Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q4 2025
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
DIAX is no longer listed, so this page shows Q4 2025. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 122
- +14 vs. Q3 2025
- Shares held
- 12.4M
- +500.9K (+4.2%) vs. Q3 2025
- Total value
- $189.9M
- +$12.0M (+6.8%) vs. Q3 2025
- New holders
- 21
- 36 more added
- Sold out
- 7
- 43 more reduced
1 institution that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,714,813 | $26.2M | 0.00% | −94,609−5.2% | Reduced |
| Saba Capital Management, L.P. | 1,599,746 | $24.4M | 0.82% | +565,320+54.7% | Added |
| Bank of America Corp | 1,123,777 | $17.1M | 0.00% | +17,328+1.6% | Added |
| Raymond James Financial Inc | 729,615 | $11.1M | 0.00% | −1,648−0.2% | Reduced |
| Wells Fargo & Company | 636,472 | $9.71M | 0.00% | +19,892+3.2% | Added |
| Allspring Global Investments Holdings, LLC | 603,228 | $9.21M | 0.01% | +75,743+14.4% | Added |
| Invesco Ltd. | 554,865 | $8.47M | 0.00% | −26,925−4.6% | Reduced |
| Guggenheim Capital LLC | 472,794 | $7.21M | 0.05% | −57,343−10.8% | Reduced |
| UBS Group AG | 403,874 | $6.16M | 0.00% | −25,047−5.8% | Reduced |
| Capital Investment Advisors, LLC | 353,064 | $5.39M | 0.08% | −8,681−2.4% | Reduced |
| Wolverine Asset Management LLC | 249,306 | $3.80M | 0.05% | +2,569+1.0% | Added |
| CNH Partners LLC | 204,492 | $3.12M | 0.07% | −69,993−25.5% | Reduced |
| LPL Financial LLC | 202,293 | $3.09M | 0.00% | −10,787−5.1% | Reduced |
| Shaker Financial Services, LLC | 199,214 | $3.04M | 0.96% | −125,554−38.7% | Reduced |
| Cornerstone Advisors, LLC | 185,466 | $2.83M | 0.09% | −188,467−50.4% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 183,190 | $2.80M | 0.95% | +2,221+1.2% | Added |
| MML Investors Services, LLC | 135,848 | $2.07M | 0.01% | +9,502+7.5% | Added |
| 1607 Capital Partners, LLC | 118,061 | $1.80M | 0.12% | −33,250−22.0% | Reduced |
| Almitas Capital LLC | 114,201 | $1.74M | 0.38% | +114,201 | New |
| Rivernorth Capital Management, LLC | 112,137 | $1.71M | 0.08% | +6,196+5.8% | Added |
| Absolute Investment Advisers LLC | 98,482 | $1.54M | 0.18% | +98,482 | New |
| Advisor Group Holdings, Inc. | 96,637 | $1.47M | 0.00% | +3,128+3.3% | Added |
| Royal Bank of Canada | 92,820 | $1.42M | 0.00% | −795−0.8% | Reduced |
| Envestnet Asset Management Inc | 91,615 | $1.40M | 0.00% | +1,687+1.9% | Added |
| NBC Securities, Inc. | 90,166 | $1.38M | 0.10% | +4,843+5.7% | Added |
| Ameriprise Financial Inc | 89,655 | $1.37M | 0.00% | −11,447−11.3% | Reduced |
| Cetera Investment Advisers | 87,563 | $1.34M | 0.00% | +24,032+37.8% | Added |
| Park Avenue Securities LLC | 85,101 | $1.30M | 0.01% | +257+0.3% | Added |
| Advisory Advocates, LLC | 84,167 | $1.28M | 1.28% | +84,167 | New |
| Ionic Capital Management LLC | 72,133 | $1.10M | 1.09% | −274−0.4% | Reduced |
| Blue Bell Private Wealth Management, LLC | 70,871 | $1.08M | 0.16% | +11,585+19.5% | Added |
| Wiley Bros.-Aintree Capital, LLC | 69,614 | $1.06M | 0.01% | +13,666+24.4% | Added |
| Integrated Wealth Concepts LLC | 65,778 | $1.00M | 0.01% | −1,524−2.3% | Reduced |
| Private Advisor Group, LLC | 65,298 | $996.4K | 0.00% | −3,752−5.4% | Reduced |
| Altium Capital Management LP | 60,998 | $930.8K | 3.68% | +60,998 | New |
| Shulman DeMeo Asset Management LLC | 59,250 | $904.2K | 0.21% | −694−1.2% | Reduced |
| Advisors Asset Management, Inc. | 58,383 | $890.9K | 0.01% | −7,065−10.8% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 57,026 | $870.2K | 0.16% | +19,733+52.9% | Added |
| GWM Advisors LLC | 54,578 | $832.9K | 0.00% | +2,990+5.8% | Added |
| Janney Montgomery Scott LLC | 47,597 | $726.0K | 0.00% | −468−1.0% | Reduced |
| D.A. Davidson & Co. | 39,943 | $609.5K | 0.00% | −1,516−3.7% | Reduced |
| Dynamic Advisor Solutions LLC | 38,250 | $583.7K | 0.02% | −775−2.0% | Reduced |
| PMG Family Office LLC | 37,842 | $577.5K | 0.67% | −7,991−17.4% | Reduced |
| RSM US Wealth Management LLC | 36,354 | $565.3K | 0.01% | −1,334−3.5% | Reduced |
| Stolper Co | 36,490 | $557.0K | 0.16% | +1,038+2.9% | Added |
| Formidable Asset Management, LLC | 37,371 | $556.5K | 0.08% | −3,932−9.5% | Reduced |
| Stifel Financial Corp | 35,361 | $539.6K | 0.00% | −11,741−24.9% | Reduced |
| Commonwealth Equity Services, LLC | 34,894 | $532.5K | 0.00% | −4,352−11.1% | Reduced |
| Closed-End Fund Advisors, Inc. | 34,829 | $531.5K | 0.31% | +34,829 | New |
| Schnieders Capital Management, LLC. | 31,850 | $486.0K | 0.08% | −100−0.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 31,540 | $481.0K | 0.00% | −1,486−4.5% | Reduced |
| Nations Financial Group Inc, | 30,249 | $461.6K | 0.02% | 00.0% | Unchanged |
| Institute for Wealth Management, LLC. | 28,143 | $429.5K | 0.05% | −172−0.6% | Reduced |
| Calamos Advisors LLC | 25,709 | $392.3K | 0.00% | +6,255+32.2% | Added |
| Wedbush Securities Inc | 25,255 | $385.0K | 0.01% | −337−1.3% | Reduced |
| Diversify Advisory Services, LLC | 24,566 | $379.5K | 0.01% | −1,675−6.4% | Reduced |
| Leo Wealth, LLC | 23,000 | $351.0K | 0.03% | 00.0% | Unchanged |
| Sagespring Wealth Partners, LLC | 22,923 | $349.8K | 0.01% | +598+2.7% | Added |
| Yakira Capital Management, Inc. | 22,654 | $345.7K | 0.12% | +22,654 | New |
| Quantedge Capital Pte Ltd | 18,800 | $286.9K | 0.14% | +100+0.5% | Added |
| Lido Advisors, LLC | 18,825 | $286.0K | 0.00% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 18,177 | $277.4K | 0.18% | +1,605+9.7% | Added |
| Summit Financial, LLC | 17,215 | $262.7K | 0.00% | −3,193−15.6% | Reduced |
| Morey & Quinn Wealth Partners, LLC | 16,676 | $254.5K | 0.18% | 00.0% | Unchanged |
| National Asset Management, Inc. | 15,961 | $243.6K | 0.01% | −32−0.2% | Reduced |
| Quarry LP | 15,894 | $242.5K | 0.04% | +15,894 | New |
| Rockefeller Capital Management L.P. | 15,556 | $237.4K | 0.00% | +66+0.4% | Added |
| Pinnacle Associates Ltd | 15,516 | $236.8K | 0.00% | +500+3.3% | Added |
| Northwestern Mutual Wealth Management Co | 15,080 | $230.1K | 0.00% | +775+5.4% | Added |
| HighTower Advisors, LLC | 15,053 | $229.7K | 0.00% | −836−5.3% | Reduced |
| Kapstone Financial Advisors LLC | 14,535 | $221.8K | 0.11% | +470+3.3% | Added |
| Uhlmann Price Securities, LLC | 14,336 | $218.8K | 0.13% | +555+4.0% | Added |
| Kingsview Wealth Management, LLC | 13,734 | $209.6K | 0.00% | −450−3.2% | Reduced |
| Mariner, LLC | 13,603 | $207.6K | 0.00% | −2,601−16.1% | Reduced |
| Allworth Financial LP | 13,432 | $205.0K | 0.00% | 00.0% | Unchanged |
| Accredited Investor Services, LLC | 13,132 | $200.4K | 0.13% | −1,222−8.5% | Reduced |
| Kestra Advisory Services, LLC | 12,465 | $190.2K | 0.00% | +147+1.2% | Added |
| TrueMark Investments, LLC | 12,137 | $185.2K | 0.04% | +12,137 | New |
| PKS Advisory Services, LLC | 11,894 | $181.5K | 0.04% | +36+0.3% | Added |
| Warren Averett Asset Management, LLC | 11,613 | $177.2K | 0.00% | −1,865−13.8% | Reduced |
| Merit Financial Group, LLC | 11,582 | $176.7K | 0.00% | −194−1.6% | Reduced |
| Baird Financial Group, Inc. | 10,930 | $166.8K | 0.00% | +10,930 | New |
| Vista Investment Partners II, LLC | 10,800 | $164.8K | 0.07% | 00.0% | Unchanged |
| Pensionmark Financial Group, LLC | 10,500 | $160.2K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 8,310 | $126.8K | 0.00% | +8,310 | New |
| Global Retirement Partners, LLC | 8,202 | $125.2K | 0.00% | +8,202 | New |
| Wealth Preservation Advisors, LLC | 8,190 | $125.0K | 0.06% | 00.0% | Unchanged |
| PFS Partners, LLC | 7,863 | $120.0K | 0.06% | +306+4.0% | Added |
| Ronald Blue Trust, Inc. | 7,000 | $106.8K | 0.00% | +7,000 | New |
| Larson Financial Group LLC | 6,000 | $91.6K | 0.00% | 00.0% | Unchanged |
| Eastern Bank | 5,038 | $76.9K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 4,387 | $66.9K | 0.00% | −4−0.1% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 3,584 | $54.7K | 0.01% | +3,584 | New |
| TD Private Client Wealth LLC | 3,540 | $54.0K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 3,278 | $50.0K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 3,200 | $48.8K | 0.00% | −2,000−38.5% | Reduced |
| Marshall & Sterling Wealth Advisors Inc. | 2,837 | $43.3K | 0.03% | 00.0% | Unchanged |
| United Community Bank | 2,550 | $38.9K | 0.01% | 00.0% | Unchanged |
| Central Trust Co | 2,000 | $30.5K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 2,000 | $30.5K | 0.00% | 00.0% | Unchanged |