Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q2 2024
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 86
- +4 vs. Q1 2024
- Shares held
- 11.4M
- +87.3K (+0.8%) vs. Q1 2024
- Total value
- $159.1M
- −$6.29M (−3.8%) vs. Q1 2024
- New holders
- 10
- 31 more added
- Sold out
- 6
- 31 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $14 | 0.00% | +1 | New |
| International Assets Investment Management, LLC | 46 | $644 | 0.00% | +46 | New |
| Wolff Wiese Magana LLC | 88 | $1.23K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 111 | $1.55K | 0.00% | +111 | New |
| CWM, LLC | 250 | $4.00K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 335 | $4.69K | 0.00% | +335 | New |
| The PNC Financial Services Group, Inc. | 750 | $10.5K | 0.00% | −6,000−88.9% | Reduced |
| SOA Wealth Advisors, LLC. | 1,116 | $15.6K | 0.00% | +22+2.0% | Added |
| Register Financial Advisors LLC | 1,380 | $19.3K | 0.01% | 00.0% | Unchanged |
| Larson Financial Group LLC | 1,800 | $25.2K | 0.00% | +1,800 | New |
| GPS Wealth Strategies Group, LLC | 1,856 | $26.0K | 0.00% | −467−20.1% | Reduced |
| Sunbelt Securities, Inc. | 2,000 | $28.0K | 0.00% | 00.0% | Unchanged |
| United Community Bank | 2,550 | $35.7K | 0.01% | +2,550 | New |
| US Bancorp | 2,648 | $37.1K | 0.00% | −5,676−68.2% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,703 | $51.9K | 0.00% | +66+1.8% | Added |
| Liberty One Investment Management, LLC | 4,947 | $69.0K | 0.01% | −1,215−19.7% | Reduced |
| Private Trust Co NA | 5,200 | $72.9K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 5,596 | $78.4K | 0.00% | −1,325−19.1% | Reduced |
| PFS Partners, LLC | 6,832 | $95.7K | 0.06% | +132+2.0% | Added |
| NWF Advisory Services Inc. | 10,396 | $145.6K | 0.02% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 10,601 | $148.5K | 0.00% | −471−4.3% | Reduced |
| Great Valley Advisor Group, Inc. | 10,640 | $149.1K | 0.00% | −3,000−22.0% | Reduced |
| Truist Financial Corp | 10,969 | $153.7K | 0.00% | −145−1.3% | Reduced |
| Sanctuary Advisors, LLC | 11,673 | $162.3K | 0.00% | +11,673 | New |
| Kestra Advisory Services, LLC | 11,661 | $163.4K | 0.00% | +256+2.2% | Added |
| 9258 Wealth Management, LLC | 11,735 | $164.4K | 0.03% | −357−3.0% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 13,415 | $187.9K | 0.02% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 14,901 | $208.8K | 0.17% | +1,755+13.4% | Added |
| Mariner, LLC | 14,997 | $210.1K | 0.00% | +1,068+7.7% | Added |
| Kingsview Wealth Management, LLC | 15,828 | $221.7K | 0.01% | −488−3.0% | Reduced |
| AlphaStar Capital Management, LLC | 17,942 | $251.4K | 0.02% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 18,630 | $261.0K | 0.05% | +3,300+21.5% | Added |
| Pinnacle Associates Ltd | 18,816 | $263.6K | 0.00% | −100−0.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 19,914 | $279.0K | 0.00% | −628−3.1% | Reduced |
| Raymond James Trust N.A. | 22,264 | $311.9K | 0.01% | 00.0% | Unchanged |
| Leo Wealth, LLC | 23,000 | $322.2K | 0.03% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 25,139 | $352.2K | 0.00% | +25,139 | New |
| Wedbush Securities Inc | 25,474 | $357.0K | 0.01% | +7,457+41.4% | Added |
| NBC Securities, Inc. | 26,097 | $365.0K | 0.03% | +1,308+5.3% | Added |
| GWM Advisors LLC | 26,629 | $373.1K | 0.00% | +5,403+25.5% | Added |
| Diversify Advisory Services, LLC | 26,891 | $375.1K | 0.02% | 00.0% | Unchanged |
| Institute for Wealth Management, LLC. | 28,660 | $401.5K | 0.05% | −146−0.5% | Reduced |
| Atria Wealth Solutions, Inc. | 28,950 | $420.1K | 0.00% | −25,048−46.4% | Reduced |
| RSM US Wealth Management LLC | 30,469 | $426.6K | 0.01% | +30,469 | New |
| Quantedge Capital Pte Ltd | 32,100 | $449.7K | 0.16% | +21,200+194.5% | Added |
| Stolper Co | 32,707 | $458.0K | 0.16% | +1,246+4.0% | Added |
| Logan Stone Capital, LLC | 32,911 | $461.1K | 0.12% | −5,169−13.6% | Reduced |
| Nations Financial Group Inc, | 35,267 | $494.1K | 0.04% | 00.0% | Unchanged |
| Schnieders Capital Management LLC | 38,050 | $533.1K | 0.11% | −62,035−62.0% | Reduced |
| Advisor Group Holdings, Inc. | 42,799 | $599.6K | 0.00% | −63,164−59.6% | Reduced |
| D.A. Davidson & Co. | 43,541 | $610.0K | 0.01% | −3,517−7.5% | Reduced |
| Dynamic Advisor Solutions LLC | 43,563 | $610.3K | 0.02% | +1,899+4.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 43,867 | $615.0K | 0.00% | +2,808+6.8% | Added |
| Commonwealth Equity Services, LLC | 46,879 | $657.0K | 0.00% | −1,343−2.8% | Reduced |
| National Asset Management, Inc. | 48,222 | $689.3K | 0.02% | +3,298+7.3% | Added |
| Janney Montgomery Scott LLC | 49,468 | $693.0K | 0.00% | +10,953+28.4% | Added |
| Formidable Asset Management, LLC | 59,583 | $834.8K | 0.14% | +174+0.3% | Added |
| Cetera Investment Advisers | 60,298 | $844.8K | 0.00% | −1,367−2.2% | Reduced |
| Shulman DeMeo Asset Management LLC | 60,797 | $851.8K | 0.22% | −47−0.1% | Reduced |
| Stifel Financial Corp | 65,429 | $916.7K | 0.00% | −113,814−63.5% | Reduced |
| Ameriprise Financial Inc | 68,926 | $965.7K | 0.00% | −29,476−30.0% | Reduced |
| Integrated Wealth Concepts LLC | 75,036 | $1.05M | 0.01% | −5,725−7.1% | Reduced |
| Park Avenue Securities LLC | 89,818 | $1.26M | 0.02% | +561+0.6% | Added |
| Envestnet Asset Management Inc | 90,168 | $1.26M | 0.00% | +548+0.6% | Added |
| Raymond James & Associates | 90,956 | $1.27M | 0.00% | −4,264−4.5% | Reduced |
| Private Advisor Group, LLC | 98,184 | $1.38M | 0.01% | −5,258−5.1% | Reduced |
| Saba Capital Management, L.P. | 98,516 | $1.38M | 0.03% | +98,516 | New |
| Landscape Capital Management, L.L.C. | 102,082 | $1.43M | 0.12% | −17,893−14.9% | Reduced |
| MML Investors Services, LLC | 109,810 | $1.54M | 0.01% | +4,449+4.2% | Added |
| Ionic Capital Management LLC | 121,561 | $1.70M | 0.89% | 00.0% | Unchanged |
| Royal Bank of Canada | 131,872 | $1.85M | 0.00% | −10,060−7.1% | Reduced |
| LPL Financial LLC | 137,410 | $1.93M | 0.00% | +28,746+26.5% | Added |
| Shaker Financial Services, LLC | 218,389 | $3.12M | 1.26% | +27,140+14.2% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 253,231 | $3.55M | 1.24% | +16,941+7.2% | Added |
| Wolverine Asset Management LLC | 297,307 | $4.17M | 0.08% | +69,092+30.3% | Added |
| Advisors Asset Management, Inc. | 325,185 | $4.56M | 0.09% | −6,264−1.9% | Reduced |
| CNH Partners LLC | 464,760 | $6.50M | 0.17% | +60,995+15.1% | Added |
| 1607 Capital Partners, LLC | 542,253 | $7.60M | 0.68% | −71,110−11.6% | Reduced |
| Invesco Ltd. | 577,166 | $8.09M | 0.00% | +13,263+2.4% | Added |
| Guggenheim Capital LLC | 601,217 | $8.42M | 0.06% | +51,955+9.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 664,582 | $9.31M | 0.01% | −44,706−6.3% | Reduced |
| Cornerstone Advisors, LLC | 699,426 | $9.80M | 0.40% | 00.0% | Unchanged |
| UBS Group AG | 794,506 | $11.1M | 0.00% | +9,325+1.2% | Added |
| Wells Fargo & Company | 920,159 | $12.9M | 0.00% | +10,266+1.1% | Added |
| Bank of America Corp | 1,124,930 | $15.8M | 0.00% | +71,605+6.8% | Added |
| Morgan Stanley | 1,400,368 | $19.6M | 0.00% | +26,974+2.0% | Added |
| Fisher Asset Management, LLC | 0 | $0 | 0.00% | −26,182−100.0% | Sold out |
| Hennion & Walsh Asset Management, Inc. | 0 | $0 | 0.00% | −10,311−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −4,320−100.0% | Sold out |
| TD Private Client Wealth LLC | 0 | $0 | 0.00% | −3,540−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,800−100.0% | Sold out |
| Barrett & Company, Inc. | 0 | $0 | 0.00% | −85−100.0% | Sold out |