Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q3 2024
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 86
- 0 vs. Q2 2024
- Shares held
- 11.5M
- +120.0K (+1.1%) vs. Q2 2024
- Total value
- $170.3M
- +$11.3M (+7.1%) vs. Q2 2024
- New holders
- 7
- 27 more added
- Sold out
- 7
- 35 more reduced
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,634,430 | $24.3M | 0.00% | +234,062+16.7% | Added |
| Bank of America Corp | 1,155,788 | $17.2M | 0.00% | +30,858+2.7% | Added |
| Cornerstone Advisors, LLC | 811,526 | $12.1M | 0.48% | +112,100+16.0% | Added |
| UBS Group AG | 768,713 | $11.4M | 0.00% | −25,793−3.2% | Reduced |
| Wells Fargo & Company | 720,551 | $10.7M | 0.00% | −199,608−21.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 659,188 | $9.79M | 0.01% | −5,394−0.8% | Reduced |
| Guggenheim Capital LLC | 602,959 | $8.95M | 0.06% | +1,742+0.3% | Added |
| Invesco Ltd. | 596,691 | $8.86M | 0.00% | +19,525+3.4% | Added |
| CNH Partners LLC | 482,669 | $7.13M | 0.17% | +17,909+3.9% | Added |
| 1607 Capital Partners, LLC | 410,462 | $6.10M | 0.56% | −131,791−24.3% | Reduced |
| Wolverine Asset Management LLC | 295,503 | $4.39M | 0.08% | −1,804−0.6% | Reduced |
| Saba Capital Management, L.P. | 291,702 | $4.33M | 0.10% | +193,186+196.1% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 268,086 | $3.98M | 1.33% | +14,855+5.9% | Added |
| Advisors Asset Management, Inc. | 240,718 | $3.57M | 0.07% | −84,467−26.0% | Reduced |
| Shaker Financial Services, LLC | 212,033 | $3.21M | 1.21% | −6,356−2.9% | Reduced |
| LPL Financial LLC | 126,013 | $1.87M | 0.00% | −11,397−8.3% | Reduced |
| Royal Bank of Canada | 122,975 | $1.83M | 0.00% | −8,897−6.7% | Reduced |
| MML Investors Services, LLC | 120,344 | $1.79M | 0.01% | +10,534+9.6% | Added |
| Landscape Capital Management, L.L.C. | 107,441 | $1.60M | 0.16% | +5,359+5.2% | Added |
| Ionic Capital Management LLC | 104,333 | $1.55M | 0.93% | −17,228−14.2% | Reduced |
| Envestnet Asset Management Inc | 89,275 | $1.33M | 0.00% | −893−1.0% | Reduced |
| Raymond James & Associates | 88,866 | $1.32M | 0.00% | −2,090−2.3% | Reduced |
| Private Advisor Group, LLC | 88,817 | $1.32M | 0.01% | −9,367−9.5% | Reduced |
| Park Avenue Securities LLC | 87,284 | $1.30M | 0.01% | −2,534−2.8% | Reduced |
| Integrated Wealth Concepts LLC | 76,396 | $1.13M | 0.01% | +1,360+1.8% | Added |
| Stifel Financial Corp | 66,239 | $983.7K | 0.00% | +810+1.2% | Added |
| Shulman DeMeo Asset Management LLC | 60,613 | $900.1K | 0.22% | −184−0.3% | Reduced |
| Cetera Investment Advisers | 58,265 | $865.2K | 0.00% | −2,033−3.4% | Reduced |
| Ameriprise Financial Inc | 56,959 | $845.1K | 0.00% | −11,967−17.4% | Reduced |
| Dynamic Advisor Solutions LLC | 53,066 | $788.0K | 0.02% | +9,503+21.8% | Added |
| Quantedge Capital Pte Ltd | 51,300 | $761.8K | 0.23% | +19,200+59.8% | Added |
| National Asset Management, Inc. | 46,839 | $696.8K | 0.02% | −1,383−2.9% | Reduced |
| Formidable Asset Management, LLC | 45,618 | $677.4K | 0.11% | −13,965−23.4% | Reduced |
| Janney Montgomery Scott LLC | 45,305 | $673.0K | 0.00% | −4,163−8.4% | Reduced |
| Advisor Group Holdings, Inc. | 43,882 | $651.7K | 0.00% | +1,083+2.5% | Added |
| Commonwealth Equity Services, LLC | 43,832 | $651.0K | 0.00% | −3,047−6.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 43,480 | $646.0K | 0.00% | −387−0.9% | Reduced |
| D.A. Davidson & Co. | 43,420 | $644.8K | 0.01% | −121−0.3% | Reduced |
| Schnieders Capital Management LLC | 38,050 | $565.0K | 0.11% | 00.0% | Unchanged |
| RSM US Wealth Management LLC | 34,951 | $518.3K | 0.01% | +4,482+14.7% | Added |
| Nations Financial Group Inc, | 33,867 | $502.9K | 0.04% | −1,400−4.0% | Reduced |
| Stolper Co | 32,841 | $488.0K | 0.16% | +134+0.4% | Added |
| Rpo LLC | 31,270 | $464.4K | 0.69% | +31,270 | New |
| Institute for Wealth Management, LLC. | 28,660 | $425.6K | 0.05% | 00.0% | Unchanged |
| GWM Advisors LLC | 27,803 | $412.9K | 0.00% | +1,174+4.4% | Added |
| Diversify Advisory Services, LLC | 26,891 | $403.4K | 0.02% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 26,493 | $401.4K | 0.00% | −2,457−8.5% | Reduced |
| NBC Securities, Inc. | 25,497 | $378.0K | 0.03% | −600−2.3% | Reduced |
| Wedbush Securities Inc | 25,413 | $377.0K | 0.01% | −61−0.2% | Reduced |
| Leo Wealth, LLC | 23,000 | $341.6K | 0.03% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 22,457 | $333.5K | 0.01% | +22,457 | New |
| Logan Stone Capital, LLC | 22,308 | $331.3K | 0.08% | −10,603−32.2% | Reduced |
| Raymond James Trust N.A. | 22,264 | $330.6K | 0.01% | 00.0% | Unchanged |
| Calamos Advisors LLC | 19,933 | $296.0K | 0.00% | +19,933 | New |
| Blue Bell Private Wealth Management, LLC | 18,630 | $276.7K | 0.05% | 00.0% | Unchanged |
| Pinnacle Associates Ltd | 19,417 | $271.8K | 0.00% | +601+3.2% | Added |
| Mariner, LLC | 15,565 | $231.1K | 0.00% | +568+3.8% | Added |
| Kingsview Wealth Management, LLC | 14,810 | $219.9K | 0.00% | −1,018−6.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 14,790 | $219.6K | 0.00% | −5,124−25.7% | Reduced |
| Integrated Capital Management, Inc. | 14,748 | $219.0K | 0.17% | −153−1.0% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 13,420 | $199.3K | 0.02% | +50.0% | Added |
| Great Valley Advisor Group, Inc. | 11,890 | $176.6K | 0.00% | +1,250+11.7% | Added |
| 9258 Wealth Management, LLC | 11,800 | $175.2K | 0.03% | +65+0.6% | Added |
| Kestra Advisory Services, LLC | 10,746 | $159.6K | 0.00% | −915−7.8% | Reduced |
| NWF Advisory Services Inc. | 10,396 | $154.4K | 0.02% | 00.0% | Unchanged |
| PFS Partners, LLC | 6,972 | $103.5K | 0.06% | +140+2.0% | Added |
| Larson Financial Group LLC | 6,000 | $89.1K | 0.01% | +4,200+233.3% | Added |
| Private Trust Co NA | 5,200 | $77.2K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 4,100 | $60.9K | 0.00% | −1,496−26.7% | Reduced |
| Liberty One Investment Management, LLC | 3,872 | $57.5K | 0.01% | −1,075−21.7% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,570 | $53.0K | 0.00% | −133−3.6% | Reduced |
| FNY Investment Advisers, LLC | 2,800 | $41.0K | 0.02% | +2,800 | New |
| US Bancorp | 2,648 | $39.3K | 0.00% | 00.0% | Unchanged |
| United Community Bank | 2,550 | $37.9K | 0.01% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 2,500 | $37.1K | 0.00% | +2,500 | New |
| Geneos Wealth Management Inc. | 2,015 | $29.9K | 0.00% | +2,015 | New |
| Sunbelt Securities, Inc. | 2,000 | $29.7K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,856 | $27.6K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 1,287 | $19.1K | 0.00% | +1,287 | New |
| SOA Wealth Advisors, LLC. | 1,138 | $16.9K | 0.00% | +22+2.0% | Added |
| The PNC Financial Services Group, Inc. | 750 | $11.1K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 335 | $4.95K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 250 | $4.00K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 111 | $1.65K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 88 | $1.31K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 683 | – | – | +637+1,384.8% | Added |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −25,139−100.0% | Sold out |
| AlphaStar Capital Management, LLC | 0 | $0 | 0.00% | −17,942−100.0% | Sold out |
| Sanctuary Advisors, LLC | 0 | $0 | 0.00% | −11,673−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −10,969−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −10,601−100.0% | Sold out |
| Register Financial Advisors LLC | 0 | $0 | 0.00% | −1,380−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |