Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q4 2024
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 90
- +8 vs. Q3 2024
- Shares held
- 11.6M
- +917.3K (+8.6%) vs. Q3 2024
- Total value
- $174.8M
- +$16.0M (+10.1%) vs. Q3 2024
- New holders
- 16
- 26 more added
- Sold out
- 8
- 36 more reduced
4 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,883,369 | $28.4M | 0.00% | +248,939+15.2% | Added |
| Bank of America Corp | 1,229,212 | $18.5M | 0.00% | +73,424+6.4% | Added |
| Wells Fargo & Company | 755,362 | $11.4M | 0.00% | +34,811+4.8% | Added |
| Raymond James Financial Inc | 745,243 | $11.2M | 0.00% | +745,243 | New |
| UBS Group AG | 736,685 | $11.1M | 0.00% | −32,028−4.2% | Reduced |
| Guggenheim Capital LLC | 633,763 | $9.54M | 0.08% | +30,804+5.1% | Added |
| Cornerstone Advisors, LLC | 592,100 | $8.92M | 0.36% | −219,426−27.0% | Reduced |
| Invesco Ltd. | 579,421 | $8.73M | 0.00% | −17,270−2.9% | Reduced |
| CNH Partners LLC | 434,950 | $6.55M | 0.16% | −47,719−9.9% | Reduced |
| Capital Investment Advisors, LLC | 382,739 | $5.76M | 0.12% | +360,282+1,604.3% | Added |
| Saba Capital Management, L.P. | 291,102 | $4.38M | 0.11% | −600−0.2% | Reduced |
| 1607 Capital Partners, LLC | 289,771 | $4.36M | 0.35% | −120,691−29.4% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 279,234 | $4.21M | 1.35% | +11,148+4.2% | Added |
| Advisors Asset Management, Inc. | 230,968 | $3.48M | 0.06% | −9,750−4.1% | Reduced |
| Wolverine Asset Management LLC | 155,325 | $2.34M | 0.04% | −140,178−47.4% | Reduced |
| Independent Advisor Alliance | 136,817 | $2.06M | 0.03% | +136,817 | New |
| LPL Financial LLC | 125,559 | $1.89M | 0.00% | −454−0.4% | Reduced |
| MML Investors Services, LLC | 118,872 | $1.79M | 0.01% | −1,472−1.2% | Reduced |
| Royal Bank of Canada | 117,807 | $1.77M | 0.00% | −5,168−4.2% | Reduced |
| Shaker Financial Services, LLC | 96,529 | $1.45M | 0.56% | −115,504−54.5% | Reduced |
| Park Avenue Securities LLC | 91,777 | $1.38M | 0.01% | +4,493+5.1% | Added |
| Envestnet Asset Management Inc | 88,125 | $1.33M | 0.00% | −1,150−1.3% | Reduced |
| Private Advisor Group, LLC | 85,412 | $1.29M | 0.01% | −3,405−3.8% | Reduced |
| Ameriprise Financial Inc | 77,496 | $1.17M | 0.00% | +20,537+36.1% | Added |
| Advisor Group Holdings, Inc. | 76,635 | $1.15M | 0.00% | +32,753+74.6% | Added |
| Integrated Wealth Concepts LLC | 72,671 | $1.09M | 0.01% | −3,725−4.9% | Reduced |
| Ionic Capital Management LLC | 72,407 | $1.09M | 1.07% | −31,926−30.6% | Reduced |
| Stifel Financial Corp | 65,705 | $989.5K | 0.00% | −534−0.8% | Reduced |
| Cetera Investment Advisers | 64,882 | $977.1K | 0.00% | +6,617+11.4% | Added |
| Shulman DeMeo Asset Management LLC | 60,484 | $910.9K | 0.25% | −129−0.2% | Reduced |
| Dynamic Advisor Solutions LLC | 50,498 | $760.5K | 0.03% | −2,568−4.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 48,382 | $729.0K | 0.00% | +4,902+11.3% | Added |
| Formidable Asset Management, LLC | 45,631 | $687.2K | 0.11% | +130.0% | Added |
| Commonwealth Equity Services, LLC | 44,875 | $676.0K | 0.00% | +1,043+2.4% | Added |
| Janney Montgomery Scott LLC | 44,243 | $666.0K | 0.00% | −1,062−2.3% | Reduced |
| National Asset Management, Inc. | 44,097 | $664.1K | 0.02% | −2,742−5.9% | Reduced |
| D.A. Davidson & Co. | 42,922 | $646.4K | 0.01% | −498−1.1% | Reduced |
| RSM US Wealth Management LLC | 40,512 | $611.6K | 0.01% | +5,561+15.9% | Added |
| Rpo LLC | 39,270 | $591.4K | 0.77% | +8,000+25.6% | Added |
| Schnieders Capital Management LLC | 37,300 | $561.7K | 0.11% | −750−2.0% | Reduced |
| Landscape Capital Management, L.L.C. | 35,470 | $534.2K | 0.06% | −71,971−67.0% | Reduced |
| Nations Financial Group Inc, | 33,867 | $510.0K | 0.04% | 00.0% | Unchanged |
| Stolper Co | 32,541 | $490.0K | 0.16% | −300−0.9% | Reduced |
| Quantedge Capital Pte Ltd | 32,500 | $489.4K | 0.18% | −18,800−36.6% | Reduced |
| Institute for Wealth Management, LLC. | 28,315 | $426.4K | 0.05% | −345−1.2% | Reduced |
| GWM Advisors LLC | 27,787 | $418.5K | 0.00% | −16−0.1% | Reduced |
| Diversify Advisory Services, LLC | 26,241 | $389.9K | 0.02% | −650−2.4% | Reduced |
| Wedbush Securities Inc | 25,150 | $379.0K | 0.01% | −263−1.0% | Reduced |
| Sagespring Wealth Partners, LLC | 25,061 | $377.4K | 0.01% | +25,061 | New |
| Atria Wealth Solutions, Inc. | 24,027 | $361.8K | 0.00% | −2,466−9.3% | Reduced |
| Leo Wealth, LLC | 23,000 | $346.4K | 0.03% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 21,752 | $327.6K | 0.06% | +3,122+16.8% | Added |
| Kestra Advisory Services, LLC | 20,329 | $306.2K | 0.00% | +9,583+89.2% | Added |
| Mariner, LLC | 19,916 | $299.9K | 0.00% | +4,351+28.0% | Added |
| Calamos Advisors LLC | 18,064 | $272.0K | 0.00% | −1,869−9.4% | Reduced |
| Morey & Quinn Wealth Partners, LLC | 17,723 | $266.9K | 0.23% | +17,723 | New |
| Integrated Capital Management, Inc. | 15,059 | $226.8K | 0.18% | +311+2.1% | Added |
| Pinnacle Associates Ltd | 15,016 | $226.1K | 0.00% | −4,401−22.7% | Reduced |
| Kingsview Wealth Management, LLC | 14,810 | $223.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 14,476 | $218.0K | 0.00% | −314−2.1% | Reduced |
| Warren Averett Asset Management, LLC | 14,192 | $213.7K | 0.00% | +14,192 | New |
| Great Valley Advisor Group, Inc. | 13,640 | $205.4K | 0.00% | +1,750+14.7% | Added |
| Sheaff Brock Investment Advisors, LLC | 13,423 | $202.2K | 0.02% | +30.0% | Added |
| PKS Advisory Services, LLC | 12,712 | $191.4K | 0.05% | +12,712 | New |
| Pensionmark Financial Group, LLC | 11,500 | $173.2K | 0.00% | +11,500 | New |
| Vista Investment Partners II, LLC | 10,800 | $162.6K | 0.10% | +10,800 | New |
| PFS Partners, LLC | 7,249 | $109.2K | 0.06% | +277+4.0% | Added |
| Larson Financial Group LLC | 6,000 | $90.4K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 5,200 | $78.3K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 4,845 | $73.0K | 0.00% | +745+18.2% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,570 | $53.8K | 0.00% | 00.0% | Unchanged |
| Marshall & Sterling Wealth Advisors Inc. | 2,837 | $42.7K | 0.03% | +2,837 | New |
| US Bancorp | 2,648 | $39.9K | 0.00% | 00.0% | Unchanged |
| WPG Advisers, LLC | 2,609 | $39.3K | 0.04% | +2,609 | New |
| United Community Bank | 2,550 | $38.4K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,529 | $38.1K | 0.00% | +514+25.5% | Added |
| Bryn Mawr Trust Co | 2,500 | $37.6K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 2,000 | $30.2K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,183 | $17.8K | 0.00% | +45+4.0% | Added |
| Steward Partners Investment Advisory, LLC | 1,000 | $15.1K | 0.00% | +1,000 | New |
| The PNC Financial Services Group, Inc. | 750 | $11.3K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 550 | $8.31K | 0.00% | +215+64.2% | Added |
| GPS Wealth Strategies Group, LLC | 550 | $8.28K | 0.00% | −1,306−70.4% | Reduced |
| Transce3nd, LLC | 339 | $5.11K | 0.00% | +339 | New |
| Massmutual Trust Co FSB | 312 | $4.70K | 0.00% | +312 | New |
| Fourth Dimension Wealth, LLC | 277 | $4.17K | 0.00% | +277 | New |
| MAI Capital Management | 200 | $3.01K | 0.00% | +200 | New |
| Farther Finance Advisors, LLC | 111 | $1.67K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 25 | $385 | 0.04% | −25,472−99.9% | Reduced |
| RE Dickinson Investment Advisors, LLC | 6 | $100 | 0.00% | +6 | New |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −22,308−100.0% | Sold out |
| NWF Advisory Services Inc. | 0 | $0 | 0.00% | −10,396−100.0% | Sold out |
| Liberty One Investment Management, LLC | 0 | $0 | 0.00% | −3,872−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,800−100.0% | Sold out |
| Princeton Global Asset Management LLC | 0 | $0 | 0.00% | −1,287−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Wolff Wiese Magana LLC | 0 | $0 | 0.00% | −88−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −683−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | – | – | – | – | Not filed |
| Raymond James & Associates | – | – | – | – | Not filed |