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Nuveen Dow 30sm Dynamic Overwrite Fund

DIAXDelisted Mar 30, 2026
SEC CIK
0001608742

Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.

13F holders, Q3 2022

Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
73
−6 vs. Q2 2022
Shares held
8.14M
−107.1K (−1.3%) vs. Q2 2022
Total value
$109.9M
−$16.2M (−12.8%) vs. Q2 2022
New holders
5
29 more added
Sold out
11
16 more reduced

1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2022: 73 institutions
Q1 2021: 94 institutionsQ2 2021: 89 institutionsQ3 2021: 79 institutionsQ4 2021: 77 institutionsQ1 2022: 76 institutionsQ2 2022: 80 institutionsQ3 2022: 73 institutionsQ4 2022: 80 institutionsQ1 2023: 83 institutionsQ2 2023: 82 institutionsQ3 2023: 81 institutionsQ4 2023: 82 institutionsQ1 2024: 82 institutionsQ2 2024: 86 institutionsQ3 2024: 86 institutionsQ4 2024: 90 institutionsQ1 2025: 101 institutionsQ2 2025: 104 institutionsQ3 2025: 109 institutionsQ4 2025: 122 institutionsQ1 2026: 3 institutionsQ2 2026: 0 institutions
Value heldQ3 2022: $109.9M
Q1 2021: $143.9MQ2 2021: $149.7MQ3 2021: $138.8MQ4 2021: $139.0MQ1 2022: $130.1MQ2 2022: $126.5MQ3 2022: $109.9MQ4 2022: $125.9MQ1 2023: $126.5MQ2 2023: $130.7MQ3 2023: $137.6MQ4 2023: $150.9MQ1 2024: $165.4MQ2 2024: $159.1MQ3 2024: $170.3MQ4 2024: $174.8MQ1 2025: $163.8MQ2 2025: $169.8MQ3 2025: $178.3MQ4 2025: $189.9MQ1 2026: $10.7MQ2 2026: $0
Institutions holding DIAX and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20263$10.7M
Q4 2025122$189.9M
Q3 2025109$178.3M
Q2 2025104$169.8M
Q1 2025101$163.8M
Q4 202490$174.8M
Q3 202486$170.3M
Q2 202486$159.1M
Q1 202482$165.4M
Q4 202382$150.9M
Q3 202381$137.6M
Q2 202382$130.7M
Q1 202383$126.5M
Q4 202280$125.9M
Q3 202273$109.9M
Q2 202280$126.5M
Q1 202276$130.1M
Q4 202177$139.0M
Q3 202179$138.8M
Q2 202189$149.7M
Q1 202194$143.9M

Institutions, Q3 2022

Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q2 2022.

Institutions holding DIAX in Q3 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Morgan Stanley955,461$12.9M0.00%+66,698+7.5%Added
UBS Group AG772,191$10.4M0.01%+15,606+2.1%Added
Raymond James Financial Services Advisors, Inc.732,114$9.88M0.02%+5,929+0.8%Added
Guggenheim Capital LLC635,151$8.57M0.08%−52,743−7.7%Reduced
Wells Fargo & Company571,993$7.72M0.00%+39,973+7.5%Added
MML Investors Services, LLC468,264$6.32M0.05%+468,264New
Bank of America Corp439,412$5.93M0.00%+56,579+14.8%Added
Invesco Ltd.425,381$5.74M0.00%−27,873−6.1%Reduced
Advisors Asset Management, Inc.366,404$4.94M0.10%−3,402−0.9%Reduced
Shaker Financial Services, LLC235,327$3.17M1.57%−47,661−16.8%Reduced
Northwestern Mutual Wealth Management Co206,147$2.78M0.00%−483,262−70.1%Reduced
Raymond James & Associates200,965$2.71M0.00%−10,270−4.9%Reduced
Stifel Financial Corp175,866$2.37M0.00%+190+0.1%Added
LPL Financial LLC156,268$2.11M0.00%+65,596+72.3%Added
Royal Bank of Canada144,393$1.95M0.00%+1,967+1.4%Added
Advisor Group Holdings, Inc.122,117$1.65M0.00%+2,818+2.4%Added
Ameriprise Financial Inc116,526$1.57M0.00%−2,233−1.9%Reduced
Schnieders Capital Management LLC116,380$1.57M0.42%+1,200+1.0%Added
Private Advisor Group, LLC106,143$1.43M0.02%+4,390+4.3%Added
Integrated Wealth Concepts LLC102,676$1.39M0.04%+7,734+8.1%Added
D.A. Davidson & Co.99,736$1.34M0.02%+912+0.9%Added
Formidable Asset Management, LLC69,220$1.02M0.24%−12,744−15.5%Reduced
Atria Wealth Solutions, Inc.65,660$904.6K0.02%+53,897+458.2%Added
Shulman DeMeo Asset Management LLC62,411$842.0K0.30%−151−0.2%Reduced
Raymond James Trust N.A.61,889$835.0K0.03%00.0%Unchanged
Cambridge Investment Research Advisors, Inc.53,974$728.0K0.00%+5,227+10.7%Added
Commonwealth Equity Services, LLC50,607$682.0K0.00%+2,015+4.1%Added
Nations Financial Group Inc,39,465$532.0K0.08%−160−0.4%Reduced
Stolper Co33,895$457.0K0.23%+1,087+3.3%Added
Dynamic Advisor Solutions LLC33,750$455.0K0.03%+7,200+27.1%Added
Kingsview Wealth Management, LLC33,507$452.0K0.02%−242−0.7%Reduced
Institute for Wealth Management, LLC.32,519$439.0K0.10%−225−0.7%Reduced
Cetera Advisor Networks LLC30,847$416.0K0.01%+1,310+4.4%Added
BDO Wealth Advisors, LLC29,334$396.0K0.05%00.0%Unchanged
Janney Montgomery Scott LLC28,561$385.0K0.00%+960+3.5%Added
Money Concepts Capital Corp27,636$373.0K0.02%+23,236+528.1%Added
Wedbush Securities Inc26,944$363.0K0.02%+260+1.0%Added
Cetera Investment Advisers24,599$332.0K0.01%+423+1.7%Added
Liberty One Investment Management, LLC24,474$330.0K0.05%−13,240−35.1%Reduced
National Asset Management, Inc.24,247$328.0K0.01%+24,247New
Truist Financial Corp21,418$289.0K0.00%−2,440−10.2%Reduced
Keybank National Association20,368$275.0K0.00%00.0%Unchanged
Pinnacle Associates Ltd19,605$264.0K0.01%00.0%Unchanged
9258 Wealth Management, LLC18,007$243.0K0.06%−1,369−7.1%Reduced
OTA Financial Group L.P.17,026$229.0K0.20%+17,026New
AlphaStar Capital Management, LLC15,292$206.0K0.02%00.0%Unchanged
Covington Capital Management14,554$196.0K0.01%00.0%Unchanged
Eudaimonia Partners, LLC14,327$193.0K0.05%+244+1.7%Added
IFP Advisors, Inc9,093$182.0K0.01%+354+4.1%Added
Sheaff Brock Investment Advisors, LLC13,405$181.0K0.02%+50.0%Added
Hennion & Walsh Asset Management, Inc.12,931$174.0K0.01%+12,931New
Great Valley Advisor Group, Inc.11,675$157.0K0.01%+1,600+15.9%Added
Princeton Global Asset Management LLC6,855$92.0K0.03%00.0%Unchanged
The PNC Financial Services Group, Inc.6,750$90.0K0.00%00.0%Unchanged
Fifth Third Bancorp6,359$86.0K0.00%00.0%Unchanged
US Bancorp5,473$74.0K0.00%00.0%Unchanged
Rockefeller Capital Management L.P.4,061$54.0K0.00%−33−0.8%Reduced
Nelson, Van Denburg & Campbell Wealth Management Group, LLC2,992$40.0K0.00%+54+1.8%Added
FNY Investment Advisers, LLC2,800$37.0K0.03%00.0%Unchanged
Baldwin Brothers Inc2,592$35.0K0.00%00.0%Unchanged
Private Trust Co NA2,000$27.0K0.00%00.0%Unchanged
American Portfolios Advisors1,944$26.2K0.00%00.0%Unchanged
Antonetti Capital Management LLC1,338$18.0K0.02%00.0%Unchanged
American National Bank1,230$17.0K0.00%00.0%Unchanged
FourThought Financial, LLC1,156$16.0K0.00%00.0%Unchanged
SOA Wealth Advisors, LLC.971$13.0K0.00%+18+1.9%Added
Citigroup Inc761$10.0K0.00%00.0%Unchanged
Ellis Investment Partners, LLC448$6.00K0.00%00.0%Unchanged
MUFG Americas Holdings Corp400$5.00K0.00%+400New
Harbour Investments, Inc.250$4.00K0.00%00.0%Unchanged
Horan Securities, Inc.200$3.00K0.00%00.0%Unchanged
Wolff Wiese Magana LLC88$1.00K0.00%00.0%Unchanged
CWM, LLC10$00.00%00.0%Unchanged
1607 Capital Partners, LLC0$00.00%−118,023−100.0%Sold out
Envestnet Asset Management Inc0$00.00%−89,439−100.0%Sold out
Park Avenue Securities LLC0$00.00%−84,387−100.0%Sold out
Northern Trust Corp0$00.00%−15,778−100.0%Sold out
Bank of Montreal0$00.00%−12,820−100.0%Sold out
Integrated Capital Management, Inc.0$00.00%−12,660−100.0%Sold out
Patriot Financial Group Insurance Agency, LLC0$00.00%−3,481−100.0%Sold out
SeaCrest Wealth Management, LLC0$00.00%−2,033−100.0%Sold out
Chilton Capital Management LLC0$00.00%−689−100.0%Sold out
Geneos Wealth Management Inc.0$00.00%−110−100.0%Sold out
FMR LLC0$00.00%−1−100.0%Sold out
BFT Financial Group, LLC––––Not filed