Nuveen Dow 30sm Dynamic Overwrite Fund
DIAX2026/3/30 下市- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund 已在 2026/3/30 下市；內部人最後一份 Form 4 在 2021/11/30 申報；2025 年第 4 季末有 122 家機構在 13F 申報持有，市值合計 $1.90 億；沒有大師持有。
2024 年第 3 季 13F 持有人
Nuveen Dow 30sm Dynamic Overwrite Fund 在 2024/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 86
- 較 2024 年第 2 季 0 家
- 持有股數
- 1,147 萬
- 較 2024 年第 2 季 +12.0 萬 (+1.1%)
- 總市值
- $1.70 億
- 較 2024 年第 2 季 +$1,126 萬 (+7.1%)
- 新進機構
- 7
- 另有 27 家加碼
- 清倉機構
- 7
- 另有 35 家減碼
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 DIAX 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 3 | $1,065 萬 |
| 2025 年第 4 季 | 122 | $1.90 億 |
| 2025 年第 3 季 | 109 | $1.78 億 |
| 2025 年第 2 季 | 104 | $1.70 億 |
| 2025 年第 1 季 | 101 | $1.64 億 |
| 2024 年第 4 季 | 90 | $1.75 億 |
| 2024 年第 3 季 | 86 | $1.70 億 |
| 2024 年第 2 季 | 86 | $1.59 億 |
| 2024 年第 1 季 | 82 | $1.65 億 |
| 2023 年第 4 季 | 82 | $1.51 億 |
| 2023 年第 3 季 | 81 | $1.38 億 |
| 2023 年第 2 季 | 82 | $1.31 億 |
| 2023 年第 1 季 | 83 | $1.26 億 |
| 2022 年第 4 季 | 80 | $1.26 億 |
| 2022 年第 3 季 | 73 | $1.10 億 |
| 2022 年第 2 季 | 80 | $1.26 億 |
| 2022 年第 1 季 | 76 | $1.30 億 |
| 2021 年第 4 季 | 77 | $1.39 億 |
| 2021 年第 3 季 | 79 | $1.39 億 |
| 2021 年第 2 季 | 89 | $1.50 億 |
| 2021 年第 1 季 | 94 | $1.44 億 |
2024 年第 3 季持有機構
每家機構持有 Nuveen Dow 30sm Dynamic Overwrite Fund 的股數、市值與佔組合比重；股數變化跟 2024 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 1,634,430 | $2,427 萬 | 0.00% | +234,062+16.7% | 加碼 |
| Bank of America Corp | 1,155,788 | $1,716 萬 | 0.00% | +30,858+2.7% | 加碼 |
| Cornerstone Advisors, LLC | 811,526 | $1,205 萬 | 0.48% | +112,100+16.0% | 加碼 |
| UBS Group AG | 768,713 | $1,142 萬 | 0.00% | −25,793−3.2% | 減碼 |
| Wells Fargo & Company | 720,551 | $1,070 萬 | 0.00% | −199,608−21.7% | 減碼 |
| Raymond James Financial Services Advisors, Inc. | 659,188 | $978.9 萬 | 0.01% | −5,394−0.8% | 減碼 |
| Guggenheim Capital LLC | 602,959 | $895.4 萬 | 0.06% | +1,742+0.3% | 加碼 |
| Invesco Ltd. | 596,691 | $886.1 萬 | 0.00% | +19,525+3.4% | 加碼 |
| CNH Partners LLC | 482,669 | $713.4 萬 | 0.17% | +17,909+3.9% | 加碼 |
| 1607 Capital Partners, LLC | 410,462 | $609.5 萬 | 0.56% | −131,791−24.3% | 減碼 |
| Wolverine Asset Management LLC | 295,503 | $438.8 萬 | 0.08% | −1,804−0.6% | 減碼 |
| Saba Capital Management, L.P. | 291,702 | $433.2 萬 | 0.10% | +193,186+196.1% | 加碼 |
| Thomas J. Herzfeld Advisors, Inc. | 268,086 | $398.1 萬 | 1.33% | +14,855+5.9% | 加碼 |
| Advisors Asset Management, Inc. | 240,718 | $357.5 萬 | 0.07% | −84,467−26.0% | 減碼 |
| Shaker Financial Services, LLC | 212,033 | $321.3 萬 | 1.21% | −6,356−2.9% | 減碼 |
| LPL Financial LLC | 126,013 | $187.1 萬 | 0.00% | −11,397−8.3% | 減碼 |
| Royal Bank of Canada | 122,975 | $182.6 萬 | 0.00% | −8,897−6.7% | 減碼 |
| MML Investors Services, LLC | 120,344 | $178.7 萬 | 0.01% | +10,534+9.6% | 加碼 |
| Landscape Capital Management, L.L.C. | 107,441 | $159.5 萬 | 0.16% | +5,359+5.2% | 加碼 |
| Ionic Capital Management LLC | 104,333 | $154.9 萬 | 0.93% | −17,228−14.2% | 減碼 |
| Envestnet Asset Management Inc | 89,275 | $132.6 萬 | 0.00% | −893−1.0% | 減碼 |
| Raymond James & Associates | 88,866 | $132.0 萬 | 0.00% | −2,090−2.3% | 減碼 |
| Private Advisor Group, LLC | 88,817 | $131.9 萬 | 0.01% | −9,367−9.5% | 減碼 |
| Park Avenue Securities LLC | 87,284 | $129.6 萬 | 0.01% | −2,534−2.8% | 減碼 |
| Integrated Wealth Concepts LLC | 76,396 | $113.4 萬 | 0.01% | +1,360+1.8% | 加碼 |
| Stifel Financial Corp | 66,239 | $98.4 萬 | 0.00% | +810+1.2% | 加碼 |
| Shulman DeMeo Asset Management LLC | 60,613 | $90.0 萬 | 0.22% | −184−0.3% | 減碼 |
| Cetera Investment Advisers | 58,265 | $86.5 萬 | 0.00% | −2,033−3.4% | 減碼 |
| Ameriprise Financial Inc | 56,959 | $84.5 萬 | 0.00% | −11,967−17.4% | 減碼 |
| Dynamic Advisor Solutions LLC | 53,066 | $78.8 萬 | 0.02% | +9,503+21.8% | 加碼 |
| Quantedge Capital Pte Ltd | 51,300 | $76.2 萬 | 0.23% | +19,200+59.8% | 加碼 |
| National Asset Management, Inc. | 46,839 | $69.7 萬 | 0.02% | −1,383−2.9% | 減碼 |
| Formidable Asset Management, LLC | 45,618 | $67.7 萬 | 0.11% | −13,965−23.4% | 減碼 |
| Janney Montgomery Scott LLC | 45,305 | $67.3 萬 | 0.00% | −4,163−8.4% | 減碼 |
| Advisor Group Holdings, Inc. | 43,882 | $65.2 萬 | 0.00% | +1,083+2.5% | 加碼 |
| Commonwealth Equity Services, LLC | 43,832 | $65.1 萬 | 0.00% | −3,047−6.5% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 43,480 | $64.6 萬 | 0.00% | −387−0.9% | 減碼 |
| D.A. Davidson & Co. | 43,420 | $64.5 萬 | 0.01% | −121−0.3% | 減碼 |
| Schnieders Capital Management LLC | 38,050 | $56.5 萬 | 0.11% | 00.0% | 不變 |
| RSM US Wealth Management LLC | 34,951 | $51.8 萬 | 0.01% | +4,482+14.7% | 加碼 |
| Nations Financial Group Inc, | 33,867 | $50.3 萬 | 0.04% | −1,400−4.0% | 減碼 |
| Stolper Co | 32,841 | $48.8 萬 | 0.16% | +134+0.4% | 加碼 |
| Rpo LLC | 31,270 | $46.4 萬 | 0.69% | +31,270 | 新進 |
| Institute for Wealth Management, LLC. | 28,660 | $42.6 萬 | 0.05% | 00.0% | 不變 |
| GWM Advisors LLC | 27,803 | $41.3 萬 | 0.00% | +1,174+4.4% | 加碼 |
| Diversify Advisory Services, LLC | 26,891 | $40.3 萬 | 0.02% | 00.0% | 不變 |
| Atria Wealth Solutions, Inc. | 26,493 | $40.1 萬 | 0.00% | −2,457−8.5% | 減碼 |
| NBC Securities, Inc. | 25,497 | $37.8 萬 | 0.03% | −600−2.3% | 減碼 |
| Wedbush Securities Inc | 25,413 | $37.7 萬 | 0.01% | −61−0.2% | 減碼 |
| Leo Wealth, LLC | 23,000 | $34.2 萬 | 0.03% | 00.0% | 不變 |
| Capital Investment Advisors, LLC | 22,457 | $33.3 萬 | 0.01% | +22,457 | 新進 |
| Logan Stone Capital, LLC | 22,308 | $33.1 萬 | 0.08% | −10,603−32.2% | 減碼 |
| Raymond James Trust N.A. | 22,264 | $33.1 萬 | 0.01% | 00.0% | 不變 |
| Calamos Advisors LLC | 19,933 | $29.6 萬 | 0.00% | +19,933 | 新進 |
| Blue Bell Private Wealth Management, LLC | 18,630 | $27.7 萬 | 0.05% | 00.0% | 不變 |
| Pinnacle Associates Ltd | 19,417 | $27.2 萬 | 0.00% | +601+3.2% | 加碼 |
| Mariner, LLC | 15,565 | $23.1 萬 | 0.00% | +568+3.8% | 加碼 |
| Kingsview Wealth Management, LLC | 14,810 | $22.0 萬 | 0.00% | −1,018−6.4% | 減碼 |
| Northwestern Mutual Wealth Management Co | 14,790 | $22.0 萬 | 0.00% | −5,124−25.7% | 減碼 |
| Integrated Capital Management, Inc. | 14,748 | $21.9 萬 | 0.17% | −153−1.0% | 減碼 |
| Sheaff Brock Investment Advisors, LLC | 13,420 | $19.9 萬 | 0.02% | +50.0% | 加碼 |
| Great Valley Advisor Group, Inc. | 11,890 | $17.7 萬 | 0.00% | +1,250+11.7% | 加碼 |
| 9258 Wealth Management, LLC | 11,800 | $17.5 萬 | 0.03% | +65+0.6% | 加碼 |
| Kestra Advisory Services, LLC | 10,746 | $16.0 萬 | 0.00% | −915−7.8% | 減碼 |
| NWF Advisory Services Inc. | 10,396 | $15.4 萬 | 0.02% | 00.0% | 不變 |
| PFS Partners, LLC | 6,972 | $10.4 萬 | 0.06% | +140+2.0% | 加碼 |
| Larson Financial Group LLC | 6,000 | $8.91 萬 | 0.01% | +4,200+233.3% | 加碼 |
| Private Trust Co NA | 5,200 | $7.72 萬 | 0.01% | 00.0% | 不變 |
| Comerica Bank | 4,100 | $6.09 萬 | 0.00% | −1,496−26.7% | 減碼 |
| Liberty One Investment Management, LLC | 3,872 | $5.75 萬 | 0.01% | −1,075−21.7% | 減碼 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,570 | $5.30 萬 | 0.00% | −133−3.6% | 減碼 |
| FNY Investment Advisers, LLC | 2,800 | $4.10 萬 | 0.02% | +2,800 | 新進 |
| US Bancorp | 2,648 | $3.93 萬 | 0.00% | 00.0% | 不變 |
| United Community Bank | 2,550 | $3.79 萬 | 0.01% | 00.0% | 不變 |
| Bryn Mawr Trust Co | 2,500 | $3.71 萬 | 0.00% | +2,500 | 新進 |
| Geneos Wealth Management Inc. | 2,015 | $2.99 萬 | 0.00% | +2,015 | 新進 |
| Sunbelt Securities, Inc. | 2,000 | $2.97 萬 | 0.00% | 00.0% | 不變 |
| GPS Wealth Strategies Group, LLC | 1,856 | $2.76 萬 | 0.00% | 00.0% | 不變 |
| Princeton Global Asset Management LLC | 1,287 | $1.91 萬 | 0.00% | +1,287 | 新進 |
| SOA Wealth Advisors, LLC. | 1,138 | $1.69 萬 | 0.00% | +22+2.0% | 加碼 |
| The PNC Financial Services Group, Inc. | 750 | $1.11 萬 | 0.00% | 00.0% | 不變 |
| Coppell Advisory Solutions LLC | 335 | $4,948 | 0.00% | 00.0% | 不變 |
| CWM, LLC | 250 | $4,000 | 0.00% | 00.0% | 不變 |
| Farther Finance Advisors, LLC | 111 | $1,648 | 0.00% | 00.0% | 不變 |
| Wolff Wiese Magana LLC | 88 | $1,307 | 0.00% | 00.0% | 不變 |
| International Assets Investment Management, LLC | 683 | – | – | +637+1,384.8% | 加碼 |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −25,139−100.0% | 清倉 |
| AlphaStar Capital Management, LLC | 0 | $0 | 0.00% | −17,942−100.0% | 清倉 |
| Sanctuary Advisors, LLC | 0 | $0 | 0.00% | −11,673−100.0% | 清倉 |
| Truist Financial Corp | 0 | $0 | 0.00% | −10,969−100.0% | 清倉 |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −10,601−100.0% | 清倉 |
| Register Financial Advisors LLC | 0 | $0 | 0.00% | −1,380−100.0% | 清倉 |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | 清倉 |