Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 83
- +3 vs. Q4 2022
- Shares held
- 8.62M
- +384.5K (+4.7%) vs. Q4 2022
- Total value
- $126.5M
- +$563.0K (+0.4%) vs. Q4 2022
- New holders
- 11
- 23 more added
- Sold out
- 8
- 28 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 988,168 | $14.5M | 0.00% | −135,196−12.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 788,572 | $11.6M | 0.02% | +24,013+3.1% | Added |
| UBS Group AG | 775,395 | $11.4M | 0.01% | +5,142+0.7% | Added |
| Wells Fargo & Company | 664,571 | $9.76M | 0.00% | +35,935+5.7% | Added |
| Guggenheim Capital LLC | 542,019 | $7.96M | 0.07% | −86,886−13.8% | Reduced |
| MML Investors Services, LLC | 536,124 | $7.87M | 0.06% | +19,123+3.7% | Added |
| Invesco Ltd. | 483,949 | $7.10M | 0.00% | +132,899+37.9% | Added |
| Bank of America Corp | 477,991 | $7.02M | 0.00% | +27,829+6.2% | Added |
| Advisors Asset Management, Inc. | 382,385 | $5.61M | 0.11% | −4,015−1.0% | Reduced |
| Shaker Financial Services, LLC | 262,625 | $3.93M | 1.72% | +168,466+178.9% | Added |
| Stifel Financial Corp | 180,066 | $2.64M | 0.00% | −1,623−0.9% | Reduced |
| Ameriprise Financial Inc | 175,765 | $2.58M | 0.00% | +54,700+45.2% | Added |
| Raymond James & Associates | 171,787 | $2.52M | 0.00% | −16,168−8.6% | Reduced |
| Royal Bank of Canada | 153,230 | $2.25M | 0.00% | +1,072+0.7% | Added |
| LPL Financial LLC | 150,592 | $2.21M | 0.00% | −17,484−10.4% | Reduced |
| Schnieders Capital Management LLC | 125,385 | $1.84M | 0.41% | −1,395−1.1% | Reduced |
| Advisor Group Holdings, Inc. | 112,451 | $1.65M | 0.00% | −4,130−3.5% | Reduced |
| D.A. Davidson & Co. | 111,630 | $1.64M | 0.02% | +10,175+10.0% | Added |
| Private Advisor Group, LLC | 107,790 | $1.58M | 0.02% | +670+0.6% | Added |
| Integrated Wealth Concepts LLC | 101,652 | $1.49M | 0.03% | −595−0.6% | Reduced |
| Wolverine Asset Management LLC | 94,177 | $1.38M | 0.02% | +94,177 | New |
| Cetera Investment Advisers | 72,409 | $1.06M | 0.01% | +27,662+61.8% | Added |
| Formidable Asset Management, LLC | 68,861 | $1.01M | 0.21% | −359−0.5% | Reduced |
| Baird Financial Group, Inc. | 68,379 | $1.00M | 0.00% | −6,971−9.3% | Reduced |
| Atria Wealth Solutions, Inc. | 61,575 | $921.6K | 0.01% | −2,727−4.2% | Reduced |
| Shulman DeMeo Asset Management LLC | 61,447 | $902.0K | 0.28% | −453−0.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 58,458 | $858.0K | 0.00% | +1,042+1.8% | Added |
| Commonwealth Equity Services, LLC | 53,691 | $788.0K | 0.00% | +127+0.2% | Added |
| Nations Financial Group Inc, | 46,088 | $676.6K | 0.07% | +500+1.1% | Added |
| Dynamic Advisor Solutions LLC | 41,460 | $608.6K | 0.04% | +5,000+13.7% | Added |
| National Asset Management, Inc. | 39,995 | $598.6K | 0.02% | +3,308+9.0% | Added |
| Raymond James Trust N.A. | 36,648 | $538.0K | 0.02% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 34,376 | $504.6K | 0.00% | −23,264−40.4% | Reduced |
| Cetera Advisor Networks LLC | 33,748 | $495.4K | 0.00% | −177−0.5% | Reduced |
| Institute for Wealth Management, LLC. | 32,394 | $475.5K | 0.09% | −125−0.4% | Reduced |
| Kingsview Wealth Management, LLC | 32,266 | $473.7K | 0.02% | +109+0.3% | Added |
| Stolper Co | 31,434 | $461.0K | 0.20% | −814−2.5% | Reduced |
| Janney Montgomery Scott LLC | 31,055 | $456.0K | 0.00% | +1,460+4.9% | Added |
| DFPG Investments, LLC | 28,625 | $420.2K | 0.05% | 00.0% | Unchanged |
| Wedbush Securities Inc | 25,090 | $368.0K | 0.02% | +591+2.4% | Added |
| Walleye Capital LLC | 23,381 | $343.2K | 0.01% | +23,381 | New |
| BFT Financial Group, LLC | 23,000 | $337.6K | 0.05% | +23,000 | New |
| Landscape Capital Management, L.L.C. | 22,736 | $333.8K | 0.05% | +22,736 | New |
| JPMorgan Chase & Co | 22,218 | $326.0K | 0.00% | +17,899+414.4% | Added |
| Keybank National Association | 20,000 | $293.6K | 0.00% | 00.0% | Unchanged |
| Pinnacle Associates Ltd | 19,205 | $281.9K | 0.01% | −364−1.9% | Reduced |
| BDO Wealth Advisors, LLC | 18,499 | $271.6K | 0.03% | −5,902−24.2% | Reduced |
| 9258 Wealth Management, LLC | 17,187 | $252.3K | 0.05% | −930−5.1% | Reduced |
| Money Concepts Capital Corp | 22,678 | $245.5K | 0.01% | −7,720−25.4% | Reduced |
| Mercer Global Advisors Inc | 16,620 | $244.0K | 0.00% | +16,620 | New |
| AlphaStar Capital Management, LLC | 15,292 | $224.5K | 0.02% | 00.0% | Unchanged |
| Eudaimonia Partners, LLC | 14,359 | $210.8K | 0.05% | −500−3.4% | Reduced |
| Truist Financial Corp | 14,094 | $206.9K | 0.00% | −7,284−34.1% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 13,410 | $196.9K | 0.02% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 13,028 | $191.3K | 0.00% | +13,028 | New |
| Hennion & Walsh Asset Management, Inc. | 12,613 | $185.0K | 0.01% | −143−1.1% | Reduced |
| Elequin Capital LP | 10,605 | $155.7K | 0.11% | +8,775+479.5% | Added |
| Great Valley Advisor Group, Inc. | 10,200 | $149.7K | 0.01% | 00.0% | Unchanged |
| Liberty One Investment Management, LLC | 8,189 | $120.2K | 0.02% | −13,875−62.9% | Reduced |
| Princeton Global Asset Management LLC | 6,855 | $100.6K | 0.03% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 6,750 | $99.1K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 6,359 | $93.3K | 0.00% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 6,146 | $90.2K | 0.07% | 00.0% | Unchanged |
| US Bancorp | 5,473 | $80.3K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,111 | $45.7K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 2,930 | $43.0K | 0.00% | −4,473−60.4% | Reduced |
| FNY Investment Advisers, LLC | 2,800 | $41.0K | 0.05% | +2,800 | New |
| Baldwin Brothers Inc | 2,592 | $38.1K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 2,000 | $29.4K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 2,000 | $28.9K | 0.00% | +2,000 | New |
| Belpointe Asset Management LLC | 1,615 | $23.7K | 0.00% | 00.0% | Unchanged |
| Antonetti Capital Management LLC | 1,338 | $19.6K | 0.03% | 00.0% | Unchanged |
| American National Bank | 1,046 | $15.4K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,010 | $14.8K | 0.00% | +19+1.9% | Added |
| Advisory Services Network, LLC | 500 | $7.34K | 0.00% | −3,240−86.6% | Reduced |
| Chilton Capital Management LLC | 399 | $5.86K | 0.00% | +399 | New |
| Financial Management Professionals, Inc. | 333 | $5.00K | 0.00% | +333 | New |
| Cary Street Partner Investment Advisory LLC | 300 | $4.40K | 0.00% | −200−40.0% | Reduced |
| Harbour Investments, Inc. | 250 | $3.67K | 0.00% | 00.0% | Unchanged |
| Horan Securities, Inc. | 200 | $2.94K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 125 | $1.87K | 0.00% | +125 | New |
| Wolff Wiese Magana LLC | 88 | $1.29K | 0.00% | 00.0% | Unchanged |
| Bangor Savings Bank | 1 | $15 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −7,048−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −4,061−100.0% | Sold out |
| Accurate Wealth Management, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −793−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −335−100.0% | Sold out |
| Coppell Advisory Solutions Corp. | 0 | $0 | 0.00% | −335−100.0% | Sold out |
| Delta Asset Management LLC | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −10−100.0% | Sold out |