Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q4 2024
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 90
- +8 vs. Q3 2024
- Shares held
- 11.6M
- +917.3K (+8.6%) vs. Q3 2024
- Total value
- $174.8M
- +$16.0M (+10.1%) vs. Q3 2024
- New holders
- 16
- 26 more added
- Sold out
- 8
- 36 more reduced
4 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| RE Dickinson Investment Advisors, LLC | 6 | $100 | 0.00% | +6 | New |
| NBC Securities, Inc. | 25 | $385 | 0.04% | −25,472−99.9% | Reduced |
| Farther Finance Advisors, LLC | 111 | $1.67K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 200 | $3.01K | 0.00% | +200 | New |
| Fourth Dimension Wealth, LLC | 277 | $4.17K | 0.00% | +277 | New |
| Massmutual Trust Co FSB | 312 | $4.70K | 0.00% | +312 | New |
| Transce3nd, LLC | 339 | $5.11K | 0.00% | +339 | New |
| GPS Wealth Strategies Group, LLC | 550 | $8.28K | 0.00% | −1,306−70.4% | Reduced |
| Coppell Advisory Solutions LLC | 550 | $8.31K | 0.00% | +215+64.2% | Added |
| The PNC Financial Services Group, Inc. | 750 | $11.3K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,000 | $15.1K | 0.00% | +1,000 | New |
| SOA Wealth Advisors, LLC. | 1,183 | $17.8K | 0.00% | +45+4.0% | Added |
| Sunbelt Securities, Inc. | 2,000 | $30.2K | 0.00% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 2,500 | $37.6K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,529 | $38.1K | 0.00% | +514+25.5% | Added |
| United Community Bank | 2,550 | $38.4K | 0.01% | 00.0% | Unchanged |
| WPG Advisers, LLC | 2,609 | $39.3K | 0.04% | +2,609 | New |
| US Bancorp | 2,648 | $39.9K | 0.00% | 00.0% | Unchanged |
| Marshall & Sterling Wealth Advisors Inc. | 2,837 | $42.7K | 0.03% | +2,837 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,570 | $53.8K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 4,845 | $73.0K | 0.00% | +745+18.2% | Added |
| Private Trust Co NA | 5,200 | $78.3K | 0.01% | 00.0% | Unchanged |
| Larson Financial Group LLC | 6,000 | $90.4K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 7,249 | $109.2K | 0.06% | +277+4.0% | Added |
| Vista Investment Partners II, LLC | 10,800 | $162.6K | 0.10% | +10,800 | New |
| Pensionmark Financial Group, LLC | 11,500 | $173.2K | 0.00% | +11,500 | New |
| PKS Advisory Services, LLC | 12,712 | $191.4K | 0.05% | +12,712 | New |
| Sheaff Brock Investment Advisors, LLC | 13,423 | $202.2K | 0.02% | +30.0% | Added |
| Great Valley Advisor Group, Inc. | 13,640 | $205.4K | 0.00% | +1,750+14.7% | Added |
| Warren Averett Asset Management, LLC | 14,192 | $213.7K | 0.00% | +14,192 | New |
| Northwestern Mutual Wealth Management Co | 14,476 | $218.0K | 0.00% | −314−2.1% | Reduced |
| Kingsview Wealth Management, LLC | 14,810 | $223.0K | 0.00% | 00.0% | Unchanged |
| Pinnacle Associates Ltd | 15,016 | $226.1K | 0.00% | −4,401−22.7% | Reduced |
| Integrated Capital Management, Inc. | 15,059 | $226.8K | 0.18% | +311+2.1% | Added |
| Morey & Quinn Wealth Partners, LLC | 17,723 | $266.9K | 0.23% | +17,723 | New |
| Calamos Advisors LLC | 18,064 | $272.0K | 0.00% | −1,869−9.4% | Reduced |
| Mariner, LLC | 19,916 | $299.9K | 0.00% | +4,351+28.0% | Added |
| Kestra Advisory Services, LLC | 20,329 | $306.2K | 0.00% | +9,583+89.2% | Added |
| Blue Bell Private Wealth Management, LLC | 21,752 | $327.6K | 0.06% | +3,122+16.8% | Added |
| Leo Wealth, LLC | 23,000 | $346.4K | 0.03% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 24,027 | $361.8K | 0.00% | −2,466−9.3% | Reduced |
| Sagespring Wealth Partners, LLC | 25,061 | $377.4K | 0.01% | +25,061 | New |
| Wedbush Securities Inc | 25,150 | $379.0K | 0.01% | −263−1.0% | Reduced |
| Diversify Advisory Services, LLC | 26,241 | $389.9K | 0.02% | −650−2.4% | Reduced |
| GWM Advisors LLC | 27,787 | $418.5K | 0.00% | −16−0.1% | Reduced |
| Institute for Wealth Management, LLC. | 28,315 | $426.4K | 0.05% | −345−1.2% | Reduced |
| Quantedge Capital Pte Ltd | 32,500 | $489.4K | 0.18% | −18,800−36.6% | Reduced |
| Stolper Co | 32,541 | $490.0K | 0.16% | −300−0.9% | Reduced |
| Nations Financial Group Inc, | 33,867 | $510.0K | 0.04% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 35,470 | $534.2K | 0.06% | −71,971−67.0% | Reduced |
| Schnieders Capital Management LLC | 37,300 | $561.7K | 0.11% | −750−2.0% | Reduced |
| Rpo LLC | 39,270 | $591.4K | 0.77% | +8,000+25.6% | Added |
| RSM US Wealth Management LLC | 40,512 | $611.6K | 0.01% | +5,561+15.9% | Added |
| D.A. Davidson & Co. | 42,922 | $646.4K | 0.01% | −498−1.1% | Reduced |
| National Asset Management, Inc. | 44,097 | $664.1K | 0.02% | −2,742−5.9% | Reduced |
| Janney Montgomery Scott LLC | 44,243 | $666.0K | 0.00% | −1,062−2.3% | Reduced |
| Commonwealth Equity Services, LLC | 44,875 | $676.0K | 0.00% | +1,043+2.4% | Added |
| Formidable Asset Management, LLC | 45,631 | $687.2K | 0.11% | +130.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 48,382 | $729.0K | 0.00% | +4,902+11.3% | Added |
| Dynamic Advisor Solutions LLC | 50,498 | $760.5K | 0.03% | −2,568−4.8% | Reduced |
| Shulman DeMeo Asset Management LLC | 60,484 | $910.9K | 0.25% | −129−0.2% | Reduced |
| Cetera Investment Advisers | 64,882 | $977.1K | 0.00% | +6,617+11.4% | Added |
| Stifel Financial Corp | 65,705 | $989.5K | 0.00% | −534−0.8% | Reduced |
| Ionic Capital Management LLC | 72,407 | $1.09M | 1.07% | −31,926−30.6% | Reduced |
| Integrated Wealth Concepts LLC | 72,671 | $1.09M | 0.01% | −3,725−4.9% | Reduced |
| Advisor Group Holdings, Inc. | 76,635 | $1.15M | 0.00% | +32,753+74.6% | Added |
| Ameriprise Financial Inc | 77,496 | $1.17M | 0.00% | +20,537+36.1% | Added |
| Private Advisor Group, LLC | 85,412 | $1.29M | 0.01% | −3,405−3.8% | Reduced |
| Envestnet Asset Management Inc | 88,125 | $1.33M | 0.00% | −1,150−1.3% | Reduced |
| Park Avenue Securities LLC | 91,777 | $1.38M | 0.01% | +4,493+5.1% | Added |
| Shaker Financial Services, LLC | 96,529 | $1.45M | 0.56% | −115,504−54.5% | Reduced |
| Royal Bank of Canada | 117,807 | $1.77M | 0.00% | −5,168−4.2% | Reduced |
| MML Investors Services, LLC | 118,872 | $1.79M | 0.01% | −1,472−1.2% | Reduced |
| LPL Financial LLC | 125,559 | $1.89M | 0.00% | −454−0.4% | Reduced |
| Independent Advisor Alliance | 136,817 | $2.06M | 0.03% | +136,817 | New |
| Wolverine Asset Management LLC | 155,325 | $2.34M | 0.04% | −140,178−47.4% | Reduced |
| Advisors Asset Management, Inc. | 230,968 | $3.48M | 0.06% | −9,750−4.1% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 279,234 | $4.21M | 1.35% | +11,148+4.2% | Added |
| 1607 Capital Partners, LLC | 289,771 | $4.36M | 0.35% | −120,691−29.4% | Reduced |
| Saba Capital Management, L.P. | 291,102 | $4.38M | 0.11% | −600−0.2% | Reduced |
| Capital Investment Advisors, LLC | 382,739 | $5.76M | 0.12% | +360,282+1,604.3% | Added |
| CNH Partners LLC | 434,950 | $6.55M | 0.16% | −47,719−9.9% | Reduced |
| Invesco Ltd. | 579,421 | $8.73M | 0.00% | −17,270−2.9% | Reduced |
| Cornerstone Advisors, LLC | 592,100 | $8.92M | 0.36% | −219,426−27.0% | Reduced |
| Guggenheim Capital LLC | 633,763 | $9.54M | 0.08% | +30,804+5.1% | Added |
| UBS Group AG | 736,685 | $11.1M | 0.00% | −32,028−4.2% | Reduced |
| Raymond James Financial Inc | 745,243 | $11.2M | 0.00% | +745,243 | New |
| Wells Fargo & Company | 755,362 | $11.4M | 0.00% | +34,811+4.8% | Added |
| Bank of America Corp | 1,229,212 | $18.5M | 0.00% | +73,424+6.4% | Added |
| Morgan Stanley | 1,883,369 | $28.4M | 0.00% | +248,939+15.2% | Added |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −22,308−100.0% | Sold out |
| NWF Advisory Services Inc. | 0 | $0 | 0.00% | −10,396−100.0% | Sold out |
| Liberty One Investment Management, LLC | 0 | $0 | 0.00% | −3,872−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,800−100.0% | Sold out |
| Princeton Global Asset Management LLC | 0 | $0 | 0.00% | −1,287−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Wolff Wiese Magana LLC | 0 | $0 | 0.00% | −88−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −683−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | – | – | – | – | Not filed |
| Raymond James & Associates | – | – | – | – | Not filed |