Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q1 2025
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- +12 vs. Q4 2024
- Shares held
- 11.3M
- −296.4K (−2.6%) vs. Q4 2024
- Total value
- $163.8M
- −$11.0M (−6.3%) vs. Q4 2024
- New holders
- 18
- 28 more added
- Sold out
- 6
- 32 more reduced
1 institution that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| N.E.W. Advisory Services LLC | 78 | $1.13K | 0.00% | +78 | New |
| Farther Finance Advisors, LLC | 111 | $1.61K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 200 | $2.90K | 0.00% | 00.0% | Unchanged |
| Fourth Dimension Wealth, LLC | 277 | $4.01K | 0.00% | 00.0% | Unchanged |
| Iron Horse Wealth Management, LLC | 311 | $4.51K | 0.00% | +311 | New |
| Key Financial Inc | 492 | $7.13K | 0.00% | +492 | New |
| GPS Wealth Strategies Group, LLC | 550 | $7.97K | 0.00% | 00.0% | Unchanged |
| Smallwood Wealth Investment Management, LLC | 651 | $9.45K | 0.01% | +651 | New |
| The PNC Financial Services Group, Inc. | 750 | $10.9K | 0.00% | 00.0% | Unchanged |
| Coldstream Capital Management Inc | 846 | $12.3K | 0.00% | +846 | New |
| Elequin Capital LP | 895 | $13.0K | 0.00% | +895 | New |
| Costello Asset Management, INC | 1,082 | $15.7K | 0.01% | +1,082 | New |
| SOA Wealth Advisors, LLC. | 1,183 | $17.1K | 0.00% | 00.0% | Unchanged |
| WPG Advisers, LLC | 1,553 | $22.5K | 0.02% | −1,056−40.5% | Reduced |
| Steward Partners Investment Advisory, LLC | 1,800 | $26.1K | 0.00% | +800+80.0% | Added |
| Sunbelt Securities, Inc. | 2,000 | $29.0K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 2,000 | $29.0K | 0.00% | +2,000 | New |
| Bryn Mawr Trust Co | 2,500 | $36.2K | 0.00% | 00.0% | Unchanged |
| United Community Bank | 2,550 | $37.0K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 2,648 | $38.4K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 2,800 | $40.0K | 0.02% | +2,800 | New |
| Marshall & Sterling Wealth Advisors Inc. | 2,837 | $41.1K | 0.03% | 00.0% | Unchanged |
| TD Private Client Wealth LLC | 3,540 | $51.3K | 0.00% | +3,540 | New |
| Eastern Bank | 5,038 | $73.0K | 0.00% | +5,038 | New |
| Private Trust Co NA | 5,200 | $75.3K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 5,973 | $86.5K | 0.00% | +1,128+23.3% | Added |
| Larson Financial Group LLC | 6,000 | $86.9K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 7,249 | $105.0K | 0.06% | 00.0% | Unchanged |
| Wealth Preservation Advisors, LLC | 8,190 | $118.7K | 0.08% | +8,190 | New |
| Merit Financial Group, LLC | 10,641 | $154.2K | 0.00% | +10,641 | New |
| Vista Investment Partners II, LLC | 10,800 | $156.5K | 0.09% | 00.0% | Unchanged |
| Pensionmark Financial Group, LLC | 11,500 | $166.6K | 0.00% | 00.0% | Unchanged |
| Great Valley Advisor Group, Inc. | 11,624 | $168.4K | 0.00% | −2,016−14.8% | Reduced |
| Geneos Wealth Management Inc. | 12,375 | $179.3K | 0.01% | +9,846+389.3% | Added |
| Allspring Global Investments Holdings, LLC | 12,399 | $179.7K | 0.00% | +12,399 | New |
| PKS Advisory Services, LLC | 12,412 | $179.9K | 0.05% | −300−2.4% | Reduced |
| Kestra Advisory Services, LLC | 12,714 | $184.2K | 0.00% | −7,615−37.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 12,759 | $184.9K | 0.00% | −1,717−11.9% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 13,427 | $194.6K | 0.02% | +40.0% | Added |
| Integrated Capital Management, Inc. | 14,061 | $203.7K | 0.16% | −998−6.6% | Reduced |
| Warren Averett Asset Management, LLC | 14,198 | $205.7K | 0.00% | +60.0% | Added |
| Kingsview Wealth Management, LLC | 14,473 | $209.7K | 0.00% | −337−2.3% | Reduced |
| Accredited Investor Services, LLC | 14,664 | $212.5K | 0.18% | +14,664 | New |
| Pinnacle Associates Ltd | 16,016 | $232.1K | 0.00% | +1,000+6.7% | Added |
| Calamos Advisors LLC | 17,369 | $251.7K | 0.00% | −695−3.8% | Reduced |
| Morey & Quinn Wealth Partners, LLC | 17,455 | $252.9K | 0.21% | −268−1.5% | Reduced |
| Sagespring Wealth Partners, LLC | 22,586 | $327.3K | 0.01% | −2,475−9.9% | Reduced |
| Leo Wealth, LLC | 23,000 | $333.3K | 0.05% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 23,367 | $345.6K | 0.00% | −660−2.7% | Reduced |
| Advisor Resource Council | 24,458 | $354.4K | 0.03% | +24,458 | New |
| Diversify Advisory Services, LLC | 26,241 | $362.9K | 0.02% | 00.0% | Unchanged |
| Wedbush Securities Inc | 25,550 | $370.0K | 0.01% | +400+1.6% | Added |
| Landscape Capital Management, L.L.C. | 28,211 | $408.8K | 0.04% | −7,259−20.5% | Reduced |
| Institute for Wealth Management, LLC. | 28,315 | $410.3K | 0.05% | 00.0% | Unchanged |
| Wiley Bros.-Aintree Capital, LLC | 29,001 | $414.7K | 0.00% | +29,001 | New |
| GWM Advisors LLC | 32,223 | $466.9K | 0.00% | +4,436+16.0% | Added |
| Schnieders Capital Management LLC | 32,800 | $475.3K | 0.10% | −4,500−12.1% | Reduced |
| Stolper Co | 32,936 | $477.0K | 0.16% | +395+1.2% | Added |
| Nations Financial Group Inc, | 33,867 | $490.7K | 0.04% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 34,100 | $494.1K | 0.16% | +1,600+4.9% | Added |
| Blue Bell Private Wealth Management, LLC | 37,572 | $544.4K | 0.10% | +15,820+72.7% | Added |
| National Asset Management, Inc. | 38,051 | $551.4K | 0.02% | −6,046−13.7% | Reduced |
| Mariner, LLC | 38,575 | $558.9K | 0.00% | +18,659+93.7% | Added |
| Rpo LLC | 39,270 | $569.0K | 1.14% | 00.0% | Unchanged |
| RSM US Wealth Management LLC | 40,134 | $593.6K | 0.01% | −378−0.9% | Reduced |
| Commonwealth Equity Services, LLC | 41,776 | $605.0K | 0.00% | −3,099−6.9% | Reduced |
| Formidable Asset Management, LLC | 42,422 | $614.7K | 0.10% | −3,209−7.0% | Reduced |
| D.A. Davidson & Co. | 42,784 | $619.9K | 0.00% | −138−0.3% | Reduced |
| Dynamic Advisor Solutions LLC | 45,013 | $652.2K | 0.02% | −5,485−10.9% | Reduced |
| Janney Montgomery Scott LLC | 48,806 | $707.0K | 0.00% | +4,563+10.3% | Added |
| Cetera Investment Advisers | 55,689 | $806.9K | 0.00% | −9,193−14.2% | Reduced |
| Shulman DeMeo Asset Management LLC | 60,022 | $869.7K | 0.24% | −462−0.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 61,460 | $891.0K | 0.00% | +13,078+27.0% | Added |
| Readystate Asset Management LP | 61,626 | $893.0K | 0.04% | +61,626 | New |
| Stifel Financial Corp | 64,814 | $939.2K | 0.00% | −891−1.4% | Reduced |
| Integrated Wealth Concepts LLC | 68,221 | $988.5K | 0.01% | −4,450−6.1% | Reduced |
| Ionic Capital Management LLC | 72,407 | $1.05M | 1.19% | 00.0% | Unchanged |
| NBC Securities, Inc. | 72,574 | $1.05M | 0.09% | +72,549+290,196.0% | Added |
| Advisor Group Holdings, Inc. | 77,117 | $1.12M | 0.00% | +482+0.6% | Added |
| Private Advisor Group, LLC | 79,915 | $1.16M | 0.01% | −5,497−6.4% | Reduced |
| Ameriprise Financial Inc | 87,019 | $1.26M | 0.00% | +9,523+12.3% | Added |
| Envestnet Asset Management Inc | 91,592 | $1.33M | 0.00% | +3,467+3.9% | Added |
| Royal Bank of Canada | 117,376 | $1.70M | 0.00% | −431−0.4% | Reduced |
| MML Investors Services, LLC | 123,355 | $1.79M | 0.01% | +4,483+3.8% | Added |
| LPL Financial LLC | 139,557 | $2.02M | 0.00% | +13,998+11.1% | Added |
| Advisors Asset Management, Inc. | 162,599 | $2.36M | 0.04% | −68,369−29.6% | Reduced |
| 1607 Capital Partners, LLC | 178,306 | $2.58M | 0.21% | −111,465−38.5% | Reduced |
| Wolverine Asset Management LLC | 223,373 | $3.24M | 0.06% | +68,048+43.8% | Added |
| Shaker Financial Services, LLC | 270,147 | $4.00M | 1.56% | +173,618+179.9% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 285,536 | $4.14M | 1.41% | +6,302+2.3% | Added |
| Saba Capital Management, L.P. | 291,102 | $4.22M | 0.12% | 00.0% | Unchanged |
| CNH Partners LLC | 398,849 | $5.64M | 0.14% | −36,101−8.3% | Reduced |
| Capital Investment Advisors, LLC | 404,727 | $5.86M | 0.11% | +21,988+5.7% | Added |
| Cornerstone Advisors, LLC | 464,697 | $6.73M | 0.29% | −127,403−21.5% | Reduced |
| UBS Group AG | 496,364 | $7.19M | 0.00% | −240,321−32.6% | Reduced |
| Guggenheim Capital LLC | 574,638 | $8.33M | 0.08% | −59,125−9.3% | Reduced |
| Invesco Ltd. | 596,108 | $8.64M | 0.00% | +16,687+2.9% | Added |
| Wells Fargo & Company | 709,157 | $10.3M | 0.00% | −46,205−6.1% | Reduced |
| Raymond James Financial Inc | 751,353 | $10.9M | 0.00% | +6,110+0.8% | Added |
| Bank of America Corp | 1,269,411 | $18.4M | 0.00% | +40,199+3.3% | Added |