. | 111,630 | $163.9 萬 | 0.02% | +10,175+10.0% | 加碼 |
| Private Advisor Group, LLC | 107,790 | $158.2 萬 | 0.02% | +670+0.6% | 加碼 |
| Integrated Wealth Concepts LLC | 101,652 | $149.2 萬 | 0.03% | −595−0.6% | 減碼 |
| Wolverine Asset Management LLC | 94,177 | $138.3 萬 | 0.02% | +94,177 | 新進 |
| Cetera Investment Advisers | 72,409 | $106.3 萬 | 0.01% | +27,662+61.8% | 加碼 |
| Formidable Asset Management, LLC | 68,861 | $101.5 萬 | 0.21% | −359−0.5% | 減碼 |
| Baird Financial Group, Inc. | 68,379 | $100.4 萬 | 0.00% | −6,971−9.3% | 減碼 |
| Atria Wealth Solutions, Inc. | 61,575 | $92.2 萬 | 0.01% | −2,727−4.2% | 減碼 |
| Shulman DeMeo Asset Management LLC | 61,447 | $90.2 萬 | 0.28% | −453−0.7% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 58,458 | $85.8 萬 | 0.00% | +1,042+1.8% | 加碼 |
| Commonwealth Equity Services, LLC | 53,691 | $78.8 萬 | 0.00% | +127+0.2% | 加碼 |
| Nations Financial Group Inc, | 46,088 | $67.7 萬 | 0.07% | +500+1.1% | 加碼 |
| Dynamic Advisor Solutions LLC | 41,460 | $60.9 萬 | 0.04% | +5,000+13.7% | 加碼 |
| National Asset Management, Inc. | 39,995 | $59.9 萬 | 0.02% | +3,308+9.0% | 加碼 |
| Raymond James Trust N.A. | 36,648 | $53.8 萬 | 0.02% | 00.0% | 不變 |
| Northwestern Mutual Wealth Management Co | 34,376 | $50.5 萬 | 0.00% | −23,264−40.4% | 減碼 |
| Cetera Advisor Networks LLC | 33,748 | $49.5 萬 | 0.00% | −177−0.5% | 減碼 |
| Institute for Wealth Management, LLC. | 32,394 | $47.6 萬 | 0.09% | −125−0.4% | 減碼 |
| Kingsview Wealth Management, LLC | 32,266 | $47.4 萬 | 0.02% | +109+0.3% | 加碼 |
| Stolper Co | 31,434 | $46.1 萬 | 0.20% | −814−2.5% | 減碼 |
| Janney Montgomery Scott LLC | 31,055 | $45.6 萬 | 0.00% | +1,460+4.9% | 加碼 |
| DFPG Investments, LLC | 28,625 | $42.0 萬 | 0.05% | 00.0% | 不變 |
| Wedbush Securities Inc | 25,090 | $36.8 萬 | 0.02% | +591+2.4% | 加碼 |
| Walleye Capital LLC | 23,381 | $34.3 萬 | 0.01% | +23,381 | 新進 |
| BFT Financial Group, LLC | 23,000 | $33.8 萬 | 0.05% | +23,000 | 新進 |
| Landscape Capital Management, L.L.C. | 22,736 | $33.4 萬 | 0.05% | +22,736 | 新進 |
| JPMorgan Chase & Co | 22,218 | $32.6 萬 | 0.00% | +17,899+414.4% | 加碼 |
| Keybank National Association | 20,000 | $29.4 萬 | 0.00% | 00.0% | 不變 |
| Pinnacle Associates Ltd | 19,205 | $28.2 萬 | 0.01% | −364−1.9% | 減碼 |
| BDO Wealth Advisors, LLC | 18,499 | $27.2 萬 | 0.03% | −5,902−24.2% | 減碼 |
| 9258 Wealth Management, LLC | 17,187 | $25.2 萬 | 0.05% | −930−5.1% | 減碼 |
| Money Concepts Capital Corp | 22,678 | $24.6 萬 | 0.01% | −7,720−25.4% | 減碼 |
| Mercer Global Advisors Inc | 16,620 | $24.4 萬 | 0.00% | +16,620 | 新進 |
| AlphaStar Capital Management, LLC | 15,292 | $22.4 萬 | 0.02% | 00.0% | 不變 |
| Eudaimonia Partners, LLC | 14,359 | $21.1 萬 | 0.05% | −500−3.4% | 減碼 |
| Truist Financial Corp | 14,094 | $20.7 萬 | 0.00% | −7,284−34.1% | 減碼 |
| Sheaff Brock Investment Advisors, LLC | 13,410 | $19.7 萬 | 0.02% | 00.0% | 不變 |
| Envestnet Asset Management Inc | 13,028 | $19.1 萬 | 0.00% | +13,028 | 新進 |
| Hennion & Walsh Asset Management, Inc. | 12,613 | $18.5 萬 | 0.01% | −143−1.1% | 減碼 |
| Elequin Capital LP | 10,605 | $15.6 萬 | 0.11% | +8,775+479.5% | 加碼 |
| Great Valley Advisor Group, Inc. | 10,200 | $15.0 萬 | 0.01% | 00.0% | 不變 |
| Liberty One Investment Management, LLC | 8,189 | $12.0 萬 | 0.02% | −13,875−62.9% | 減碼 |
| Princeton Global Asset Management LLC | 6,855 | $10.1 萬 | 0.03% | 00.0% | 不變 |
| The PNC Financial Services Group, Inc. | 6,750 | $9.91 萬 | 0.00% | 00.0% | 不變 |
| Fifth Third Bancorp | 6,359 | $9.34 萬 | 0.00% | 00.0% | 不變 |
| Register Financial Advisors LLC | 6,146 | $9.02 萬 | 0.07% | 00.0% | 不變 |
| US Bancorp | 5,473 | $8.03 萬 | 0.00% | 00.0% | 不變 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,111 | $4.57 萬 | 0.00% | 00.0% | 不變 |
| GWM Advisors LLC | 2,930 | $4.30 萬 | 0.00% | −4,473−60.4% | 減碼 |
| FNY Investment Advisers, LLC | 2,800 | $4.10 萬 | 0.05% | +2,800 | 新進 |
| Baldwin Brothers Inc | 2,592 | $3.81 萬 | 0.00% | 00.0% | 不變 |
| Private Trust Co NA | 2,000 | $2.94 萬 | 0.00% | 00.0% | 不變 |
| Sunbelt Securities, Inc. | 2,000 | $2.89 萬 | 0.00% | +2,000 | 新進 |
| Belpointe Asset Management LLC | 1,615 | $2.37 萬 | 0.00% | 00.0% | 不變 |
| Antonetti Capital Management LLC | 1,338 | $1.96 萬 | 0.03% | 00.0% | 不變 |
| American National Bank | 1,046 | $1.54 萬 | 0.00% | 00.0% | 不變 |
| SOA Wealth Advisors, LLC. | 1,010 | $1.48 萬 | 0.00% | +19+1.9% | 加碼 |
| Advisory Services Network, LLC | 500 | $7,340 | 0.00% | −3,240−86.6% | 減碼 |
| Chilton Capital Management LLC | 399 | $5,858 | 0.00% | +399 | 新進 |
| Financial Management Professionals, Inc. | 333 | $5,000 | 0.00% | +333 | 新進 |
| Cary Street Partner Investment Advisory LLC | 300 | $4,404 | 0.00% | −200−40.0% | 減碼 |
| Harbour Investments, Inc. | 250 | $3,670 | 0.00% | 00.0% | 不變 |
| Horan Securities, Inc. | 200 | $2,936 | 0.00% | 00.0% | 不變 |
| Proequities, Inc. | 125 | $1,870 | 0.00% | +125 | 新進 |
| Wolff Wiese Magana LLC | 88 | $1,292 | 0.00% | 00.0% | 不變 |
| Bangor Savings Bank | 1 | $15 | 0.00% | 00.0% | 不變 |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −7,048−100.0% | 清倉 |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −4,061−100.0% | 清倉 |
| Accurate Wealth Management, LLC | 0 | $0 | 0.00% | −1,000−100.0% | 清倉 |
| Citigroup Inc | 0 | $0 | 0.00% | −793−100.0% | 清倉 |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −335−100.0% | 清倉 |
| Coppell Advisory Solutions Corp. | 0 | $0 | 0.00% | −335−100.0% | 清倉 |
| Delta Asset Management LLC | 0 | $0 | 0.00% | −50−100.0% | 清倉 |
| CWM, LLC | 0 | $0 | 0.00% | −10−100.0% | 清倉 |