Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q1 2026
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
DIAX is no longer listed, and 13F filings after Q4 2025 list far fewer holders. See Q4 2025
- Institutional holders
- 3
- −116 vs. Q4 2025
- Shares held
- 55.3K
- −12.4M (−99.6%) vs. Q4 2025
- Total value
- $10.7M
- −$179.0M (−94.4%) vs. Q4 2025
- New holders
- 0
- 0 more added
- Sold out
- 116
- 1 more reduced
3 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Stolper Co | 14,709 | $10.0M | 3.31% | −21,781−59.7% | Reduced |
| Formidable Asset Management, LLC | 37,371 | $570.3K | 0.09% | 00.0% | Unchanged |
| Private Trust Co NA | 3,200 | $45.1K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 0 | $0 | 0.00% | −1,714,813−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −1,599,746−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −1,123,777−100.0% | Sold out |
| Raymond James Financial Inc | 0 | $0 | 0.00% | −729,615−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −636,472−100.0% | Sold out |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −603,228−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −554,865−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −472,794−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −403,874−100.0% | Sold out |
| Capital Investment Advisors, LLC | 0 | $0 | 0.00% | −353,064−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −249,306−100.0% | Sold out |
| CNH Partners LLC | 0 | $0 | 0.00% | −204,492−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −202,293−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −199,214−100.0% | Sold out |
| Cornerstone Advisors, LLC | 0 | $0 | 0.00% | −185,466−100.0% | Sold out |
| Thomas J. Herzfeld Advisors, Inc. | 0 | $0 | 0.00% | −183,190−100.0% | Sold out |
| MML Investors Services, LLC | 0 | $0 | 0.00% | −135,848−100.0% | Sold out |
| 1607 Capital Partners, LLC | 0 | $0 | 0.00% | −118,061−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −114,201−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −112,137−100.0% | Sold out |
| Absolute Investment Advisers LLC | 0 | $0 | 0.00% | −98,482−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −96,637−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −92,820−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −91,615−100.0% | Sold out |
| NBC Securities, Inc. | 0 | $0 | 0.00% | −90,166−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −89,655−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −87,563−100.0% | Sold out |
| Park Avenue Securities LLC | 0 | $0 | 0.00% | −85,101−100.0% | Sold out |
| Advisory Advocates, LLC | 0 | $0 | 0.00% | −84,167−100.0% | Sold out |
| Ionic Capital Management LLC | 0 | $0 | 0.00% | −72,133−100.0% | Sold out |
| Blue Bell Private Wealth Management, LLC | 0 | $0 | 0.00% | −70,871−100.0% | Sold out |
| Wiley Bros.-Aintree Capital, LLC | 0 | $0 | 0.00% | −69,614−100.0% | Sold out |
| Integrated Wealth Concepts LLC | 0 | $0 | 0.00% | −65,778−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −65,298−100.0% | Sold out |
| Altium Capital Management LP | 0 | $0 | 0.00% | −60,998−100.0% | Sold out |
| Shulman DeMeo Asset Management LLC | 0 | $0 | 0.00% | −59,250−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −58,383−100.0% | Sold out |
| Prevail Innovative Wealth Advisors, LLC | 0 | $0 | 0.00% | −57,026−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −54,578−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −47,597−100.0% | Sold out |
| D.A. Davidson & Co. | 0 | $0 | 0.00% | −39,943−100.0% | Sold out |
| Dynamic Advisor Solutions LLC | 0 | $0 | 0.00% | −38,250−100.0% | Sold out |
| PMG Family Office LLC | 0 | $0 | 0.00% | −37,842−100.0% | Sold out |
| RSM US Wealth Management LLC | 0 | $0 | 0.00% | −36,354−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −35,361−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −34,894−100.0% | Sold out |
| Closed-End Fund Advisors, Inc. | 0 | $0 | 0.00% | −34,829−100.0% | Sold out |
| Schnieders Capital Management, LLC. | 0 | $0 | 0.00% | −31,850−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −31,540−100.0% | Sold out |
| Nations Financial Group Inc, | 0 | $0 | 0.00% | −30,249−100.0% | Sold out |
| Institute for Wealth Management, LLC. | 0 | $0 | 0.00% | −28,143−100.0% | Sold out |
| Calamos Advisors LLC | 0 | $0 | 0.00% | −25,709−100.0% | Sold out |
| Wedbush Securities Inc | 0 | $0 | 0.00% | −25,255−100.0% | Sold out |
| Diversify Advisory Services, LLC | 0 | $0 | 0.00% | −24,566−100.0% | Sold out |
| Leo Wealth, LLC | 0 | $0 | 0.00% | −23,000−100.0% | Sold out |
| Sagespring Wealth Partners, LLC | 0 | $0 | 0.00% | −22,923−100.0% | Sold out |
| Yakira Capital Management, Inc. | 0 | $0 | 0.00% | −22,654−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −18,800−100.0% | Sold out |
| Lido Advisors, LLC | 0 | $0 | 0.00% | −18,825−100.0% | Sold out |
| Integrated Capital Management, Inc. | 0 | $0 | 0.00% | −18,177−100.0% | Sold out |
| Summit Financial, LLC | 0 | $0 | 0.00% | −17,215−100.0% | Sold out |
| Morey & Quinn Wealth Partners, LLC | 0 | $0 | 0.00% | −16,676−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −15,961−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −15,894−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −15,556−100.0% | Sold out |
| Pinnacle Associates Ltd | 0 | $0 | 0.00% | −15,516−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −15,080−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −15,053−100.0% | Sold out |
| Kapstone Financial Advisors LLC | 0 | $0 | 0.00% | −14,535−100.0% | Sold out |
| Uhlmann Price Securities, LLC | 0 | $0 | 0.00% | −14,336−100.0% | Sold out |
| Kingsview Wealth Management, LLC | 0 | $0 | 0.00% | −13,734−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −13,603−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −13,432−100.0% | Sold out |
| Accredited Investor Services, LLC | 0 | $0 | 0.00% | −13,132−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −12,465−100.0% | Sold out |
| TrueMark Investments, LLC | 0 | $0 | 0.00% | −12,137−100.0% | Sold out |
| PKS Advisory Services, LLC | 0 | $0 | 0.00% | −11,894−100.0% | Sold out |
| Warren Averett Asset Management, LLC | 0 | $0 | 0.00% | −11,613−100.0% | Sold out |
| Merit Financial Group, LLC | 0 | $0 | 0.00% | −11,582−100.0% | Sold out |
| Baird Financial Group, Inc. | 0 | $0 | 0.00% | −10,930−100.0% | Sold out |
| Vista Investment Partners II, LLC | 0 | $0 | 0.00% | −10,800−100.0% | Sold out |
| Pensionmark Financial Group, LLC | 0 | $0 | 0.00% | −10,500−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −8,310−100.0% | Sold out |
| Wealth Preservation Advisors, LLC | 0 | $0 | 0.00% | −8,190−100.0% | Sold out |
| PFS Partners, LLC | 0 | $0 | 0.00% | −7,863−100.0% | Sold out |
| Ronald Blue Trust, Inc. | 0 | $0 | 0.00% | −7,000−100.0% | Sold out |
| Larson Financial Group LLC | 0 | $0 | 0.00% | −6,000−100.0% | Sold out |
| Eastern Bank | 0 | $0 | 0.00% | −5,038−100.0% | Sold out |
| Pinnacle Wealth Planning Services, Inc. | 0 | $0 | 0.00% | −3,584−100.0% | Sold out |
| TD Private Client Wealth LLC | 0 | $0 | 0.00% | −3,540−100.0% | Sold out |
| Farther Finance Advisors, LLC | 0 | $0 | 0.00% | −3,278−100.0% | Sold out |
| Marshall & Sterling Wealth Advisors Inc. | 0 | $0 | 0.00% | −2,837−100.0% | Sold out |
| United Community Bank | 0 | $0 | 0.00% | −2,550−100.0% | Sold out |
| Central Trust Co | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Sunbelt Securities, Inc. | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| SOA Wealth Advisors, LLC. | 0 | $0 | 0.00% | −1,283−100.0% | Sold out |
| Global Wealth Strategies & Associates | 0 | $0 | 0.00% | −1,245−100.0% | Sold out |