Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q2 2025
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 104
- +4 vs. Q1 2025
- Shares held
- 11.8M
- +537.8K (+4.8%) vs. Q1 2025
- Total value
- $169.8M
- +$6.21M (+3.8%) vs. Q1 2025
- New holders
- 10
- 26 more added
- Sold out
- 6
- 40 more reduced
1 institution that held it in Q1 2025 haven't filed for Q2 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,832,235 | $26.3M | 0.00% | −58,331−3.1% | Reduced |
| Bank of America Corp | 1,098,923 | $15.8M | 0.00% | −170,488−13.4% | Reduced |
| Raymond James Financial Inc | 732,417 | $10.5M | 0.00% | −18,936−2.5% | Reduced |
| Saba Capital Management, L.P. | 712,188 | $10.2M | 0.28% | +421,086+144.7% | Added |
| Guggenheim Capital LLC | 595,485 | $8.54M | 0.07% | +20,847+3.6% | Added |
| Invesco Ltd. | 585,307 | $8.39M | 0.00% | −10,801−1.8% | Reduced |
| Wells Fargo & Company | 565,737 | $8.11M | 0.00% | −143,420−20.2% | Reduced |
| Cornerstone Advisors, LLC | 472,330 | $6.77M | 0.23% | +7,633+1.6% | Added |
| Shaker Financial Services, LLC | 459,536 | $6.73M | 2.44% | +189,389+70.1% | Added |
| UBS Group AG | 445,173 | $6.38M | 0.00% | −51,191−10.3% | Reduced |
| Capital Investment Advisors, LLC | 390,082 | $5.59M | 0.10% | −14,645−3.6% | Reduced |
| Allspring Global Investments Holdings, LLC | 353,986 | $5.08M | 0.01% | +341,587+2,755.0% | Added |
| CNH Partners LLC | 350,287 | $4.98M | 0.12% | −48,562−12.2% | Reduced |
| Wolverine Asset Management LLC | 249,718 | $3.58M | 0.06% | +26,345+11.8% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 244,209 | $3.50M | 1.25% | −41,327−14.5% | Reduced |
| LPL Financial LLC | 196,371 | $2.82M | 0.00% | +56,814+40.7% | Added |
| Advisors Asset Management, Inc. | 161,386 | $2.31M | 0.04% | −1,213−0.7% | Reduced |
| 1607 Capital Partners, LLC | 159,611 | $2.29M | 0.19% | −18,695−10.5% | Reduced |
| MML Investors Services, LLC | 116,475 | $1.67M | 0.00% | −6,880−5.6% | Reduced |
| Ameriprise Financial Inc | 100,592 | $1.44M | 0.00% | +13,573+15.6% | Added |
| Royal Bank of Canada | 99,210 | $1.42M | 0.00% | −18,166−15.5% | Reduced |
| Advisor Group Holdings, Inc. | 94,562 | $1.36M | 0.00% | +17,445+22.6% | Added |
| Envestnet Asset Management Inc | 88,666 | $1.27M | 0.00% | −2,926−3.2% | Reduced |
| Park Avenue Securities LLC | 85,442 | $1.23M | 0.01% | +85,442 | New |
| NBC Securities, Inc. | 78,244 | $1.12M | 0.09% | +5,670+7.8% | Added |
| Private Advisor Group, LLC | 78,086 | $1.12M | 0.01% | −1,829−2.3% | Reduced |
| Ionic Capital Management LLC | 72,407 | $1.04M | 1.16% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 67,692 | $970.7K | 0.01% | −529−0.8% | Reduced |
| Cetera Investment Advisers | 61,078 | $875.9K | 0.00% | +5,389+9.7% | Added |
| Wiley Bros.-Aintree Capital, LLC | 59,958 | $859.8K | 0.01% | +30,957+106.7% | Added |
| Shulman DeMeo Asset Management LLC | 59,944 | $859.6K | 0.21% | −78−0.1% | Reduced |
| GWM Advisors LLC | 50,625 | $726.0K | 0.00% | +18,402+57.1% | Added |
| Blue Bell Private Wealth Management, LLC | 48,459 | $694.9K | 0.12% | +10,887+29.0% | Added |
| Stifel Financial Corp | 47,949 | $687.6K | 0.00% | −16,865−26.0% | Reduced |
| Janney Montgomery Scott LLC | 46,879 | $672.0K | 0.00% | −1,927−3.9% | Reduced |
| Formidable Asset Management, LLC | 42,422 | $614.7K | 0.10% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 42,414 | $608.2K | 0.00% | −370−0.9% | Reduced |
| Commonwealth Equity Services, LLC | 41,676 | $598.0K | 0.00% | −100−0.2% | Reduced |
| RSM US Wealth Management LLC | 38,862 | $569.0K | 0.01% | −1,272−3.2% | Reduced |
| Dynamic Advisor Solutions LLC | 39,275 | $563.2K | 0.02% | −5,738−12.7% | Reduced |
| Rpo LLC | 39,270 | $563.1K | 1.31% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 37,497 | $538.0K | 0.00% | −23,963−39.0% | Reduced |
| Readystate Asset Management LP | 37,514 | $538.0K | 0.02% | −24,112−39.1% | Reduced |
| Quantedge Capital Pte Ltd | 36,100 | $517.7K | 0.47% | +2,000+5.9% | Added |
| Stolper Co | 35,524 | $509.0K | 0.17% | +2,588+7.9% | Added |
| Schnieders Capital Management LLC | 32,300 | $463.2K | 0.08% | −500−1.5% | Reduced |
| Nations Financial Group Inc, | 30,249 | $433.8K | 0.03% | −3,618−10.7% | Reduced |
| National Asset Management, Inc. | 28,414 | $407.5K | 0.02% | −9,637−25.3% | Reduced |
| Institute for Wealth Management, LLC. | 28,315 | $406.0K | 0.05% | 00.0% | Unchanged |
| Diversify Advisory Services, LLC | 26,241 | $377.1K | 0.01% | 00.0% | Unchanged |
| Wedbush Securities Inc | 25,681 | $368.0K | 0.01% | +131+0.5% | Added |
| Leo Wealth, LLC | 23,000 | $329.8K | 0.03% | 00.0% | Unchanged |
| Mariner, LLC | 21,078 | $302.3K | 0.00% | −17,497−45.4% | Reduced |
| Sagespring Wealth Partners, LLC | 20,963 | $300.6K | 0.01% | −1,623−7.2% | Reduced |
| Summit Financial, LLC | 19,000 | $278.0K | 0.01% | +19,000 | New |
| Lido Advisors, LLC | 18,436 | $269.9K | 0.00% | +18,436 | New |
| Morey & Quinn Wealth Partners, LLC | 16,676 | $239.1K | 0.19% | −779−4.5% | Reduced |
| Calamos Advisors LLC | 15,979 | $229.1K | 0.00% | −1,390−8.0% | Reduced |
| HighTower Advisors, LLC | 15,971 | $229.0K | 0.00% | +15,971 | New |
| Pinnacle Associates Ltd | 15,016 | $215.3K | 0.00% | −1,000−6.2% | Reduced |
| Integrated Capital Management, Inc. | 14,528 | $208.3K | 0.16% | +467+3.3% | Added |
| Accredited Investor Services, LLC | 14,479 | $207.6K | 0.16% | −185−1.3% | Reduced |
| Kingsview Wealth Management, LLC | 14,473 | $207.5K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 14,341 | $205.6K | 0.00% | +1,582+12.4% | Added |
| Warren Averett Asset Management, LLC | 13,867 | $198.9K | 0.00% | −331−2.3% | Reduced |
| Allworth Financial LP | 13,432 | $192.6K | 0.00% | +13,432 | New |
| Kestra Advisory Services, LLC | 13,327 | $191.1K | 0.00% | +613+4.8% | Added |
| Kapstone Financial Advisors LLC | 12,665 | $181.6K | 0.09% | +12,665 | New |
| PKS Advisory Services, LLC | 12,387 | $177.6K | 0.04% | −25−0.2% | Reduced |
| Geneos Wealth Management Inc. | 12,109 | $173.6K | 0.00% | −266−2.1% | Reduced |
| Merit Financial Group, LLC | 11,900 | $170.6K | 0.00% | +1,259+11.8% | Added |
| Vista Investment Partners II, LLC | 10,800 | $154.9K | 0.07% | 00.0% | Unchanged |
| Pensionmark Financial Group, LLC | 10,500 | $150.6K | 0.00% | −1,000−8.7% | Reduced |
| Wealth Preservation Advisors, LLC | 8,190 | $117.4K | 0.07% | 00.0% | Unchanged |
| PFS Partners, LLC | 7,401 | $106.1K | 0.05% | +152+2.1% | Added |
| Fortitude Family Office, LLC | 6,060 | $86.9K | 0.03% | +6,060 | New |
| Larson Financial Group LLC | 6,000 | $86.0K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 5,200 | $74.6K | 0.01% | 00.0% | Unchanged |
| Eastern Bank | 5,038 | $72.2K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 4,398 | $63.1K | 0.00% | −1,575−26.4% | Reduced |
| TD Private Client Wealth LLC | 3,540 | $50.8K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 2,857 | $41.0K | 0.01% | +1,962+219.2% | Added |
| Marshall & Sterling Wealth Advisors Inc. | 2,837 | $40.7K | 0.03% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 2,800 | $40.0K | 0.02% | 00.0% | Unchanged |
| US Bancorp | 2,648 | $38.0K | 0.00% | 00.0% | Unchanged |
| United Community Bank | 2,550 | $36.6K | 0.01% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 2,500 | $35.9K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 2,000 | $30.1K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 2,000 | $28.7K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,800 | $25.8K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,208 | $17.3K | 0.00% | +25+2.1% | Added |
| Costello Asset Management, INC | 1,104 | $15.8K | 0.01% | +22+2.0% | Added |
| WPG Advisers, LLC | 1,008 | $14.5K | 0.01% | −545−35.1% | Reduced |
| Ameritas Advisory Services, LLC | 805 | $11.5K | 0.00% | +805 | New |
| The PNC Financial Services Group, Inc. | 750 | $10.8K | 0.00% | 00.0% | Unchanged |
| Smallwood Wealth Investment Management, LLC | 662 | $9.50K | 0.01% | +11+1.7% | Added |
| GPS Wealth Strategies Group, LLC | 550 | $7.89K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 500 | $7.17K | 0.00% | +500 | New |
| Iron Horse Wealth Management, LLC | 311 | $4.46K | 0.00% | 00.0% | Unchanged |
| Fourth Dimension Wealth, LLC | 277 | $3.97K | 0.00% | 00.0% | Unchanged |