Nuveen Dow 30sm Dynamic Overwrite Fund
DIAX2026/3/30 下市- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund 已在 2026/3/30 下市；內部人最後一份 Form 4 在 2021/11/30 申報；2025 年第 4 季末有 122 家機構在 13F 申報持有，市值合計 $1.90 億；沒有大師持有。
2023 年第 4 季 13F 持有人
Nuveen Dow 30sm Dynamic Overwrite Fund 在 2023/12/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 82
- 較 2023 年第 3 季 +2 家
- 持有股數
- 1,078 萬
- 較 2023 年第 3 季 +74.4 萬 (+7.4%)
- 總市值
- $1.51 億
- 較 2023 年第 3 季 +$1,332 萬 (+9.7%)
- 新進機構
- 12
- 另有 32 家加碼
- 清倉機構
- 10
- 另有 27 家減碼
另有 1 家機構在 2023 年第 3 季持有、還沒有申報 2023 年第 4 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 DIAX 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 3 | $1,065 萬 |
| 2025 年第 4 季 | 122 | $1.90 億 |
| 2025 年第 3 季 | 109 | $1.78 億 |
| 2025 年第 2 季 | 104 | $1.70 億 |
| 2025 年第 1 季 | 101 | $1.64 億 |
| 2024 年第 4 季 | 90 | $1.75 億 |
| 2024 年第 3 季 | 86 | $1.70 億 |
| 2024 年第 2 季 | 86 | $1.59 億 |
| 2024 年第 1 季 | 82 | $1.65 億 |
| 2023 年第 4 季 | 82 | $1.51 億 |
| 2023 年第 3 季 | 81 | $1.38 億 |
| 2023 年第 2 季 | 82 | $1.31 億 |
| 2023 年第 1 季 | 83 | $1.26 億 |
| 2022 年第 4 季 | 80 | $1.26 億 |
| 2022 年第 3 季 | 73 | $1.10 億 |
| 2022 年第 2 季 | 80 | $1.26 億 |
| 2022 年第 1 季 | 76 | $1.30 億 |
| 2021 年第 4 季 | 77 | $1.39 億 |
| 2021 年第 3 季 | 79 | $1.39 億 |
| 2021 年第 2 季 | 89 | $1.50 億 |
| 2021 年第 1 季 | 94 | $1.44 億 |
2023 年第 4 季持有機構
每家機構持有 Nuveen Dow 30sm Dynamic Overwrite Fund 的股數、市值與佔組合比重；股數變化跟 2023 年第 3 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 1,108,941 | $1,553 萬 | 0.00% | +24,267+2.2% | 加碼 |
| Bank of America Corp | 1,042,207 | $1,459 萬 | 0.00% | +153,016+17.2% | 加碼 |
| UBS Group AG | 772,792 | $1,082 萬 | 0.00% | −42,697−5.2% | 減碼 |
| Raymond James Financial Services Advisors, Inc. | 706,016 | $988.4 萬 | 0.02% | −107,814−13.2% | 減碼 |
| Wells Fargo & Company | 653,131 | $914.4 萬 | 0.00% | +83,058+14.6% | 加碼 |
| Cornerstone Advisors, LLC | 588,335 | $823.7 萬 | 0.36% | +185,347+46.0% | 加碼 |
| Invesco Ltd. | 548,191 | $767.5 萬 | 0.00% | −7,617−1.4% | 減碼 |
| 1607 Capital Partners, LLC | 539,894 | $755.9 萬 | 0.53% | +153,601+39.8% | 加碼 |
| Guggenheim Capital LLC | 537,771 | $752.9 萬 | 0.06% | −18,760−3.4% | 減碼 |
| Advisors Asset Management, Inc. | 354,587 | $496.4 萬 | 0.10% | +22,141+6.7% | 加碼 |
| CNH Partners LLC | 313,989 | $439.6 萬 | 0.18% | +93,400+42.3% | 加碼 |
| Wolverine Asset Management LLC | 265,423 | $371.6 萬 | 0.06% | −3,086−1.1% | 減碼 |
| Shaker Financial Services, LLC | 237,225 | $332.1 萬 | 1.36% | +18,328+8.4% | 加碼 |
| Thomas J. Herzfeld Advisors, Inc. | 221,729 | $310.4 萬 | 1.14% | +45,035+25.5% | 加碼 |
| Ionic Capital Management LLC | 194,754 | $272.7 萬 | 1.30% | +35,706+22.4% | 加碼 |
| Stifel Financial Corp | 179,738 | $251.6 萬 | 0.00% | +5,873+3.4% | 加碼 |
| Royal Bank of Canada | 154,359 | $216.1 萬 | 0.00% | −21,493−12.2% | 減碼 |
| LPL Financial LLC | 130,087 | $182.1 萬 | 0.00% | −29,870−18.7% | 減碼 |
| Landscape Capital Management, L.L.C. | 126,519 | $177.1 萬 | 0.16% | +88,549+233.2% | 加碼 |
| Ameriprise Financial Inc | 126,414 | $177.0 萬 | 0.00% | −41,728−24.8% | 減碼 |
| Schnieders Capital Management LLC | 108,860 | $152.4 萬 | 0.34% | +400+0.4% | 加碼 |
| Advisor Group Holdings, Inc. | 107,348 | $150.3 萬 | 0.00% | −19,361−15.3% | 減碼 |
| Raymond James & Associates | 106,607 | $149.2 萬 | 0.00% | −28,453−21.1% | 減碼 |
| Private Advisor Group, LLC | 103,184 | $144.5 萬 | 0.01% | −7,488−6.8% | 減碼 |
| Envestnet Asset Management Inc | 90,420 | $126.6 萬 | 0.00% | +1,170+1.3% | 加碼 |
| MML Investors Services, LLC | 87,078 | $121.9 萬 | 0.01% | +43,340+99.1% | 加碼 |
| Park Avenue Securities LLC | 85,625 | $119.9 萬 | 0.02% | +1,026+1.2% | 加碼 |
| Integrated Wealth Concepts LLC | 84,660 | $118.5 萬 | 0.02% | −10,228−10.8% | 減碼 |
| D.A. Davidson & Co. | 73,573 | $103.0 萬 | 0.01% | −45,953−38.4% | 減碼 |
| Logan Stone Capital, LLC | 71,040 | $99.5 萬 | 0.20% | +71,040 | 新進 |
| Formidable Asset Management, LLC | 68,861 | $96.4 萬 | 0.21% | 00.0% | 不變 |
| Shulman DeMeo Asset Management LLC | 60,960 | $85.3 萬 | 0.24% | −228−0.4% | 減碼 |
| Atria Wealth Solutions, Inc. | 53,998 | $75.6 萬 | 0.01% | +2,923+5.7% | 加碼 |
| National Asset Management, Inc. | 51,325 | $71.9 萬 | 0.02% | +6,401+14.2% | 加碼 |
| Commonwealth Equity Services, LLC | 50,682 | $71.0 萬 | 0.00% | +2,167+4.5% | 加碼 |
| Cambridge Investment Research Advisors, Inc. | 41,913 | $58.7 萬 | 0.00% | +2,004+5.0% | 加碼 |
| Dynamic Advisor Solutions LLC | 39,564 | $56.1 萬 | 0.02% | −5,821−12.8% | 減碼 |
| Cetera Advisor Networks LLC | 39,470 | $55.3 萬 | 0.00% | +1,895+5.0% | 加碼 |
| Janney Montgomery Scott LLC | 37,637 | $52.7 萬 | 0.00% | +4,232+12.7% | 加碼 |
| Nations Financial Group Inc, | 35,267 | $49.4 萬 | 0.05% | 00.0% | 不變 |
| Weiss Asset Management LP | 32,607 | $45.6 萬 | 0.03% | +32,607 | 新進 |
| Northwestern Mutual Wealth Management Co | 31,479 | $44.1 萬 | 0.00% | −1,047−3.2% | 減碼 |
| Stolper Co | 31,174 | $43.6 萬 | 0.18% | +955+3.2% | 加碼 |
| Kingsview Wealth Management, LLC | 29,992 | $42.0 萬 | 0.01% | −296−1.0% | 減碼 |
| Elequin Capital LP | 29,152 | $40.8 萬 | 0.12% | +12,194+71.9% | 加碼 |
| Institute for Wealth Management, LLC. | 28,806 | $40.3 萬 | 0.07% | −3,398−10.6% | 減碼 |
| DFPG Investments, LLC | 28,091 | $39.3 萬 | 0.03% | −534−1.9% | 減碼 |
| Wedbush Securities Inc | 27,050 | $37.9 萬 | 0.02% | +239+0.9% | 加碼 |
| NBC Securities, Inc. | 24,843 | $34.7 萬 | 0.03% | −629−2.5% | 減碼 |
| Leo Wealth, LLC | 23,000 | $32.2 萬 | 0.03% | +23,000 | 新進 |
| Pinnacle Associates Ltd | 19,417 | $27.2 萬 | 0.00% | −788−3.9% | 減碼 |
| GWM Advisors LLC | 17,863 | $25.6 萬 | 0.00% | +14,933+509.7% | 加碼 |
| Raymond James Trust N.A. | 18,264 | $25.6 萬 | 0.01% | −495−2.6% | 減碼 |
| AlphaStar Capital Management, LLC | 17,942 | $25.1 萬 | 0.02% | +17,942 | 新進 |
| Blue Bell Private Wealth Management, LLC | 17,366 | $24.3 萬 | 0.06% | 00.0% | 不變 |
| Two Sigma Securities, LLC | 17,226 | $24.1 萬 | 0.01% | +17,226 | 新進 |
| Virtu Financial LLC | 15,211 | $21.3 萬 | 0.02% | +15,211 | 新進 |
| Great Valley Advisor Group, Inc. | 13,640 | $19.1 萬 | 0.01% | 00.0% | 不變 |
| Sheaff Brock Investment Advisors, LLC | 13,410 | $18.8 萬 | 0.02% | 00.0% | 不變 |
| Quantedge Capital Pte Ltd | 12,600 | $17.6 萬 | 0.09% | +12,600 | 新進 |
| Integrated Capital Management, Inc. | 12,500 | $17.5 萬 | 0.15% | −32−0.3% | 減碼 |
| Truist Financial Corp | 11,714 | $16.4 萬 | 0.00% | +8+0.1% | 加碼 |
| Hennion & Walsh Asset Management, Inc. | 11,625 | $16.3 萬 | 0.01% | −614−5.0% | 減碼 |
| Kestra Advisory Services, LLC | 11,405 | $16.0 萬 | 0.00% | −8,617−43.0% | 減碼 |
| Mercer Global Advisors Inc | 11,072 | $15.5 萬 | 0.00% | +11,072 | 新進 |
| NWF Advisory Services Inc. | 10,396 | $14.6 萬 | 0.03% | 00.0% | 不變 |
| Comerica Bank | 8,143 | $11.4 萬 | 0.00% | −2,239−21.6% | 減碼 |
| Liberty One Investment Management, LLC | 7,290 | $10.2 萬 | 0.01% | +228+3.2% | 加碼 |
| The PNC Financial Services Group, Inc. | 6,750 | $9.45 萬 | 0.00% | 00.0% | 不變 |
| PFS Partners, LLC | 6,700 | $9.38 萬 | 0.06% | +6,700 | 新進 |
| US Bancorp | 5,473 | $7.66 萬 | 0.00% | 00.0% | 不變 |
| Private Trust Co NA | 5,200 | $7.28 萬 | 0.01% | +3,200+160.0% | 加碼 |
| Allworth Financial LP | 4,320 | $6.05 萬 | 0.00% | +4,320 | 新進 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,637 | $5.09 萬 | 0.00% | +401+12.4% | 加碼 |
| TD Private Client Wealth LLC | 3,540 | $4.96 萬 | 0.00% | +3,540 | 新進 |
| GPS Wealth Strategies Group, LLC | 2,926 | $4.10 萬 | 0.01% | −286−8.9% | 減碼 |
| Sunbelt Securities, Inc. | 2,000 | $2.80 萬 | 0.00% | 00.0% | 不變 |
| SOA Wealth Advisors, LLC. | 1,072 | $1.50 萬 | 0.00% | +22+2.1% | 加碼 |
| Advisory Services Network, LLC | 500 | $7,000 | 0.00% | +500 | 新進 |
| Coppell Advisory Solutions LLC | 335 | $4,690 | 0.00% | 00.0% | 不變 |
| Wolff Wiese Magana LLC | 88 | $1,232 | 0.00% | 00.0% | 不變 |
| Barrett & Company, Inc. | 85 | $1,184 | 0.00% | +4+4.9% | 加碼 |
| Eudaimonia Partners, LLC | 0 | $0 | 0.00% | −14,897−100.0% | 清倉 |
| 9258 Wealth Management, LLC | 0 | $0 | 0.00% | −14,830−100.0% | 清倉 |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −10,581−100.0% | 清倉 |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −9,934−100.0% | 清倉 |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −6,359−100.0% | 清倉 |
| Princeton Global Asset Management LLC | 0 | $0 | 0.00% | −5,370−100.0% | 清倉 |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,800−100.0% | 清倉 |
| Register Financial Advisors LLC | 0 | $0 | 0.00% | −1,380−100.0% | 清倉 |
| Legacy Financial Group LLC | 0 | $0 | 0.00% | −1,296−100.0% | 清倉 |
| American National Bank | 0 | $0 | 0.00% | −941−100.0% | 清倉 |
| Antonetti Capital Management LLC | – | – | – | – | 本季未申報 |