Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 82
- +2 vs. Q4 2023
- Shares held
- 11.3M
- +515.2K (+4.8%) vs. Q4 2023
- Total value
- $165.4M
- +$14.9M (+9.9%) vs. Q4 2023
- New holders
- 9
- 23 more added
- Sold out
- 7
- 33 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Barrett & Company, Inc. | 85 | $1.24K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 88 | $1.29K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 250 | $4.00K | 0.00% | +250 | New |
| SOA Wealth Advisors, LLC. | 1,094 | $16.0K | 0.00% | +22+2.1% | Added |
| Register Financial Advisors LLC | 1,380 | $20.2K | 0.01% | +1,380 | New |
| Sunbelt Securities, Inc. | 2,000 | $29.3K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 2,323 | $34.1K | 0.01% | −603−20.6% | Reduced |
| FNY Investment Advisers, LLC | 2,800 | $41.0K | 0.03% | +2,800 | New |
| TD Private Client Wealth LLC | 3,540 | $51.9K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,637 | $53.3K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 4,320 | $63.3K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 5,200 | $76.2K | 0.01% | 00.0% | Unchanged |
| Liberty One Investment Management, LLC | 6,162 | $90.3K | 0.01% | −1,128−15.5% | Reduced |
| PFS Partners, LLC | 6,700 | $98.2K | 0.07% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 6,750 | $99.0K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 6,921 | $101.5K | 0.00% | −1,222−15.0% | Reduced |
| US Bancorp | 8,324 | $122.0K | 0.00% | +2,851+52.1% | Added |
| Hennion & Walsh Asset Management, Inc. | 10,311 | $151.2K | 0.01% | −1,314−11.3% | Reduced |
| NWF Advisory Services Inc. | 10,396 | $152.4K | 0.03% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 10,900 | $159.8K | 0.07% | −1,700−13.5% | Reduced |
| Susquehanna International Group, LLP | 11,072 | $162.3K | 0.00% | +11,072 | New |
| Truist Financial Corp | 11,114 | $162.9K | 0.00% | −600−5.1% | Reduced |
| Kestra Advisory Services, LLC | 11,405 | $167.2K | 0.00% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 12,092 | $177.3K | 0.03% | +12,092 | New |
| Integrated Capital Management, Inc. | 13,146 | $192.7K | 0.16% | +646+5.2% | Added |
| Sheaff Brock Investment Advisors, LLC | 13,415 | $196.7K | 0.02% | +50.0% | Added |
| Great Valley Advisor Group, Inc. | 13,640 | $200.0K | 0.01% | 00.0% | Unchanged |
| Mariner, LLC | 13,929 | $204.2K | 0.00% | +13,929 | New |
| Blue Bell Private Wealth Management, LLC | 15,330 | $224.7K | 0.05% | −2,036−11.7% | Reduced |
| Kingsview Wealth Management, LLC | 16,316 | $239.2K | 0.01% | −13,676−45.6% | Reduced |
| AlphaStar Capital Management, LLC | 17,942 | $263.0K | 0.03% | 00.0% | Unchanged |
| Wedbush Securities Inc | 18,017 | $264.0K | 0.01% | −9,033−33.4% | Reduced |
| Pinnacle Associates Ltd | 18,916 | $277.3K | 0.00% | −501−2.6% | Reduced |
| Northwestern Mutual Wealth Management Co | 20,542 | $301.1K | 0.00% | −10,937−34.7% | Reduced |
| GWM Advisors LLC | 21,226 | $311.2K | 0.00% | +3,363+18.8% | Added |
| Raymond James Trust N.A. | 22,264 | $326.4K | 0.01% | +4,000+21.9% | Added |
| Leo Wealth, LLC | 23,000 | $337.2K | 0.03% | 00.0% | Unchanged |
| NBC Securities, Inc. | 24,789 | $363.0K | 0.03% | −54−0.2% | Reduced |
| Fisher Asset Management, LLC | 26,182 | $383.8K | 0.00% | +26,182 | New |
| Diversify Advisory Services, LLC | 26,891 | $392.3K | 0.02% | +26,891 | New |
| Institute for Wealth Management, LLC. | 28,806 | $422.3K | 0.05% | 00.0% | Unchanged |
| Stolper Co | 31,461 | $461.0K | 0.17% | +287+0.9% | Added |
| Nations Financial Group Inc, | 35,267 | $517.0K | 0.04% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 38,080 | $558.3K | 0.12% | −32,960−46.4% | Reduced |
| Janney Montgomery Scott LLC | 38,515 | $565.0K | 0.00% | +878+2.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 41,059 | $602.0K | 0.00% | −854−2.0% | Reduced |
| Dynamic Advisor Solutions LLC | 41,664 | $610.8K | 0.02% | +2,100+5.3% | Added |
| National Asset Management, Inc. | 44,924 | $628.3K | 0.02% | −6,401−12.5% | Reduced |
| D.A. Davidson & Co. | 47,058 | $689.9K | 0.01% | −26,515−36.0% | Reduced |
| Commonwealth Equity Services, LLC | 48,222 | $707.0K | 0.00% | −2,460−4.9% | Reduced |
| Atria Wealth Solutions, Inc. | 53,998 | $807.1K | 0.01% | 00.0% | Unchanged |
| Formidable Asset Management, LLC | 59,409 | $870.9K | 0.14% | −9,452−13.7% | Reduced |
| Shulman DeMeo Asset Management LLC | 60,844 | $892.0K | 0.24% | −116−0.2% | Reduced |
| Cetera Investment Advisers | 61,665 | $904.0K | 0.00% | +61,665 | New |
| Integrated Wealth Concepts LLC | 80,761 | $1.18M | 0.02% | −3,899−4.6% | Reduced |
| Park Avenue Securities LLC | 89,257 | $1.31M | 0.02% | +3,632+4.2% | Added |
| Envestnet Asset Management Inc | 89,620 | $1.31M | 0.00% | −800−0.9% | Reduced |
| Raymond James & Associates | 95,220 | $1.40M | 0.00% | −11,387−10.7% | Reduced |
| Schnieders Capital Management LLC | 100,085 | $1.47M | 0.30% | −8,775−8.1% | Reduced |
| Private Advisor Group, LLC | 103,442 | $1.52M | 0.01% | +258+0.3% | Added |
| MML Investors Services, LLC | 105,361 | $1.54M | 0.01% | +18,283+21.0% | Added |
| Advisor Group Holdings, Inc. | 105,963 | $1.55M | 0.00% | −1,385−1.3% | Reduced |
| LPL Financial LLC | 108,664 | $1.59M | 0.00% | −21,423−16.5% | Reduced |
| Ameriprise Financial Inc | 98,402 | $1.67M | 0.00% | −28,012−22.2% | Reduced |
| Landscape Capital Management, L.L.C. | 119,975 | $1.76M | 0.15% | −6,544−5.2% | Reduced |
| Ionic Capital Management LLC | 121,561 | $1.78M | 1.09% | −73,193−37.6% | Reduced |
| Royal Bank of Canada | 141,932 | $2.08M | 0.00% | −12,427−8.1% | Reduced |
| Stifel Financial Corp | 179,243 | $2.63M | 0.00% | −495−0.3% | Reduced |
| Shaker Financial Services, LLC | 191,249 | $2.86M | 1.11% | −45,976−19.4% | Reduced |
| Wolverine Asset Management LLC | 228,215 | $3.35M | 0.06% | −37,208−14.0% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 236,290 | $3.46M | 1.22% | +14,561+6.6% | Added |
| Advisors Asset Management, Inc. | 331,449 | $4.86M | 0.09% | −23,138−6.5% | Reduced |
| CNH Partners LLC | 403,765 | $5.92M | 0.21% | +89,776+28.6% | Added |
| Guggenheim Capital LLC | 549,262 | $8.05M | 0.06% | +11,491+2.1% | Added |
| Invesco Ltd. | 563,903 | $8.27M | 0.00% | +15,712+2.9% | Added |
| 1607 Capital Partners, LLC | 613,363 | $8.99M | 0.73% | +73,469+13.6% | Added |
| Cornerstone Advisors, LLC | 699,426 | $10.3M | 0.42% | +111,091+18.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 709,288 | $10.4M | 0.02% | +3,272+0.5% | Added |
| UBS Group AG | 785,181 | $11.5M | 0.00% | +12,389+1.6% | Added |
| Wells Fargo & Company | 909,893 | $13.3M | 0.00% | +256,762+39.3% | Added |
| Bank of America Corp | 1,053,325 | $15.4M | 0.00% | +11,118+1.1% | Added |
| Morgan Stanley | 1,373,394 | $20.1M | 0.00% | +264,453+23.8% | Added |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −39,470−100.0% | Sold out |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −32,607−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −29,152−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −17,226−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −15,211−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −11,072−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| DFPG Investments, LLC | – | – | – | – | Not filed |
| Coppell Advisory Solutions LLC | – | – | – | – | Not filed |