Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 82
- +2 vs. Q4 2023
- Shares held
- 11.3M
- +515.2K (+4.8%) vs. Q4 2023
- Total value
- $165.4M
- +$14.9M (+9.9%) vs. Q4 2023
- New holders
- 9
- 23 more added
- Sold out
- 7
- 33 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,373,394 | $20.1M | 0.00% | +264,453+23.8% | Added |
| Bank of America Corp | 1,053,325 | $15.4M | 0.00% | +11,118+1.1% | Added |
| Wells Fargo & Company | 909,893 | $13.3M | 0.00% | +256,762+39.3% | Added |
| UBS Group AG | 785,181 | $11.5M | 0.00% | +12,389+1.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 709,288 | $10.4M | 0.02% | +3,272+0.5% | Added |
| Cornerstone Advisors, LLC | 699,426 | $10.3M | 0.42% | +111,091+18.9% | Added |
| 1607 Capital Partners, LLC | 613,363 | $8.99M | 0.73% | +73,469+13.6% | Added |
| Invesco Ltd. | 563,903 | $8.27M | 0.00% | +15,712+2.9% | Added |
| Guggenheim Capital LLC | 549,262 | $8.05M | 0.06% | +11,491+2.1% | Added |
| CNH Partners LLC | 403,765 | $5.92M | 0.21% | +89,776+28.6% | Added |
| Advisors Asset Management, Inc. | 331,449 | $4.86M | 0.09% | −23,138−6.5% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 236,290 | $3.46M | 1.22% | +14,561+6.6% | Added |
| Wolverine Asset Management LLC | 228,215 | $3.35M | 0.06% | −37,208−14.0% | Reduced |
| Shaker Financial Services, LLC | 191,249 | $2.86M | 1.11% | −45,976−19.4% | Reduced |
| Stifel Financial Corp | 179,243 | $2.63M | 0.00% | −495−0.3% | Reduced |
| Royal Bank of Canada | 141,932 | $2.08M | 0.00% | −12,427−8.1% | Reduced |
| Ionic Capital Management LLC | 121,561 | $1.78M | 1.09% | −73,193−37.6% | Reduced |
| Landscape Capital Management, L.L.C. | 119,975 | $1.76M | 0.15% | −6,544−5.2% | Reduced |
| Ameriprise Financial Inc | 98,402 | $1.67M | 0.00% | −28,012−22.2% | Reduced |
| LPL Financial LLC | 108,664 | $1.59M | 0.00% | −21,423−16.5% | Reduced |
| Advisor Group Holdings, Inc. | 105,963 | $1.55M | 0.00% | −1,385−1.3% | Reduced |
| MML Investors Services, LLC | 105,361 | $1.54M | 0.01% | +18,283+21.0% | Added |
| Private Advisor Group, LLC | 103,442 | $1.52M | 0.01% | +258+0.3% | Added |
| Schnieders Capital Management LLC | 100,085 | $1.47M | 0.30% | −8,775−8.1% | Reduced |
| Raymond James & Associates | 95,220 | $1.40M | 0.00% | −11,387−10.7% | Reduced |
| Envestnet Asset Management Inc | 89,620 | $1.31M | 0.00% | −800−0.9% | Reduced |
| Park Avenue Securities LLC | 89,257 | $1.31M | 0.02% | +3,632+4.2% | Added |
| Integrated Wealth Concepts LLC | 80,761 | $1.18M | 0.02% | −3,899−4.6% | Reduced |
| Cetera Investment Advisers | 61,665 | $904.0K | 0.00% | +61,665 | New |
| Shulman DeMeo Asset Management LLC | 60,844 | $892.0K | 0.24% | −116−0.2% | Reduced |
| Formidable Asset Management, LLC | 59,409 | $870.9K | 0.14% | −9,452−13.7% | Reduced |
| Atria Wealth Solutions, Inc. | 53,998 | $807.1K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 48,222 | $707.0K | 0.00% | −2,460−4.9% | Reduced |
| D.A. Davidson & Co. | 47,058 | $689.9K | 0.01% | −26,515−36.0% | Reduced |
| National Asset Management, Inc. | 44,924 | $628.3K | 0.02% | −6,401−12.5% | Reduced |
| Dynamic Advisor Solutions LLC | 41,664 | $610.8K | 0.02% | +2,100+5.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 41,059 | $602.0K | 0.00% | −854−2.0% | Reduced |
| Janney Montgomery Scott LLC | 38,515 | $565.0K | 0.00% | +878+2.3% | Added |
| Logan Stone Capital, LLC | 38,080 | $558.3K | 0.12% | −32,960−46.4% | Reduced |
| Nations Financial Group Inc, | 35,267 | $517.0K | 0.04% | 00.0% | Unchanged |
| Stolper Co | 31,461 | $461.0K | 0.17% | +287+0.9% | Added |
| Institute for Wealth Management, LLC. | 28,806 | $422.3K | 0.05% | 00.0% | Unchanged |
| Diversify Advisory Services, LLC | 26,891 | $392.3K | 0.02% | +26,891 | New |
| Fisher Asset Management, LLC | 26,182 | $383.8K | 0.00% | +26,182 | New |
| NBC Securities, Inc. | 24,789 | $363.0K | 0.03% | −54−0.2% | Reduced |
| Leo Wealth, LLC | 23,000 | $337.2K | 0.03% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 22,264 | $326.4K | 0.01% | +4,000+21.9% | Added |
| GWM Advisors LLC | 21,226 | $311.2K | 0.00% | +3,363+18.8% | Added |
| Northwestern Mutual Wealth Management Co | 20,542 | $301.1K | 0.00% | −10,937−34.7% | Reduced |
| Pinnacle Associates Ltd | 18,916 | $277.3K | 0.00% | −501−2.6% | Reduced |
| Wedbush Securities Inc | 18,017 | $264.0K | 0.01% | −9,033−33.4% | Reduced |
| AlphaStar Capital Management, LLC | 17,942 | $263.0K | 0.03% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 16,316 | $239.2K | 0.01% | −13,676−45.6% | Reduced |
| Blue Bell Private Wealth Management, LLC | 15,330 | $224.7K | 0.05% | −2,036−11.7% | Reduced |
| Mariner, LLC | 13,929 | $204.2K | 0.00% | +13,929 | New |
| Great Valley Advisor Group, Inc. | 13,640 | $200.0K | 0.01% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 13,415 | $196.7K | 0.02% | +50.0% | Added |
| Integrated Capital Management, Inc. | 13,146 | $192.7K | 0.16% | +646+5.2% | Added |
| 9258 Wealth Management, LLC | 12,092 | $177.3K | 0.03% | +12,092 | New |
| Kestra Advisory Services, LLC | 11,405 | $167.2K | 0.00% | 00.0% | Unchanged |
| Truist Financial Corp | 11,114 | $162.9K | 0.00% | −600−5.1% | Reduced |
| Susquehanna International Group, LLP | 11,072 | $162.3K | 0.00% | +11,072 | New |
| Quantedge Capital Pte Ltd | 10,900 | $159.8K | 0.07% | −1,700−13.5% | Reduced |
| NWF Advisory Services Inc. | 10,396 | $152.4K | 0.03% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 10,311 | $151.2K | 0.01% | −1,314−11.3% | Reduced |
| US Bancorp | 8,324 | $122.0K | 0.00% | +2,851+52.1% | Added |
| Comerica Bank | 6,921 | $101.5K | 0.00% | −1,222−15.0% | Reduced |
| The PNC Financial Services Group, Inc. | 6,750 | $99.0K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 6,700 | $98.2K | 0.07% | 00.0% | Unchanged |
| Liberty One Investment Management, LLC | 6,162 | $90.3K | 0.01% | −1,128−15.5% | Reduced |
| Private Trust Co NA | 5,200 | $76.2K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 4,320 | $63.3K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,637 | $53.3K | 0.00% | 00.0% | Unchanged |
| TD Private Client Wealth LLC | 3,540 | $51.9K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 2,800 | $41.0K | 0.03% | +2,800 | New |
| GPS Wealth Strategies Group, LLC | 2,323 | $34.1K | 0.01% | −603−20.6% | Reduced |
| Sunbelt Securities, Inc. | 2,000 | $29.3K | 0.00% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 1,380 | $20.2K | 0.01% | +1,380 | New |
| SOA Wealth Advisors, LLC. | 1,094 | $16.0K | 0.00% | +22+2.1% | Added |
| CWM, LLC | 250 | $4.00K | 0.00% | +250 | New |
| Wolff Wiese Magana LLC | 88 | $1.29K | 0.00% | 00.0% | Unchanged |
| Barrett & Company, Inc. | 85 | $1.24K | 0.00% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −39,470−100.0% | Sold out |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −32,607−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −29,152−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −17,226−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −15,211−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −11,072−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| DFPG Investments, LLC | – | – | – | – | Not filed |
| Coppell Advisory Solutions LLC | – | – | – | – | Not filed |