Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q3 2025
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 109
- +7 vs. Q2 2025
- Shares held
- 12.0M
- +171.6K (+1.5%) vs. Q2 2025
- Total value
- $178.3M
- +$8.98M (+5.3%) vs. Q2 2025
- New holders
- 13
- 25 more added
- Sold out
- 6
- 40 more reduced
2 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,809,422 | $26.9M | 0.00% | −22,813−1.2% | Reduced |
| Bank of America Corp | 1,106,449 | $16.5M | 0.00% | +7,526+0.7% | Added |
| Saba Capital Management, L.P. | 1,034,426 | $15.4M | 0.51% | +322,238+45.2% | Added |
| Raymond James Financial Inc | 731,263 | $10.9M | 0.00% | −1,154−0.2% | Reduced |
| Wells Fargo & Company | 616,580 | $9.18M | 0.00% | +50,843+9.0% | Added |
| Invesco Ltd. | 581,790 | $8.66M | 0.00% | −3,517−0.6% | Reduced |
| Guggenheim Capital LLC | 530,137 | $7.89M | 0.06% | −65,348−11.0% | Reduced |
| Allspring Global Investments Holdings, LLC | 527,485 | $7.85M | 0.01% | +173,499+49.0% | Added |
| UBS Group AG | 428,921 | $6.39M | 0.00% | −16,252−3.7% | Reduced |
| Cornerstone Advisors, LLC | 373,933 | $5.57M | 0.18% | −98,397−20.8% | Reduced |
| Capital Investment Advisors, LLC | 361,745 | $5.39M | 0.09% | −28,337−7.3% | Reduced |
| Shaker Financial Services, LLC | 324,768 | $4.94M | 1.69% | −134,768−29.3% | Reduced |
| CNH Partners LLC | 274,485 | $4.05M | 0.10% | −75,802−21.6% | Reduced |
| Wolverine Asset Management LLC | 246,737 | $3.67M | 0.05% | −2,981−1.2% | Reduced |
| LPL Financial LLC | 213,080 | $3.17M | 0.00% | +16,709+8.5% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 180,969 | $2.69M | 0.92% | −63,240−25.9% | Reduced |
| 1607 Capital Partners, LLC | 151,311 | $2.25M | 0.17% | −8,300−5.2% | Reduced |
| MML Investors Services, LLC | 126,346 | $1.88M | 0.01% | +9,871+8.5% | Added |
| Rivernorth Capital Management, LLC | 105,941 | $1.58M | 0.09% | +105,941 | New |
| Ameriprise Financial Inc | 101,102 | $1.51M | 0.00% | +510+0.5% | Added |
| Royal Bank of Canada | 93,615 | $1.39M | 0.00% | −5,595−5.6% | Reduced |
| Advisor Group Holdings, Inc. | 93,509 | $1.38M | 0.00% | −1,053−1.1% | Reduced |
| Envestnet Asset Management Inc | 89,928 | $1.34M | 0.00% | +1,262+1.4% | Added |
| NBC Securities, Inc. | 85,323 | $1.27M | 0.10% | +7,079+9.0% | Added |
| Park Avenue Securities LLC | 84,844 | $1.26M | 0.01% | −598−0.7% | Reduced |
| Ionic Capital Management LLC | 72,407 | $1.08M | 1.20% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 69,050 | $1.03M | 0.01% | −9,036−11.6% | Reduced |
| Integrated Wealth Concepts LLC | 67,302 | $1.00M | 0.01% | −390−0.6% | Reduced |
| Advisors Asset Management, Inc. | 65,448 | $974.5K | 0.02% | −95,938−59.4% | Reduced |
| Cetera Investment Advisers | 63,531 | $946.0K | 0.00% | +2,453+4.0% | Added |
| Shulman DeMeo Asset Management LLC | 59,944 | $892.6K | 0.21% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 59,286 | $882.8K | 0.13% | +10,827+22.3% | Added |
| Wiley Bros.-Aintree Capital, LLC | 55,948 | $833.1K | 0.01% | −4,010−6.7% | Reduced |
| GWM Advisors LLC | 51,588 | $768.1K | 0.00% | +963+1.9% | Added |
| Janney Montgomery Scott LLC | 48,065 | $716.0K | 0.00% | +1,186+2.5% | Added |
| Stifel Financial Corp | 47,102 | $701.3K | 0.00% | −847−1.8% | Reduced |
| PMG Family Office LLC | 45,833 | $696.2K | 0.78% | +45,833 | New |
| D.A. Davidson & Co. | 41,459 | $617.3K | 0.00% | −955−2.3% | Reduced |
| Formidable Asset Management, LLC | 41,303 | $592.3K | 0.09% | −1,119−2.6% | Reduced |
| Rpo LLC | 39,270 | $584.7K | 0.74% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 39,246 | $584.0K | 0.00% | −2,430−5.8% | Reduced |
| Dynamic Advisor Solutions LLC | 39,025 | $581.1K | 0.02% | −250−0.6% | Reduced |
| RSM US Wealth Management LLC | 37,688 | $572.5K | 0.01% | −1,174−3.0% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 37,293 | $555.3K | 0.11% | +37,293 | New |
| Stolper Co | 35,452 | $528.0K | 0.16% | −72−0.2% | Reduced |
| Wela Strategies, Inc. | 33,891 | $504.6K | 0.19% | +33,891 | New |
| Cambridge Investment Research Advisors, Inc. | 33,026 | $492.0K | 0.00% | −4,471−11.9% | Reduced |
| Schnieders Capital Management, LLC. | 31,950 | $475.7K | 0.08% | +31,950 | New |
| Nations Financial Group Inc, | 30,249 | $450.4K | 0.03% | 00.0% | Unchanged |
| Institute for Wealth Management, LLC. | 28,315 | $421.6K | 0.04% | 00.0% | Unchanged |
| Diversify Advisory Services, LLC | 26,241 | $389.4K | 0.01% | 00.0% | Unchanged |
| Wedbush Securities Inc | 25,592 | $381.0K | 0.01% | −89−0.3% | Reduced |
| Leo Wealth, LLC | 23,000 | $342.5K | 0.04% | 00.0% | Unchanged |
| Sagespring Wealth Partners, LLC | 22,325 | $332.4K | 0.01% | +1,362+6.5% | Added |
| Summit Financial, LLC | 20,408 | $303.9K | 0.00% | +1,408+7.4% | Added |
| Calamos Advisors LLC | 19,454 | $289.7K | 0.00% | +3,475+21.7% | Added |
| Lido Advisors, LLC | 18,825 | $286.0K | 0.00% | +389+2.1% | Added |
| Quantedge Capital Pte Ltd | 18,700 | $278.4K | 0.15% | −17,400−48.2% | Reduced |
| Morey & Quinn Wealth Partners, LLC | 16,676 | $248.3K | 0.18% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 16,572 | $246.8K | 0.17% | +2,044+14.1% | Added |
| Mariner, LLC | 16,204 | $241.3K | 0.00% | −4,874−23.1% | Reduced |
| National Asset Management, Inc. | 15,993 | $238.1K | 0.01% | −12,421−43.7% | Reduced |
| HighTower Advisors, LLC | 15,889 | $236.6K | 0.00% | −82−0.5% | Reduced |
| Rockefeller Capital Management L.P. | 15,490 | $230.7K | 0.00% | +15,490 | New |
| Pinnacle Associates Ltd | 15,016 | $223.6K | 0.00% | 00.0% | Unchanged |
| Accredited Investor Services, LLC | 14,354 | $213.7K | 0.15% | −125−0.9% | Reduced |
| Northwestern Mutual Wealth Management Co | 14,305 | $213.0K | 0.00% | −36−0.3% | Reduced |
| Kingsview Wealth Management, LLC | 14,184 | $211.2K | 0.00% | −289−2.0% | Reduced |
| Kapstone Financial Advisors LLC | 14,065 | $209.4K | 0.10% | +1,400+11.1% | Added |
| Uhlmann Price Securities, LLC | 13,781 | $205.2K | 0.13% | +13,781 | New |
| Warren Averett Asset Management, LLC | 13,478 | $200.7K | 0.00% | −389−2.8% | Reduced |
| Allworth Financial LP | 13,432 | $200.0K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 12,318 | $183.4K | 0.00% | −1,009−7.6% | Reduced |
| TCG Advisory Services, LLC | 12,096 | $180.1K | 0.01% | +12,096 | New |
| PKS Advisory Services, LLC | 11,858 | $176.6K | 0.04% | −529−4.3% | Reduced |
| Merit Financial Group, LLC | 11,776 | $175.3K | 0.00% | −124−1.0% | Reduced |
| Vista Investment Partners II, LLC | 10,800 | $160.8K | 0.08% | 00.0% | Unchanged |
| Pensionmark Financial Group, LLC | 10,500 | $156.3K | 0.00% | 00.0% | Unchanged |
| Wealth Preservation Advisors, LLC | 8,190 | $121.9K | 0.07% | 00.0% | Unchanged |
| PFS Partners, LLC | 7,557 | $112.5K | 0.05% | +156+2.1% | Added |
| Larson Financial Group LLC | 6,000 | $89.3K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 5,200 | $77.4K | 0.01% | 00.0% | Unchanged |
| Eastern Bank | 5,038 | $75.0K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 4,391 | $65.4K | 0.00% | −7−0.2% | Reduced |
| TD Private Client Wealth LLC | 3,540 | $52.7K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 3,278 | $48.8K | 0.00% | +3,167+2,853.2% | Added |
| Marshall & Sterling Wealth Advisors Inc. | 2,837 | $42.2K | 0.03% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 2,797 | $41.6K | 0.00% | +2,797 | New |
| FNY Investment Advisers, LLC | 2,800 | $41.0K | 0.01% | 00.0% | Unchanged |
| United Community Bank | 2,550 | $38.0K | 0.01% | 00.0% | Unchanged |
| Kerr Financial Planning Corp | 2,419 | $35.8K | 0.05% | +2,419 | New |
| Sunbelt Securities, Inc. | 2,000 | $29.8K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 2,000 | $29.8K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,800 | $26.8K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,233 | $18.4K | 0.00% | +25+2.1% | Added |
| Costello Asset Management, INC | 1,126 | $16.8K | 0.01% | +22+2.0% | Added |
| WPG Advisers, LLC | 1,017 | $15.1K | 0.01% | +9+0.9% | Added |
| Kilter Group LLC | 882 | $13.1K | 0.01% | +882 | New |
| Ameritas Advisory Services, LLC | 805 | $12.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 750 | $11.2K | 0.00% | 00.0% | Unchanged |