Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q1 2025
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- +12 vs. Q4 2024
- Shares held
- 11.3M
- −296.4K (−2.6%) vs. Q4 2024
- Total value
- $163.8M
- −$11.0M (−6.3%) vs. Q4 2024
- New holders
- 18
- 28 more added
- Sold out
- 6
- 32 more reduced
1 institution that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,890,566 | $27.4M | 0.00% | +7,197+0.4% | Added |
| Bank of America Corp | 1,269,411 | $18.4M | 0.00% | +40,199+3.3% | Added |
| Raymond James Financial Inc | 751,353 | $10.9M | 0.00% | +6,110+0.8% | Added |
| Wells Fargo & Company | 709,157 | $10.3M | 0.00% | −46,205−6.1% | Reduced |
| Invesco Ltd. | 596,108 | $8.64M | 0.00% | +16,687+2.9% | Added |
| Guggenheim Capital LLC | 574,638 | $8.33M | 0.08% | −59,125−9.3% | Reduced |
| UBS Group AG | 496,364 | $7.19M | 0.00% | −240,321−32.6% | Reduced |
| Cornerstone Advisors, LLC | 464,697 | $6.73M | 0.29% | −127,403−21.5% | Reduced |
| Capital Investment Advisors, LLC | 404,727 | $5.86M | 0.11% | +21,988+5.7% | Added |
| CNH Partners LLC | 398,849 | $5.64M | 0.14% | −36,101−8.3% | Reduced |
| Saba Capital Management, L.P. | 291,102 | $4.22M | 0.12% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 285,536 | $4.14M | 1.41% | +6,302+2.3% | Added |
| Shaker Financial Services, LLC | 270,147 | $4.00M | 1.56% | +173,618+179.9% | Added |
| Wolverine Asset Management LLC | 223,373 | $3.24M | 0.06% | +68,048+43.8% | Added |
| 1607 Capital Partners, LLC | 178,306 | $2.58M | 0.21% | −111,465−38.5% | Reduced |
| Advisors Asset Management, Inc. | 162,599 | $2.36M | 0.04% | −68,369−29.6% | Reduced |
| LPL Financial LLC | 139,557 | $2.02M | 0.00% | +13,998+11.1% | Added |
| MML Investors Services, LLC | 123,355 | $1.79M | 0.01% | +4,483+3.8% | Added |
| Royal Bank of Canada | 117,376 | $1.70M | 0.00% | −431−0.4% | Reduced |
| Envestnet Asset Management Inc | 91,592 | $1.33M | 0.00% | +3,467+3.9% | Added |
| Ameriprise Financial Inc | 87,019 | $1.26M | 0.00% | +9,523+12.3% | Added |
| Private Advisor Group, LLC | 79,915 | $1.16M | 0.01% | −5,497−6.4% | Reduced |
| Advisor Group Holdings, Inc. | 77,117 | $1.12M | 0.00% | +482+0.6% | Added |
| NBC Securities, Inc. | 72,574 | $1.05M | 0.09% | +72,549+290,196.0% | Added |
| Ionic Capital Management LLC | 72,407 | $1.05M | 1.19% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 68,221 | $988.5K | 0.01% | −4,450−6.1% | Reduced |
| Stifel Financial Corp | 64,814 | $939.2K | 0.00% | −891−1.4% | Reduced |
| Readystate Asset Management LP | 61,626 | $893.0K | 0.04% | +61,626 | New |
| Cambridge Investment Research Advisors, Inc. | 61,460 | $891.0K | 0.00% | +13,078+27.0% | Added |
| Shulman DeMeo Asset Management LLC | 60,022 | $869.7K | 0.24% | −462−0.8% | Reduced |
| Cetera Investment Advisers | 55,689 | $806.9K | 0.00% | −9,193−14.2% | Reduced |
| Janney Montgomery Scott LLC | 48,806 | $707.0K | 0.00% | +4,563+10.3% | Added |
| Dynamic Advisor Solutions LLC | 45,013 | $652.2K | 0.02% | −5,485−10.9% | Reduced |
| D.A. Davidson & Co. | 42,784 | $619.9K | 0.00% | −138−0.3% | Reduced |
| Formidable Asset Management, LLC | 42,422 | $614.7K | 0.10% | −3,209−7.0% | Reduced |
| Commonwealth Equity Services, LLC | 41,776 | $605.0K | 0.00% | −3,099−6.9% | Reduced |
| RSM US Wealth Management LLC | 40,134 | $593.6K | 0.01% | −378−0.9% | Reduced |
| Rpo LLC | 39,270 | $569.0K | 1.14% | 00.0% | Unchanged |
| Mariner, LLC | 38,575 | $558.9K | 0.00% | +18,659+93.7% | Added |
| National Asset Management, Inc. | 38,051 | $551.4K | 0.02% | −6,046−13.7% | Reduced |
| Blue Bell Private Wealth Management, LLC | 37,572 | $544.4K | 0.10% | +15,820+72.7% | Added |
| Quantedge Capital Pte Ltd | 34,100 | $494.1K | 0.16% | +1,600+4.9% | Added |
| Nations Financial Group Inc, | 33,867 | $490.7K | 0.04% | 00.0% | Unchanged |
| Stolper Co | 32,936 | $477.0K | 0.16% | +395+1.2% | Added |
| Schnieders Capital Management LLC | 32,800 | $475.3K | 0.10% | −4,500−12.1% | Reduced |
| GWM Advisors LLC | 32,223 | $466.9K | 0.00% | +4,436+16.0% | Added |
| Wiley Bros.-Aintree Capital, LLC | 29,001 | $414.7K | 0.00% | +29,001 | New |
| Institute for Wealth Management, LLC. | 28,315 | $410.3K | 0.05% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 28,211 | $408.8K | 0.04% | −7,259−20.5% | Reduced |
| Wedbush Securities Inc | 25,550 | $370.0K | 0.01% | +400+1.6% | Added |
| Diversify Advisory Services, LLC | 26,241 | $362.9K | 0.02% | 00.0% | Unchanged |
| Advisor Resource Council | 24,458 | $354.4K | 0.03% | +24,458 | New |
| Atria Wealth Solutions, Inc. | 23,367 | $345.6K | 0.00% | −660−2.7% | Reduced |
| Leo Wealth, LLC | 23,000 | $333.3K | 0.05% | 00.0% | Unchanged |
| Sagespring Wealth Partners, LLC | 22,586 | $327.3K | 0.01% | −2,475−9.9% | Reduced |
| Morey & Quinn Wealth Partners, LLC | 17,455 | $252.9K | 0.21% | −268−1.5% | Reduced |
| Calamos Advisors LLC | 17,369 | $251.7K | 0.00% | −695−3.8% | Reduced |
| Pinnacle Associates Ltd | 16,016 | $232.1K | 0.00% | +1,000+6.7% | Added |
| Accredited Investor Services, LLC | 14,664 | $212.5K | 0.18% | +14,664 | New |
| Kingsview Wealth Management, LLC | 14,473 | $209.7K | 0.00% | −337−2.3% | Reduced |
| Warren Averett Asset Management, LLC | 14,198 | $205.7K | 0.00% | +60.0% | Added |
| Integrated Capital Management, Inc. | 14,061 | $203.7K | 0.16% | −998−6.6% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 13,427 | $194.6K | 0.02% | +40.0% | Added |
| Northwestern Mutual Wealth Management Co | 12,759 | $184.9K | 0.00% | −1,717−11.9% | Reduced |
| Kestra Advisory Services, LLC | 12,714 | $184.2K | 0.00% | −7,615−37.5% | Reduced |
| PKS Advisory Services, LLC | 12,412 | $179.9K | 0.05% | −300−2.4% | Reduced |
| Allspring Global Investments Holdings, LLC | 12,399 | $179.7K | 0.00% | +12,399 | New |
| Geneos Wealth Management Inc. | 12,375 | $179.3K | 0.01% | +9,846+389.3% | Added |
| Great Valley Advisor Group, Inc. | 11,624 | $168.4K | 0.00% | −2,016−14.8% | Reduced |
| Pensionmark Financial Group, LLC | 11,500 | $166.6K | 0.00% | 00.0% | Unchanged |
| Vista Investment Partners II, LLC | 10,800 | $156.5K | 0.09% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 10,641 | $154.2K | 0.00% | +10,641 | New |
| Wealth Preservation Advisors, LLC | 8,190 | $118.7K | 0.08% | +8,190 | New |
| PFS Partners, LLC | 7,249 | $105.0K | 0.06% | 00.0% | Unchanged |
| Larson Financial Group LLC | 6,000 | $86.9K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 5,973 | $86.5K | 0.00% | +1,128+23.3% | Added |
| Private Trust Co NA | 5,200 | $75.3K | 0.01% | 00.0% | Unchanged |
| Eastern Bank | 5,038 | $73.0K | 0.00% | +5,038 | New |
| TD Private Client Wealth LLC | 3,540 | $51.3K | 0.00% | +3,540 | New |
| Marshall & Sterling Wealth Advisors Inc. | 2,837 | $41.1K | 0.03% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 2,800 | $40.0K | 0.02% | +2,800 | New |
| US Bancorp | 2,648 | $38.4K | 0.00% | 00.0% | Unchanged |
| United Community Bank | 2,550 | $37.0K | 0.01% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 2,500 | $36.2K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 2,000 | $29.0K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 2,000 | $29.0K | 0.00% | +2,000 | New |
| Steward Partners Investment Advisory, LLC | 1,800 | $26.1K | 0.00% | +800+80.0% | Added |
| WPG Advisers, LLC | 1,553 | $22.5K | 0.02% | −1,056−40.5% | Reduced |
| SOA Wealth Advisors, LLC. | 1,183 | $17.1K | 0.00% | 00.0% | Unchanged |
| Costello Asset Management, INC | 1,082 | $15.7K | 0.01% | +1,082 | New |
| Elequin Capital LP | 895 | $13.0K | 0.00% | +895 | New |
| Coldstream Capital Management Inc | 846 | $12.3K | 0.00% | +846 | New |
| The PNC Financial Services Group, Inc. | 750 | $10.9K | 0.00% | 00.0% | Unchanged |
| Smallwood Wealth Investment Management, LLC | 651 | $9.45K | 0.01% | +651 | New |
| GPS Wealth Strategies Group, LLC | 550 | $7.97K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 492 | $7.13K | 0.00% | +492 | New |
| Iron Horse Wealth Management, LLC | 311 | $4.51K | 0.00% | +311 | New |
| Fourth Dimension Wealth, LLC | 277 | $4.01K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 200 | $2.90K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 111 | $1.61K | 0.00% | 00.0% | Unchanged |