Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q2 2024
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 86
- +4 vs. Q1 2024
- Shares held
- 11.4M
- +87.3K (+0.8%) vs. Q1 2024
- Total value
- $159.1M
- −$6.29M (−3.8%) vs. Q1 2024
- New holders
- 10
- 31 more added
- Sold out
- 6
- 31 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,400,368 | $19.6M | 0.00% | +26,974+2.0% | Added |
| Bank of America Corp | 1,124,930 | $15.8M | 0.00% | +71,605+6.8% | Added |
| Wells Fargo & Company | 920,159 | $12.9M | 0.00% | +10,266+1.1% | Added |
| UBS Group AG | 794,506 | $11.1M | 0.00% | +9,325+1.2% | Added |
| Cornerstone Advisors, LLC | 699,426 | $9.80M | 0.40% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 664,582 | $9.31M | 0.01% | −44,706−6.3% | Reduced |
| Guggenheim Capital LLC | 601,217 | $8.42M | 0.06% | +51,955+9.5% | Added |
| Invesco Ltd. | 577,166 | $8.09M | 0.00% | +13,263+2.4% | Added |
| 1607 Capital Partners, LLC | 542,253 | $7.60M | 0.68% | −71,110−11.6% | Reduced |
| CNH Partners LLC | 464,760 | $6.50M | 0.17% | +60,995+15.1% | Added |
| Advisors Asset Management, Inc. | 325,185 | $4.56M | 0.09% | −6,264−1.9% | Reduced |
| Wolverine Asset Management LLC | 297,307 | $4.17M | 0.08% | +69,092+30.3% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 253,231 | $3.55M | 1.24% | +16,941+7.2% | Added |
| Shaker Financial Services, LLC | 218,389 | $3.12M | 1.26% | +27,140+14.2% | Added |
| LPL Financial LLC | 137,410 | $1.93M | 0.00% | +28,746+26.5% | Added |
| Royal Bank of Canada | 131,872 | $1.85M | 0.00% | −10,060−7.1% | Reduced |
| Ionic Capital Management LLC | 121,561 | $1.70M | 0.89% | 00.0% | Unchanged |
| MML Investors Services, LLC | 109,810 | $1.54M | 0.01% | +4,449+4.2% | Added |
| Landscape Capital Management, L.L.C. | 102,082 | $1.43M | 0.12% | −17,893−14.9% | Reduced |
| Saba Capital Management, L.P. | 98,516 | $1.38M | 0.03% | +98,516 | New |
| Private Advisor Group, LLC | 98,184 | $1.38M | 0.01% | −5,258−5.1% | Reduced |
| Raymond James & Associates | 90,956 | $1.27M | 0.00% | −4,264−4.5% | Reduced |
| Envestnet Asset Management Inc | 90,168 | $1.26M | 0.00% | +548+0.6% | Added |
| Park Avenue Securities LLC | 89,818 | $1.26M | 0.02% | +561+0.6% | Added |
| Integrated Wealth Concepts LLC | 75,036 | $1.05M | 0.01% | −5,725−7.1% | Reduced |
| Ameriprise Financial Inc | 68,926 | $965.7K | 0.00% | −29,476−30.0% | Reduced |
| Stifel Financial Corp | 65,429 | $916.7K | 0.00% | −113,814−63.5% | Reduced |
| Shulman DeMeo Asset Management LLC | 60,797 | $851.8K | 0.22% | −47−0.1% | Reduced |
| Cetera Investment Advisers | 60,298 | $844.8K | 0.00% | −1,367−2.2% | Reduced |
| Formidable Asset Management, LLC | 59,583 | $834.8K | 0.14% | +174+0.3% | Added |
| Janney Montgomery Scott LLC | 49,468 | $693.0K | 0.00% | +10,953+28.4% | Added |
| National Asset Management, Inc. | 48,222 | $689.3K | 0.02% | +3,298+7.3% | Added |
| Commonwealth Equity Services, LLC | 46,879 | $657.0K | 0.00% | −1,343−2.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 43,867 | $615.0K | 0.00% | +2,808+6.8% | Added |
| Dynamic Advisor Solutions LLC | 43,563 | $610.3K | 0.02% | +1,899+4.6% | Added |
| D.A. Davidson & Co. | 43,541 | $610.0K | 0.01% | −3,517−7.5% | Reduced |
| Advisor Group Holdings, Inc. | 42,799 | $599.6K | 0.00% | −63,164−59.6% | Reduced |
| Schnieders Capital Management LLC | 38,050 | $533.1K | 0.11% | −62,035−62.0% | Reduced |
| Nations Financial Group Inc, | 35,267 | $494.1K | 0.04% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 32,911 | $461.1K | 0.12% | −5,169−13.6% | Reduced |
| Stolper Co | 32,707 | $458.0K | 0.16% | +1,246+4.0% | Added |
| Quantedge Capital Pte Ltd | 32,100 | $449.7K | 0.16% | +21,200+194.5% | Added |
| RSM US Wealth Management LLC | 30,469 | $426.6K | 0.01% | +30,469 | New |
| Atria Wealth Solutions, Inc. | 28,950 | $420.1K | 0.00% | −25,048−46.4% | Reduced |
| Institute for Wealth Management, LLC. | 28,660 | $401.5K | 0.05% | −146−0.5% | Reduced |
| Diversify Advisory Services, LLC | 26,891 | $375.1K | 0.02% | 00.0% | Unchanged |
| GWM Advisors LLC | 26,629 | $373.1K | 0.00% | +5,403+25.5% | Added |
| NBC Securities, Inc. | 26,097 | $365.0K | 0.03% | +1,308+5.3% | Added |
| Wedbush Securities Inc | 25,474 | $357.0K | 0.01% | +7,457+41.4% | Added |
| Two Sigma Investments, LP | 25,139 | $352.2K | 0.00% | +25,139 | New |
| Leo Wealth, LLC | 23,000 | $322.2K | 0.03% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 22,264 | $311.9K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 19,914 | $279.0K | 0.00% | −628−3.1% | Reduced |
| Pinnacle Associates Ltd | 18,816 | $263.6K | 0.00% | −100−0.5% | Reduced |
| Blue Bell Private Wealth Management, LLC | 18,630 | $261.0K | 0.05% | +3,300+21.5% | Added |
| AlphaStar Capital Management, LLC | 17,942 | $251.4K | 0.02% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 15,828 | $221.7K | 0.01% | −488−3.0% | Reduced |
| Mariner, LLC | 14,997 | $210.1K | 0.00% | +1,068+7.7% | Added |
| Integrated Capital Management, Inc. | 14,901 | $208.8K | 0.17% | +1,755+13.4% | Added |
| Sheaff Brock Investment Advisors, LLC | 13,415 | $187.9K | 0.02% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 11,735 | $164.4K | 0.03% | −357−3.0% | Reduced |
| Kestra Advisory Services, LLC | 11,661 | $163.4K | 0.00% | +256+2.2% | Added |
| Sanctuary Advisors, LLC | 11,673 | $162.3K | 0.00% | +11,673 | New |
| Truist Financial Corp | 10,969 | $153.7K | 0.00% | −145−1.3% | Reduced |
| Great Valley Advisor Group, Inc. | 10,640 | $149.1K | 0.00% | −3,000−22.0% | Reduced |
| Susquehanna International Group, LLP | 10,601 | $148.5K | 0.00% | −471−4.3% | Reduced |
| NWF Advisory Services Inc. | 10,396 | $145.6K | 0.02% | 00.0% | Unchanged |
| PFS Partners, LLC | 6,832 | $95.7K | 0.06% | +132+2.0% | Added |
| Comerica Bank | 5,596 | $78.4K | 0.00% | −1,325−19.1% | Reduced |
| Private Trust Co NA | 5,200 | $72.9K | 0.01% | 00.0% | Unchanged |
| Liberty One Investment Management, LLC | 4,947 | $69.0K | 0.01% | −1,215−19.7% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,703 | $51.9K | 0.00% | +66+1.8% | Added |
| US Bancorp | 2,648 | $37.1K | 0.00% | −5,676−68.2% | Reduced |
| United Community Bank | 2,550 | $35.7K | 0.01% | +2,550 | New |
| Sunbelt Securities, Inc. | 2,000 | $28.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,856 | $26.0K | 0.00% | −467−20.1% | Reduced |
| Larson Financial Group LLC | 1,800 | $25.2K | 0.00% | +1,800 | New |
| Register Financial Advisors LLC | 1,380 | $19.3K | 0.01% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,116 | $15.6K | 0.00% | +22+2.0% | Added |
| The PNC Financial Services Group, Inc. | 750 | $10.5K | 0.00% | −6,000−88.9% | Reduced |
| Coppell Advisory Solutions LLC | 335 | $4.69K | 0.00% | +335 | New |
| CWM, LLC | 250 | $4.00K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 111 | $1.55K | 0.00% | +111 | New |
| Wolff Wiese Magana LLC | 88 | $1.23K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 46 | $644 | 0.00% | +46 | New |
| FMR LLC | 1 | $14 | 0.00% | +1 | New |
| Fisher Asset Management, LLC | 0 | $0 | 0.00% | −26,182−100.0% | Sold out |
| Hennion & Walsh Asset Management, Inc. | 0 | $0 | 0.00% | −10,311−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −4,320−100.0% | Sold out |
| TD Private Client Wealth LLC | 0 | $0 | 0.00% | −3,540−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,800−100.0% | Sold out |
| Barrett & Company, Inc. | 0 | $0 | 0.00% | −85−100.0% | Sold out |