Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
Q3 2022 vs. Q2 2022
How the institutions holding Nuveen Dow 30sm Dynamic Overwrite Fund changed between Q2 2022 and Q3 2022.
All holders in Q3 2022All holders in Q2 2022
| Measure | Q2 2022 | Of which not filed for Q3 2022 | Q3 2022 | Change |
|---|---|---|---|---|
| Holders | 80 | 1 | 73 | −6 |
| Shares | 8.27M | 23.0K | 8.14M | −107.1K (−1.3%) |
| Value | $126.5M | $351.0K | $109.9M | −$16.2M (−12.8%) |
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so the changes leave them out.
New holders (5)
Institutions that held Nuveen Dow 30sm Dynamic Overwrite Fund at the end of Q3 2022 but not at the end of Q2 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| MML Investors Services, LLC | 468,264 | $6.32M | 0.05% |
| National Asset Management, Inc. | 24,247 | $328.0K | 0.01% |
| OTA Financial Group L.P. | 17,026 | $229.0K | 0.20% |
| Hennion & Walsh Asset Management, Inc. | 12,931 | $174.0K | 0.01% |
| MUFG Americas Holdings Corp | 400 | $5.00K | 0.00% |
Sold out (11)
Institutions that held Nuveen Dow 30sm Dynamic Overwrite Fund at the end of Q2 2022 and filed for Q3 2022 without it.
| Institution | Shares, Q2 2022 | Value, Q2 2022 |
|---|---|---|
| 1607 Capital Partners, LLC | 118,023 | $1.80M |
| Envestnet Asset Management Inc | 89,439 | $1.37M |
| Park Avenue Securities LLC | 84,387 | $1.29M |
| Northern Trust Corp | 15,778 | $241.0K |
| Bank of Montreal | 12,820 | $204.0K |
| Integrated Capital Management, Inc. | 12,660 | $197.0K |
| Patriot Financial Group Insurance Agency, LLC | 3,481 | $53.0K |
| SeaCrest Wealth Management, LLC | 2,033 | $31.0K |
| Chilton Capital Management LLC | 689 | $11.0K |
| Geneos Wealth Management Inc. | 110 | $1.00K |
| FMR LLC | 1 | $0 |
Not filed for Q3 2022 yet (1)
Institutions that held Nuveen Dow 30sm Dynamic Overwrite Fund at the end of Q2 2022 and haven't filed a 13F for Q3 2022. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q2 2022 | Value, Q2 2022 |
|---|---|---|
| BFT Financial Group, LLC | 23,000 | $351.0K |