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Nuveen Dow 30sm Dynamic Overwrite Fund

DIAXDelisted Mar 30, 2026
SEC CIK
0001608742

Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.

13F holders, Q1 2022

Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
76
+1 vs. Q4 2021
Shares held
7.82M
+3.25K (0.0%) vs. Q4 2021
Total value
$130.1M
−$8.93M (−6.4%) vs. Q4 2021
New holders
10
24 more added
Sold out
9
17 more reduced

2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2022: 76 institutions
Q1 2021: 94 institutionsQ2 2021: 89 institutionsQ3 2021: 79 institutionsQ4 2021: 77 institutionsQ1 2022: 76 institutionsQ2 2022: 80 institutionsQ3 2022: 73 institutionsQ4 2022: 80 institutionsQ1 2023: 83 institutionsQ2 2023: 82 institutionsQ3 2023: 81 institutionsQ4 2023: 82 institutionsQ1 2024: 82 institutionsQ2 2024: 86 institutionsQ3 2024: 86 institutionsQ4 2024: 90 institutionsQ1 2025: 101 institutionsQ2 2025: 104 institutionsQ3 2025: 109 institutionsQ4 2025: 122 institutionsQ1 2026: 3 institutionsQ2 2026: 0 institutions
Value heldQ1 2022: $130.1M
Q1 2021: $143.9MQ2 2021: $149.7MQ3 2021: $138.8MQ4 2021: $139.0MQ1 2022: $130.1MQ2 2022: $126.5MQ3 2022: $109.9MQ4 2022: $125.9MQ1 2023: $126.5MQ2 2023: $130.7MQ3 2023: $137.6MQ4 2023: $150.9MQ1 2024: $165.4MQ2 2024: $159.1MQ3 2024: $170.3MQ4 2024: $174.8MQ1 2025: $163.8MQ2 2025: $169.8MQ3 2025: $178.3MQ4 2025: $189.9MQ1 2026: $10.7MQ2 2026: $0
Institutions holding DIAX and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20263$10.7M
Q4 2025122$189.9M
Q3 2025109$178.3M
Q2 2025104$169.8M
Q1 2025101$163.8M
Q4 202490$174.8M
Q3 202486$170.3M
Q2 202486$159.1M
Q1 202482$165.4M
Q4 202382$150.9M
Q3 202381$137.6M
Q2 202382$130.7M
Q1 202383$126.5M
Q4 202280$125.9M
Q3 202273$109.9M
Q2 202280$126.5M
Q1 202276$130.1M
Q4 202177$139.0M
Q3 202179$138.8M
Q2 202189$149.7M
Q1 202194$143.9M

Institutions, Q1 2022

Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q4 2021.

Institutions holding DIAX in Q1 2022
InstitutionSharesValue% of portfolioChange in sharesAction
UBS Group AG718,779$11.9M0.01%+7,034+1.0%Added
Guggenheim Capital LLC692,098$11.5M0.07%+19,105+2.8%Added
Raymond James Financial Services Advisors, Inc.684,890$11.4M0.02%−8,512−1.2%Reduced
Morgan Stanley678,144$11.3M0.00%−24,379−3.5%Reduced
Northwestern Mutual Wealth Management Co646,035$10.7M0.02%+23,535+3.8%Added
Invesco Ltd.528,518$8.78M0.00%−30,326−5.4%Reduced
Wells Fargo & Company510,999$8.49M0.00%+56,228+12.4%Added
Shaker Financial Services, LLC486,164$8.07M3.04%+68,365+16.4%Added
Stifel Financial Corp282,631$4.69M0.01%−15,743−5.3%Reduced
Bank of America Corp255,570$4.25M0.00%+12,806+5.3%Added
1607 Capital Partners, LLC249,358$4.14M0.24%−27,477−9.9%Reduced
Raymond James & Associates242,775$4.03M0.00%−16,168−6.2%Reduced
Royal Bank of Canada134,160$2.23M0.00%+11,109+9.0%Added
Schnieders Capital Management LLC114,280$1.90M0.45%+5,400+5.0%Added
Ameriprise Financial Inc99,954$1.66M0.00%+8,220+9.0%Added
Advisor Group Holdings, Inc.91,087$1.55M0.00%+354+0.4%Added
Private Advisor Group, LLC91,769$1.52M0.01%+2,830+3.2%Added
Envestnet Asset Management Inc88,133$1.46M0.00%+5,138+6.2%Added
D.A. Davidson & Co.87,002$1.45M0.02%+4,762+5.8%Added
Park Avenue Securities LLC84,881$1.41M0.02%+5,947+7.5%Added
Formidable Asset Management, LLC82,249$1.37M0.26%+82,249New
LPL Financial LLC76,467$1.27M0.00%+237+0.3%Added
Shulman DeMeo Asset Management LLC63,066$1.05M0.29%−731−1.1%Reduced
Atria Wealth Solutions, Inc.58,632$991.0K0.02%+58,632New
Parametric Portfolio Associates LLC52,180$867.0K0.00%+52,180New
Commonwealth Equity Services, LLC49,968$829.0K0.00%−1,871−3.6%Reduced
Cambridge Investment Research Advisors, Inc.46,301$769.0K0.00%+4,210+10.0%Added
Raymond James Trust N.A.44,000$731.0K0.02%00.0%Unchanged
Nations Financial Group Inc,38,625$642.0K0.08%−850−2.2%Reduced
Liberty One Investment Management, LLC34,041$565.0K0.09%−46−0.1%Reduced
Kingsview Wealth Management, LLC32,849$545.6K0.02%00.0%Unchanged
Institute for Wealth Management, LLC.32,804$545.0K0.09%00.0%Unchanged
Stolper Co32,770$544.0K0.23%+2,416+8.0%Added
BDO Wealth Advisors, LLC29,334$487.0K0.05%00.0%Unchanged
Dynamic Advisor Solutions LLC26,935$447.0K0.03%+1,385+5.4%Added
Wedbush Securities Inc26,439$439.0K0.02%+1,732+7.0%Added
Truist Financial Corp25,427$422.0K0.00%−1,463−5.4%Reduced
BFT Financial Group, LLC23,000$382.0K0.06%+23,000New
Janney Montgomery Scott LLC22,546$374.0K0.00%−1,150−4.9%Reduced
Bank of Montreal19,869$351.0K0.00%−16,829−45.9%Reduced
9258 Wealth Management, LLC20,561$342.0K0.08%+10.0%Added
Keybank National Association20,368$338.0K0.00%00.0%Unchanged
Pinnacle Associates Ltd19,605$326.0K0.01%−500−2.5%Reduced
Northern Trust Corp15,736$261.0K0.00%+2,500+18.9%Added
Covington Capital Management14,554$242.0K0.01%00.0%Unchanged
Eudaimonia Partners, LLC14,058$234.0K0.04%+14,058New
Sheaff Brock Investment Advisors, LLC13,385$222.0K0.02%00.0%Unchanged
AlphaStar Capital Management, LLC12,996$216.0K0.02%00.0%Unchanged
Integrated Capital Management, Inc.12,183$206.0K0.17%−667−5.2%Reduced
Cetera Investment Advisers11,462$190.0K0.00%+11,462New
IFP Advisors, Inc8,739$175.0K0.00%+8,739New
Cetera Advisor Networks LLC10,391$173.0K0.00%+10,391New
Money Concepts Capital Corp8,827$147.0K0.01%+8,827New
Princeton Global Asset Management LLC6,855$114.0K0.03%+1,500+28.0%Added
The PNC Financial Services Group, Inc.6,750$112.0K0.00%00.0%Unchanged
Fifth Third Bancorp6,359$106.0K0.00%00.0%Unchanged
US Bancorp5,473$91.0K0.00%00.0%Unchanged
Rockefeller Capital Management L.P.4,061$67.0K0.00%00.0%Unchanged
Spire Wealth Management3,597$60.0K0.00%00.0%Unchanged
Patriot Financial Group Insurance Agency, LLC3,449$57.0K0.01%00.0%Unchanged
Nelson, Van Denburg & Campbell Wealth Management Group, LLC2,888$47.0K0.00%00.0%Unchanged
FNY Investment Advisers, LLC2,800$46.0K0.04%+2,800New
Baldwin Brothers Inc2,592$43.0K0.00%00.0%Unchanged
Citigroup Inc2,370$39.0K0.00%+332+16.3%Added
American Portfolios Advisors1,944$32.3K0.00%00.0%Unchanged
Clearstead Advisors, LLC1,550$26.0K0.00%00.0%Unchanged
Antonetti Capital Management LLC1,338$22.0K0.02%00.0%Unchanged
American National Bank1,230$20.0K0.00%−770−38.5%Reduced
FourThought Financial, LLC1,156$19.0K0.00%00.0%Unchanged
SOA Wealth Advisors, LLC.938$15.0K0.00%+15+1.6%Added
Future Financial Wealth Managment LLC564$9.00K0.01%00.0%Unchanged
Ellis Investment Partners, LLC448$7.00K0.00%00.0%Unchanged
O'Dell Group, LLC313$5.00K0.00%00.0%Unchanged
Horan Securities, Inc.200$3.00K0.00%00.0%Unchanged
Geneos Wealth Management Inc.110$1.00K0.00%−325−74.7%Reduced
Wolff Wiese Magana LLC88$1.00K0.00%00.0%Unchanged
Proequities, Inc.0$00.00%−750−100.0%Sold out
Advisors Asset Management, Inc.0$00.00%−336,911−100.0%Sold out
Capital Wealth Alliance, LLC0$00.00%−11,647−100.0%Sold out
CWM, LLC0$00.00%−7,871−100.0%Sold out
Belpointe Asset Management LLC0$00.00%−5,630−100.0%Sold out
Bessemer Group Inc0$00.00%−1,610−100.0%Sold out
Masso Torrence Wealth Management Inc.0$00.00%−1,283−100.0%Sold out
Chilton Capital Management LLC0$00.00%−689−100.0%Sold out
Delta Asset Management LLC0$00.00%−50−100.0%Sold out
NEXT Financial Group, Inc––––Not filed
Harbour Investments, Inc.––––Not filed