Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 82
- −1 vs. Q1 2023
- Shares held
- 9.25M
- +636.2K (+7.4%) vs. Q1 2023
- Total value
- $130.7M
- +$4.20M (+3.3%) vs. Q1 2023
- New holders
- 13
- 27 more added
- Sold out
- 14
- 25 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 931,841 | $13.1M | 0.00% | −56,327−5.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 802,484 | $11.3M | 0.02% | +13,912+1.8% | Added |
| UBS Group AG | 798,147 | $11.3M | 0.00% | +22,752+2.9% | Added |
| Bank of America Corp | 709,958 | $10.0M | 0.00% | +231,967+48.5% | Added |
| Wells Fargo & Company | 633,777 | $8.94M | 0.00% | −30,794−4.6% | Reduced |
| Invesco Ltd. | 567,859 | $8.01M | 0.00% | +83,910+17.3% | Added |
| Guggenheim Capital LLC | 550,708 | $7.77M | 0.06% | +8,689+1.6% | Added |
| Shaker Financial Services, LLC | 429,758 | $6.17M | 2.70% | +167,133+63.6% | Added |
| Advisors Asset Management, Inc. | 388,371 | $5.48M | 0.11% | +5,986+1.6% | Added |
| Wolverine Asset Management LLC | 235,966 | $3.33M | 0.06% | +141,789+150.6% | Added |
| Cornerstone Advisors, LLC | 194,870 | $2.75M | 0.13% | +194,870 | New |
| Thomas J. Herzfeld Advisors, Inc. | 187,047 | $2.64M | 1.05% | +187,047 | New |
| Stifel Financial Corp | 178,518 | $2.52M | 0.00% | −1,548−0.9% | Reduced |
| Royal Bank of Canada | 169,467 | $2.39M | 0.00% | +16,237+10.6% | Added |
| Raymond James & Associates | 158,852 | $2.24M | 0.00% | −12,935−7.5% | Reduced |
| Ameriprise Financial Inc | 156,043 | $2.21M | 0.00% | −19,722−11.2% | Reduced |
| LPL Financial LLC | 152,960 | $2.16M | 0.00% | +2,368+1.6% | Added |
| MML Investors Services, LLC | 143,359 | $2.02M | 0.01% | −392,765−73.3% | Reduced |
| Schnieders Capital Management LLC | 127,985 | $1.81M | 0.38% | +2,600+2.1% | Added |
| D.A. Davidson & Co. | 118,901 | $1.68M | 0.02% | +7,271+6.5% | Added |
| Advisor Group Holdings, Inc. | 117,964 | $1.66M | 0.00% | +5,513+4.9% | Added |
| Private Advisor Group, LLC | 109,804 | $1.55M | 0.01% | +2,014+1.9% | Added |
| Integrated Wealth Concepts LLC | 97,400 | $1.37M | 0.02% | −4,252−4.2% | Reduced |
| Envestnet Asset Management Inc | 88,888 | $1.25M | 0.00% | +75,860+582.3% | Added |
| Park Avenue Securities LLC | 80,979 | $1.14M | 0.02% | +80,979 | New |
| Formidable Asset Management, LLC | 68,861 | $972.0K | 0.21% | 00.0% | Unchanged |
| Shulman DeMeo Asset Management LLC | 61,191 | $863.4K | 0.26% | −256−0.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 58,418 | $824.0K | 0.00% | −40−0.1% | Reduced |
| Landscape Capital Management, L.L.C. | 58,198 | $821.2K | 0.11% | +35,462+156.0% | Added |
| Atria Wealth Solutions, Inc. | 50,605 | $728.6K | 0.01% | −10,970−17.8% | Reduced |
| Commonwealth Equity Services, LLC | 49,793 | $703.0K | 0.00% | −3,898−7.3% | Reduced |
| CNH Partners LLC | 47,388 | $668.6K | 0.03% | +47,388 | New |
| Nations Financial Group Inc, | 45,953 | $648.4K | 0.06% | −135−0.3% | Reduced |
| National Asset Management, Inc. | 43,585 | $627.5K | 0.01% | +3,590+9.0% | Added |
| Cetera Advisor Networks LLC | 37,318 | $526.6K | 0.00% | +3,570+10.6% | Added |
| Raymond James Trust N.A. | 36,648 | $517.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 33,578 | $473.8K | 0.00% | −798−2.3% | Reduced |
| Janney Montgomery Scott LLC | 32,305 | $456.0K | 0.00% | +1,250+4.0% | Added |
| Institute for Wealth Management, LLC. | 32,264 | $455.2K | 0.08% | −130−0.4% | Reduced |
| Kingsview Wealth Management, LLC | 31,766 | $448.2K | 0.02% | −500−1.5% | Reduced |
| Stolper Co | 30,723 | $434.0K | 0.18% | −711−2.3% | Reduced |
| DFPG Investments, LLC | 28,625 | $408.2K | 0.04% | 00.0% | Unchanged |
| Wedbush Securities Inc | 24,711 | $349.0K | 0.02% | −379−1.5% | Reduced |
| BFT Financial Group, LLC | 23,000 | $324.5K | 0.04% | 00.0% | Unchanged |
| Pinnacle Associates Ltd | 20,950 | $295.6K | 0.01% | +1,745+9.1% | Added |
| Elequin Capital LP | 20,182 | $284.8K | 0.15% | +9,577+90.3% | Added |
| Keybank National Association | 20,000 | $282.2K | 0.00% | 00.0% | Unchanged |
| AlphaStar Capital Management, LLC | 18,997 | $268.0K | 0.03% | +3,705+24.2% | Added |
| Dynamic Advisor Solutions LLC | 18,560 | $261.9K | 0.01% | −22,900−55.2% | Reduced |
| BDO Wealth Advisors, LLC | 17,901 | $252.6K | 0.03% | −598−3.2% | Reduced |
| 1607 Capital Partners, LLC | 17,751 | $250.5K | 0.02% | +17,751 | New |
| 9258 Wealth Management, LLC | 16,203 | $228.6K | 0.04% | −984−5.7% | Reduced |
| JPMorgan Chase & Co | 15,102 | $213.1K | 0.00% | −7,116−32.0% | Reduced |
| Eudaimonia Partners, LLC | 14,621 | $206.3K | 0.05% | +262+1.8% | Added |
| Truist Financial Corp | 14,098 | $198.9K | 0.00% | +40.0% | Added |
| Sheaff Brock Investment Advisors, LLC | 13,410 | $189.2K | 0.02% | 00.0% | Unchanged |
| Great Valley Advisor Group, Inc. | 12,690 | $179.1K | 0.01% | +2,490+24.4% | Added |
| Hennion & Walsh Asset Management, Inc. | 12,611 | $178.0K | 0.01% | −20.0% | Reduced |
| Integrated Capital Management, Inc. | 11,811 | $166.7K | 0.15% | +11,811 | New |
| Kestra Advisory Services, LLC | 11,766 | $166.0K | 0.00% | +11,766 | New |
| Blue Bell Private Wealth Management, LLC | 8,741 | $123.3K | 0.03% | +8,741 | New |
| Liberty One Investment Management, LLC | 7,002 | $98.8K | 0.01% | −1,187−14.5% | Reduced |
| The PNC Financial Services Group, Inc. | 6,750 | $95.2K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 6,359 | $89.7K | 0.00% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 6,146 | $86.7K | 0.06% | 00.0% | Unchanged |
| US Bancorp | 5,473 | $77.2K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 5,370 | $75.8K | 0.02% | −1,485−21.7% | Reduced |
| GPS Wealth Strategies Group, LLC | 3,212 | $45.3K | 0.01% | +3,212 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,172 | $44.8K | 0.00% | +61+2.0% | Added |
| GWM Advisors LLC | 2,930 | $41.3K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 2,800 | $39.0K | 0.05% | 00.0% | Unchanged |
| Baldwin Brothers Inc | 2,592 | $36.6K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 2,000 | $28.2K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 2,000 | $28.2K | 0.00% | 00.0% | Unchanged |
| Antonetti Capital Management LLC | 1,338 | $18.9K | 0.03% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,029 | $14.5K | 0.00% | +19+1.9% | Added |
| American National Bank | 941 | $13.3K | 0.00% | −105−10.0% | Reduced |
| Coppell Advisory Solutions LLC | 335 | $4.69K | 0.00% | +335 | New |
| O'Dell Group, LLC | 313 | $4.42K | 0.00% | +313 | New |
| Wolff Wiese Magana LLC | 88 | $1.24K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $14 | 0.00% | +1 | New |
| CWM, LLC | 15 | $0 | 0.00% | +15 | New |
| Proequities, Inc. | 0 | $0 | 0.00% | −125−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −72,409−100.0% | Sold out |
| Baird Financial Group, Inc. | 0 | $0 | 0.00% | −68,379−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −23,381−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −22,678−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −16,620−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −1,615−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −399−100.0% | Sold out |
| Financial Management Professionals, Inc. | 0 | $0 | 0.00% | −333−100.0% | Sold out |
| Cary Street Partner Investment Advisory LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Horan Securities, Inc. | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Bangor Savings Bank | 0 | $0 | 0.00% | −1−100.0% | Sold out |