Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 80
- +5 vs. Q1 2022
- Shares held
- 8.27M
- +496.5K (+6.4%) vs. Q1 2022
- Total value
- $126.5M
- −$2.74M (−2.1%) vs. Q1 2022
- New holders
- 9
- 33 more added
- Sold out
- 4
- 18 more reduced
1 institution that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 888,763 | $13.6M | 0.00% | +210,619+31.1% | Added |
| UBS Group AG | 756,585 | $11.6M | 0.01% | +37,806+5.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 726,185 | $11.1M | 0.02% | +41,295+6.0% | Added |
| Northwestern Mutual Wealth Management Co | 689,409 | $10.5M | 0.02% | +43,374+6.7% | Added |
| Guggenheim Capital LLC | 687,894 | $10.5M | 0.08% | −4,204−0.6% | Reduced |
| Wells Fargo & Company | 532,020 | $8.13M | 0.00% | +21,021+4.1% | Added |
| Invesco Ltd. | 453,254 | $6.92M | 0.00% | −75,264−14.2% | Reduced |
| Bank of America Corp | 382,833 | $5.85M | 0.00% | +127,263+49.8% | Added |
| Advisors Asset Management, Inc. | 369,806 | $5.65M | 0.10% | +369,806 | New |
| Shaker Financial Services, LLC | 282,988 | $4.32M | 2.10% | −203,176−41.8% | Reduced |
| Raymond James & Associates | 211,235 | $3.23M | 0.00% | −31,540−13.0% | Reduced |
| Stifel Financial Corp | 175,676 | $2.68M | 0.00% | −106,955−37.8% | Reduced |
| Royal Bank of Canada | 142,426 | $2.18M | 0.00% | +8,266+6.2% | Added |
| Advisor Group Holdings, Inc. | 119,299 | $1.83M | 0.00% | +28,212+31.0% | Added |
| Ameriprise Financial Inc | 118,759 | $1.81M | 0.00% | +18,805+18.8% | Added |
| 1607 Capital Partners, LLC | 118,023 | $1.80M | 0.12% | −131,335−52.7% | Reduced |
| Schnieders Capital Management LLC | 115,180 | $1.76M | 0.52% | +900+0.8% | Added |
| Private Advisor Group, LLC | 101,753 | $1.55M | 0.01% | +9,984+10.9% | Added |
| D.A. Davidson & Co. | 98,824 | $1.51M | 0.02% | +11,822+13.6% | Added |
| Integrated Wealth Concepts LLC | 94,942 | $1.45M | 0.05% | +94,942 | New |
| LPL Financial LLC | 90,672 | $1.39M | 0.00% | +14,205+18.6% | Added |
| Envestnet Asset Management Inc | 89,439 | $1.37M | 0.00% | +1,306+1.5% | Added |
| Park Avenue Securities LLC | 84,387 | $1.29M | 0.02% | −494−0.6% | Reduced |
| Formidable Asset Management, LLC | 81,964 | $1.25M | 0.28% | −285−0.3% | Reduced |
| Shulman DeMeo Asset Management LLC | 62,562 | $956.0K | 0.32% | −504−0.8% | Reduced |
| Raymond James Trust N.A. | 61,889 | $946.0K | 0.03% | +17,889+40.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 48,747 | $745.0K | 0.00% | +2,446+5.3% | Added |
| Commonwealth Equity Services, LLC | 48,592 | $742.0K | 0.00% | −1,376−2.8% | Reduced |
| Liberty One Investment Management, LLC | 37,714 | $642.0K | 0.11% | +3,673+10.8% | Added |
| Nations Financial Group Inc, | 39,625 | $605.0K | 0.08% | +1,000+2.6% | Added |
| Kingsview Wealth Management, LLC | 33,749 | $516.0K | 0.02% | +900+2.7% | Added |
| Stolper Co | 32,808 | $501.0K | 0.24% | +38+0.1% | Added |
| Institute for Wealth Management, LLC. | 32,744 | $500.0K | 0.10% | −60−0.2% | Reduced |
| Cetera Advisor Networks LLC | 29,537 | $452.0K | 0.01% | +19,146+184.3% | Added |
| BDO Wealth Advisors, LLC | 29,334 | $448.0K | 0.06% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 27,601 | $412.0K | 0.00% | +5,055+22.4% | Added |
| Wedbush Securities Inc | 26,684 | $408.0K | 0.02% | +245+0.9% | Added |
| Dynamic Advisor Solutions LLC | 26,550 | $406.0K | 0.03% | −385−1.4% | Reduced |
| Cetera Investment Advisers | 24,176 | $369.0K | 0.01% | +12,714+110.9% | Added |
| Truist Financial Corp | 23,858 | $365.0K | 0.00% | −1,569−6.2% | Reduced |
| BFT Financial Group, LLC | 23,000 | $351.0K | 0.09% | 00.0% | Unchanged |
| Keybank National Association | 20,368 | $311.0K | 0.00% | 00.0% | Unchanged |
| Pinnacle Associates Ltd | 19,605 | $300.0K | 0.01% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 19,376 | $296.0K | 0.08% | −1,185−5.8% | Reduced |
| Northern Trust Corp | 15,778 | $241.0K | 0.00% | +42+0.3% | Added |
| AlphaStar Capital Management, LLC | 15,292 | $234.0K | 0.02% | +2,296+17.7% | Added |
| Covington Capital Management | 14,554 | $222.0K | 0.01% | 00.0% | Unchanged |
| Eudaimonia Partners, LLC | 14,083 | $215.0K | 0.04% | +25+0.2% | Added |
| Sheaff Brock Investment Advisors, LLC | 13,400 | $205.0K | 0.02% | +15+0.1% | Added |
| Bank of Montreal | 12,820 | $204.0K | 0.00% | −7,049−35.5% | Reduced |
| Integrated Capital Management, Inc. | 12,660 | $197.0K | 0.18% | +477+3.9% | Added |
| Atria Wealth Solutions, Inc. | 11,763 | $183.0K | 0.00% | −46,869−79.9% | Reduced |
| IFP Advisors, Inc | 8,739 | $175.0K | 0.01% | 00.0% | Unchanged |
| Great Valley Advisor Group, Inc. | 10,075 | $154.0K | 0.01% | +10,075 | New |
| Princeton Global Asset Management LLC | 6,855 | $105.0K | 0.03% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 6,750 | $103.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 6,359 | $97.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 5,473 | $83.0K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 4,400 | $68.0K | 0.01% | −4,427−50.2% | Reduced |
| Rockefeller Capital Management L.P. | 4,094 | $62.0K | 0.00% | +33+0.8% | Added |
| Patriot Financial Group Insurance Agency, LLC | 3,481 | $53.0K | 0.01% | +32+0.9% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,938 | $44.0K | 0.00% | +50+1.7% | Added |
| FNY Investment Advisers, LLC | 2,800 | $42.0K | 0.03% | 00.0% | Unchanged |
| Baldwin Brothers Inc | 2,592 | $40.0K | 0.01% | 00.0% | Unchanged |
| Private Trust Co NA | 2,000 | $31.0K | 0.00% | +2,000 | New |
| SeaCrest Wealth Management, LLC | 2,033 | $31.0K | 0.00% | +2,033 | New |
| American Portfolios Advisors | 1,944 | $29.7K | 0.00% | 00.0% | Unchanged |
| Antonetti Capital Management LLC | 1,338 | $20.0K | 0.02% | 00.0% | Unchanged |
| American National Bank | 1,230 | $19.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 1,156 | $18.0K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 953 | $14.0K | 0.00% | +15+1.6% | Added |
| Citigroup Inc | 761 | $12.0K | 0.00% | −1,609−67.9% | Reduced |
| Chilton Capital Management LLC | 689 | $11.0K | 0.00% | +689 | New |
| Ellis Investment Partners, LLC | 448 | $6.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 250 | $4.00K | 0.00% | +250 | New |
| Horan Securities, Inc. | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 110 | $1.00K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 88 | $1.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| CWM, LLC | 10 | $0 | 0.00% | +10 | New |
| Spire Wealth Management | 0 | $0 | 0.00% | −3,597−100.0% | Sold out |
| Clearstead Advisors, LLC | 0 | $0 | 0.00% | −1,550−100.0% | Sold out |
| Future Financial Wealth Managment LLC | 0 | $0 | 0.00% | −564−100.0% | Sold out |
| O'Dell Group, LLC | 0 | $0 | 0.00% | −313−100.0% | Sold out |
| Parametric Portfolio Associates LLC | – | – | – | – | Not filed |