Nuveen Dow 30sm Dynamic Overwrite Fund
DIAX2026/3/30 下市- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund 已在 2026/3/30 下市；內部人最後一份 Form 4 在 2021/11/30 申報；2025 年第 4 季末有 122 家機構在 13F 申報持有，市值合計 $1.90 億；沒有大師持有。
2022 年第 1 季 13F 持有人
Nuveen Dow 30sm Dynamic Overwrite Fund 在 2022/3/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 76
- 較 2021 年第 4 季 +1 家
- 持有股數
- 782.5 萬
- 較 2021 年第 4 季 +3,251 (0.0%)
- 總市值
- $1.30 億
- 較 2021 年第 4 季 −$893.1 萬 (−6.4%)
- 新進機構
- 10
- 另有 24 家加碼
- 清倉機構
- 9
- 另有 17 家減碼
另有 2 家機構在 2021 年第 4 季持有、還沒有申報 2022 年第 1 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 DIAX 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 3 | $1,065 萬 |
| 2025 年第 4 季 | 122 | $1.90 億 |
| 2025 年第 3 季 | 109 | $1.78 億 |
| 2025 年第 2 季 | 104 | $1.70 億 |
| 2025 年第 1 季 | 101 | $1.64 億 |
| 2024 年第 4 季 | 90 | $1.75 億 |
| 2024 年第 3 季 | 86 | $1.70 億 |
| 2024 年第 2 季 | 86 | $1.59 億 |
| 2024 年第 1 季 | 82 | $1.65 億 |
| 2023 年第 4 季 | 82 | $1.51 億 |
| 2023 年第 3 季 | 81 | $1.38 億 |
| 2023 年第 2 季 | 82 | $1.31 億 |
| 2023 年第 1 季 | 83 | $1.26 億 |
| 2022 年第 4 季 | 80 | $1.26 億 |
| 2022 年第 3 季 | 73 | $1.10 億 |
| 2022 年第 2 季 | 80 | $1.26 億 |
| 2022 年第 1 季 | 76 | $1.30 億 |
| 2021 年第 4 季 | 77 | $1.39 億 |
| 2021 年第 3 季 | 79 | $1.39 億 |
| 2021 年第 2 季 | 89 | $1.50 億 |
| 2021 年第 1 季 | 94 | $1.44 億 |
2022 年第 1 季持有機構
每家機構持有 Nuveen Dow 30sm Dynamic Overwrite Fund 的股數、市值與佔組合比重；股數變化跟 2021 年第 4 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| UBS Group AG | 718,779 | $1,194 萬 | 0.01% | +7,034+1.0% | 加碼 |
| Guggenheim Capital LLC | 692,098 | $1,150 萬 | 0.07% | +19,105+2.8% | 加碼 |
| Raymond James Financial Services Advisors, Inc. | 684,890 | $1,138 萬 | 0.02% | −8,512−1.2% | 減碼 |
| Morgan Stanley | 678,144 | $1,126 萬 | 0.00% | −24,379−3.5% | 減碼 |
| Northwestern Mutual Wealth Management Co | 646,035 | $1,073 萬 | 0.02% | +23,535+3.8% | 加碼 |
| Invesco Ltd. | 528,518 | $877.9 萬 | 0.00% | −30,326−5.4% | 減碼 |
| Wells Fargo & Company | 510,999 | $848.8 萬 | 0.00% | +56,228+12.4% | 加碼 |
| Shaker Financial Services, LLC | 486,164 | $807.5 萬 | 3.04% | +68,365+16.4% | 加碼 |
| Stifel Financial Corp | 282,631 | $469.4 萬 | 0.01% | −15,743−5.3% | 減碼 |
| Bank of America Corp | 255,570 | $424.5 萬 | 0.00% | +12,806+5.3% | 加碼 |
| 1607 Capital Partners, LLC | 249,358 | $414.2 萬 | 0.24% | −27,477−9.9% | 減碼 |
| Raymond James & Associates | 242,775 | $403.2 萬 | 0.00% | −16,168−6.2% | 減碼 |
| Royal Bank of Canada | 134,160 | $222.8 萬 | 0.00% | +11,109+9.0% | 加碼 |
| Schnieders Capital Management LLC | 114,280 | $189.8 萬 | 0.45% | +5,400+5.0% | 加碼 |
| Ameriprise Financial Inc | 99,954 | $166.1 萬 | 0.00% | +8,220+9.0% | 加碼 |
| Advisor Group Holdings, Inc. | 91,087 | $154.8 萬 | 0.00% | +354+0.4% | 加碼 |
| Private Advisor Group, LLC | 91,769 | $152.4 萬 | 0.01% | +2,830+3.2% | 加碼 |
| Envestnet Asset Management Inc | 88,133 | $146.4 萬 | 0.00% | +5,138+6.2% | 加碼 |
| D.A. Davidson & Co. | 87,002 | $144.5 萬 | 0.02% | +4,762+5.8% | 加碼 |
| Park Avenue Securities LLC | 84,881 | $141.0 萬 | 0.02% | +5,947+7.5% | 加碼 |
| Formidable Asset Management, LLC | 82,249 | $136.6 萬 | 0.26% | +82,249 | 新進 |
| LPL Financial LLC | 76,467 | $127.0 萬 | 0.00% | +237+0.3% | 加碼 |
| Shulman DeMeo Asset Management LLC | 63,066 | $104.8 萬 | 0.29% | −731−1.1% | 減碼 |
| Atria Wealth Solutions, Inc. | 58,632 | $99.1 萬 | 0.02% | +58,632 | 新進 |
| Parametric Portfolio Associates LLC | 52,180 | $86.7 萬 | 0.00% | +52,180 | 新進 |
| Commonwealth Equity Services, LLC | 49,968 | $82.9 萬 | 0.00% | −1,871−3.6% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 46,301 | $76.9 萬 | 0.00% | +4,210+10.0% | 加碼 |
| Raymond James Trust N.A. | 44,000 | $73.1 萬 | 0.02% | 00.0% | 不變 |
| Nations Financial Group Inc, | 38,625 | $64.2 萬 | 0.08% | −850−2.2% | 減碼 |
| Liberty One Investment Management, LLC | 34,041 | $56.5 萬 | 0.09% | −46−0.1% | 減碼 |
| Kingsview Wealth Management, LLC | 32,849 | $54.6 萬 | 0.02% | 00.0% | 不變 |
| Institute for Wealth Management, LLC. | 32,804 | $54.5 萬 | 0.09% | 00.0% | 不變 |
| Stolper Co | 32,770 | $54.4 萬 | 0.23% | +2,416+8.0% | 加碼 |
| BDO Wealth Advisors, LLC | 29,334 | $48.7 萬 | 0.05% | 00.0% | 不變 |
| Dynamic Advisor Solutions LLC | 26,935 | $44.7 萬 | 0.03% | +1,385+5.4% | 加碼 |
| Wedbush Securities Inc | 26,439 | $43.9 萬 | 0.02% | +1,732+7.0% | 加碼 |
| Truist Financial Corp | 25,427 | $42.2 萬 | 0.00% | −1,463−5.4% | 減碼 |
| BFT Financial Group, LLC | 23,000 | $38.2 萬 | 0.06% | +23,000 | 新進 |
| Janney Montgomery Scott LLC | 22,546 | $37.4 萬 | 0.00% | −1,150−4.9% | 減碼 |
| Bank of Montreal | 19,869 | $35.1 萬 | 0.00% | −16,829−45.9% | 減碼 |
| 9258 Wealth Management, LLC | 20,561 | $34.2 萬 | 0.08% | +10.0% | 加碼 |
| Keybank National Association | 20,368 | $33.8 萬 | 0.00% | 00.0% | 不變 |
| Pinnacle Associates Ltd | 19,605 | $32.6 萬 | 0.01% | −500−2.5% | 減碼 |
| Northern Trust Corp | 15,736 | $26.1 萬 | 0.00% | +2,500+18.9% | 加碼 |
| Covington Capital Management | 14,554 | $24.2 萬 | 0.01% | 00.0% | 不變 |
| Eudaimonia Partners, LLC | 14,058 | $23.4 萬 | 0.04% | +14,058 | 新進 |
| Sheaff Brock Investment Advisors, LLC | 13,385 | $22.2 萬 | 0.02% | 00.0% | 不變 |
| AlphaStar Capital Management, LLC | 12,996 | $21.6 萬 | 0.02% | 00.0% | 不變 |
| Integrated Capital Management, Inc. | 12,183 | $20.6 萬 | 0.17% | −667−5.2% | 減碼 |
| Cetera Investment Advisers | 11,462 | $19.0 萬 | 0.00% | +11,462 | 新進 |
| IFP Advisors, Inc | 8,739 | $17.5 萬 | 0.00% | +8,739 | 新進 |
| Cetera Advisor Networks LLC | 10,391 | $17.3 萬 | 0.00% | +10,391 | 新進 |
| Money Concepts Capital Corp | 8,827 | $14.7 萬 | 0.01% | +8,827 | 新進 |
| Princeton Global Asset Management LLC | 6,855 | $11.4 萬 | 0.03% | +1,500+28.0% | 加碼 |
| The PNC Financial Services Group, Inc. | 6,750 | $11.2 萬 | 0.00% | 00.0% | 不變 |
| Fifth Third Bancorp | 6,359 | $10.6 萬 | 0.00% | 00.0% | 不變 |
| US Bancorp | 5,473 | $9.10 萬 | 0.00% | 00.0% | 不變 |
| Rockefeller Capital Management L.P. | 4,061 | $6.70 萬 | 0.00% | 00.0% | 不變 |
| Spire Wealth Management | 3,597 | $6.00 萬 | 0.00% | 00.0% | 不變 |
| Patriot Financial Group Insurance Agency, LLC | 3,449 | $5.70 萬 | 0.01% | 00.0% | 不變 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,888 | $4.70 萬 | 0.00% | 00.0% | 不變 |
| FNY Investment Advisers, LLC | 2,800 | $4.60 萬 | 0.04% | +2,800 | 新進 |
| Baldwin Brothers Inc | 2,592 | $4.30 萬 | 0.00% | 00.0% | 不變 |
| Citigroup Inc | 2,370 | $3.90 萬 | 0.00% | +332+16.3% | 加碼 |
| American Portfolios Advisors | 1,944 | $3.23 萬 | 0.00% | 00.0% | 不變 |
| Clearstead Advisors, LLC | 1,550 | $2.60 萬 | 0.00% | 00.0% | 不變 |
| Antonetti Capital Management LLC | 1,338 | $2.20 萬 | 0.02% | 00.0% | 不變 |
| American National Bank | 1,230 | $2.00 萬 | 0.00% | −770−38.5% | 減碼 |
| FourThought Financial, LLC | 1,156 | $1.90 萬 | 0.00% | 00.0% | 不變 |
| SOA Wealth Advisors, LLC. | 938 | $1.50 萬 | 0.00% | +15+1.6% | 加碼 |
| Future Financial Wealth Managment LLC | 564 | $9,000 | 0.01% | 00.0% | 不變 |
| Ellis Investment Partners, LLC | 448 | $7,000 | 0.00% | 00.0% | 不變 |
| O'Dell Group, LLC | 313 | $5,000 | 0.00% | 00.0% | 不變 |
| Horan Securities, Inc. | 200 | $3,000 | 0.00% | 00.0% | 不變 |
| Geneos Wealth Management Inc. | 110 | $1,000 | 0.00% | −325−74.7% | 減碼 |
| Wolff Wiese Magana LLC | 88 | $1,000 | 0.00% | 00.0% | 不變 |
| Proequities, Inc. | 0 | $0 | 0.00% | −750−100.0% | 清倉 |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −336,911−100.0% | 清倉 |
| Capital Wealth Alliance, LLC | 0 | $0 | 0.00% | −11,647−100.0% | 清倉 |
| CWM, LLC | 0 | $0 | 0.00% | −7,871−100.0% | 清倉 |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −5,630−100.0% | 清倉 |
| Bessemer Group Inc | 0 | $0 | 0.00% | −1,610−100.0% | 清倉 |
| Masso Torrence Wealth Management Inc. | 0 | $0 | 0.00% | −1,283−100.0% | 清倉 |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −689−100.0% | 清倉 |
| Delta Asset Management LLC | 0 | $0 | 0.00% | −50−100.0% | 清倉 |
| NEXT Financial Group, Inc | – | – | – | – | 本季未申報 |
| Harbour Investments, Inc. | – | – | – | – | 本季未申報 |