Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
Holders of 5% or more of DIAX
Holders whose latest Schedule 13D or 13G filing reports 5% or more of Nuveen Dow 30sm Dynamic Overwrite Fund, largest stake first. The change is against the holder's previous filing.
No holder currently reports owning 5% or more of Nuveen Dow 30sm Dynamic Overwrite Fund on Schedule 13D or 13G.
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
4 Schedule 13D and 13G filings on Nuveen Dow 30sm Dynamic Overwrite Fund, newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Jan 30, 20269:10 AM ET | First Trust Portfolios LPand 2 others | 13G/A | 4.72%1.71M shares | −0.41 ppfrom 5.13%Below 5% | Dec 31, 2025 | SEC |
| Apr 23, 20259:54 AM ET | First Trust Portfolios LPand 2 others | 13G | 5.13%1.87M shares | – | Mar 31, 2025 | SEC |
| Feb 10, 2023 | First Trust Portfolios LP | 13G/AOld format | – | – | – | SEC |
| Jan 28, 2022 | First Trust Portfolios LP | 13GOld format | – | New | – | SEC |
Form 144: proposed insider sales
Notices from officers, directors and other affiliates planning to sell Nuveen Dow 30sm Dynamic Overwrite Fund shares.
No Form 144 notices for Nuveen Dow 30sm Dynamic Overwrite Fund are on file.