Skip to main content

Nuveen Dow 30sm Dynamic Overwrite Fund

DIAXDelisted Mar 30, 2026

Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.

13F holders, Q1 2021

Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
94
No complete 13F data for Q4 2020
Shares held
8.85M
No complete 13F data for Q4 2020
Total value
$143.9M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 94 institutions
Q1 2021: 94 institutionsQ2 2021: 89 institutionsQ3 2021: 79 institutionsQ4 2021: 77 institutionsQ1 2022: 76 institutionsQ2 2022: 80 institutionsQ3 2022: 73 institutionsQ4 2022: 80 institutionsQ1 2023: 83 institutionsQ2 2023: 82 institutionsQ3 2023: 81 institutionsQ4 2023: 82 institutionsQ1 2024: 82 institutionsQ2 2024: 86 institutionsQ3 2024: 86 institutionsQ4 2024: 90 institutionsQ1 2025: 101 institutionsQ2 2025: 104 institutionsQ3 2025: 109 institutionsQ4 2025: 122 institutionsQ1 2026: 3 institutionsQ2 2026: 0 institutions
Value heldQ1 2021: $143.9M
Q1 2021: $143.9MQ2 2021: $149.7MQ3 2021: $138.8MQ4 2021: $139.0MQ1 2022: $130.1MQ2 2022: $126.5MQ3 2022: $109.9MQ4 2022: $125.9MQ1 2023: $126.5MQ2 2023: $130.7MQ3 2023: $137.6MQ4 2023: $150.9MQ1 2024: $165.4MQ2 2024: $159.1MQ3 2024: $170.3MQ4 2024: $174.8MQ1 2025: $163.8MQ2 2025: $169.8MQ3 2025: $178.3MQ4 2025: $189.9MQ1 2026: $10.7MQ2 2026: $0
Institutions holding DIAX and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20263$10.7M
Q4 2025122$189.9M
Q3 2025109$178.3M
Q2 2025104$169.8M
Q1 2025101$163.8M
Q4 202490$174.8M
Q3 202486$170.3M
Q2 202486$159.1M
Q1 202482$165.4M
Q4 202382$150.9M
Q3 202381$137.6M
Q2 202382$130.7M
Q1 202383$126.5M
Q4 202280$125.9M
Q3 202273$109.9M
Q2 202280$126.5M
Q1 202276$130.1M
Q4 202177$139.0M
Q3 202179$138.8M
Q2 202189$149.7M
Q1 202194$143.9M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding DIAX in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Morgan Stanley919,668$14.9M0.00%––
UBS Group AG655,462$10.7M0.00%––
Rivernorth Capital Management, LLC627,587$10.2M0.61%––
Raymond James Financial Services Advisors, Inc.620,361$10.1M0.02%––
Wells Fargo & Company500,754$8.14M0.00%––
Invesco Ltd.491,360$7.99M0.00%––
Oxbow Advisors, LLC397,455$6.46M0.79%––
Northwestern Mutual Wealth Management Co392,605$6.38M0.01%––
Guggenheim Capital LLC359,689$5.84M0.04%––
Bank of America Corp343,803$5.59M0.00%––
1607 Capital Partners, LLC340,385$5.53M0.27%––
Ionic Capital Management LLC296,551$4.82M0.77%––
Stifel Financial Corp281,816$4.58M0.01%––
Shaker Financial Services, LLC272,586$4.43M1.76%––
Advisors Asset Management, Inc.238,139$3.87M0.06%––
Royal Bank of Canada150,739$2.45M0.00%––
Raymond James & Associates150,242$2.44M0.00%––
Schnieders Capital Management LLC94,980$1.54M0.46%––
Advisor Group Holdings, Inc.94,070$1.53M0.00%––
Formidable Asset Management, LLC92,293$1.50M0.33%––
Cornerstone Advisors, LLC89,757$1.46M0.13%––
Private Advisor Group, LLC84,298$1.37M0.01%––
Ameriprise Financial Inc78,101$1.25M0.00%––
Aviance Capital Partners, LLC70,797$1.15M0.22%––
Shulman DeMeo Asset Management LLC68,020$1.10M0.30%––
Envestnet Asset Management Inc66,485$1.08M0.00%––
D.A. Davidson & Co.63,600$1.03M0.01%––
Park Avenue Securities LLC63,579$1.03M0.03%––
CNH Partners LLC52,080$846.0K0.03%––
Landscape Capital Management, L.L.C.46,935$763.0K0.12%––
LPL Financial LLC46,917$762.0K0.00%––
Walleye Capital LLC45,356$737.0K0.05%––
Commonwealth Equity Services, LLC44,318$720.0K0.00%––
Hochman Cole Investment Advisors, Inc.42,812$696.0K0.29%––
Liberty One Investment Management, LLC42,759$695.0K0.12%––
Mirae Asset Global Investments Co., Ltd.41,420$673.0K0.00%––
Raymond James Trust N.A.40,990$666.0K0.02%––
Nations Financial Group Inc,36,875$599.0K0.14%––
Cambridge Investment Research Advisors, Inc.35,100$570.0K0.00%––
Institute for Wealth Management, LLC.32,996$536.0K0.10%––
BDO Wealth Advisors, LLC32,080$521.0K0.06%––
Kingsview Wealth Management, LLC25,544$416.0K0.02%––
Truist Financial Corp24,451$397.0K0.00%––
9258 Wealth Management, LLC23,099$375.0K0.11%––
BFT Financial Group, LLC23,000$374.0K0.11%––
Pinnacle Associates Ltd22,055$358.0K0.01%––
Keybank National Association20,368$331.0K0.00%––
Janney Montgomery Scott LLC18,441$300.0K0.00%––
Wedbush Securities Inc17,922$291.0K0.02%––
Walleye Trading LLC17,716$288.0K0.01%––
Covington Capital Management16,954$275.0K0.01%––
Wolverine Asset Management LLC16,188$263.0K0.00%––
Northern Trust Corp14,336$233.0K0.00%––
Eudaimonia Partners, LLC14,243$231.0K0.05%––
AlphaStar Capital Management, LLC12,996$215.0K0.03%––
Harbor Financial Services, LLC11,647$189.0K0.09%––
Capital Wealth Alliance, LLC11,558$187.0K0.13%––
Quantedge Capital Pte Ltd10,400$169.0K0.13%––
Texas Yale Capital Corp.10,368$168.0K0.01%––
CWM, LLC7,871$134.0K0.00%––
Spire Wealth Management7,837$127.0K0.00%––
Princeton Global Asset Management LLC7,241$118.0K0.04%––
The PNC Financial Services Group, Inc.6,972$114.0K0.00%––
US Bancorp6,836$111.0K0.00%––
Citigroup Inc6,809$111.0K0.00%––
FNY Investment Advisers, LLC6,883$111.0K0.04%––
Fifth Third Bancorp6,359$103.0K0.00%––
International Assets Investment Management, LLC6,702$102.0K0.01%––
Enterprise Financial Services Corp4,000$65.0K0.01%––
Rockefeller Capital Management L.P.4,006$65.0K0.00%––
Patriot Financial Group Insurance Agency, LLC3,335$54.0K0.01%––
Baldwin Brothers Inc2,592$42.0K0.00%––
Pinnacle Bancorp, Inc.2,181$35.0K0.02%––
American Portfolios Advisors1,944$31.6K0.00%––
Heritage Wealth Management, LLC1,866$30.0K0.02%––
TSFG, LLC1,725$28.0K0.01%––
Sowell Financial Services LLC1,350$23.0K0.00%––
SOA Wealth Advisors, LLC.1,198$19.0K0.01%––
FourThought Financial, LLC1,156$18.0K0.00%––
Security National Trust Co1,000$16.0K0.00%––
Steward Partners Investment Advisory, LLC850$13.8K0.00%––
Proequities, Inc.750$12.0K0.00%––
Wealthcare Advisory Partners LLC661$11.0K0.00%––
Liberty Wealth Management LLC745$11.0K0.01%––
Sound Income Strategies, LLC609$9.90K0.00%––
NEXT Financial Group, Inc570$9.00K0.00%––
WealthShield Partners, LLC577$9.00K0.00%––
Geneos Wealth Management Inc.513$8.00K0.00%––
Ellis Investment Partners, LLC448$7.00K0.00%––
Arkadios Wealth Advisors386$6.00K0.00%––
Harbour Investments, Inc.250$4.00K0.00%––
Horan Securities, Inc.200$3.00K0.00%––
San Francisco Sentry Investment Group (Ca)120$2.00K0.00%––
Wolff Wiese Magana LLC88$1.00K0.00%––