Nuveen Dow 30sm Dynamic Overwrite Fund
DIAX2026/3/30 下市- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund 已在 2026/3/30 下市；內部人最後一份 Form 4 在 2021/11/30 申報；2025 年第 4 季末有 122 家機構在 13F 申報持有，市值合計 $1.90 億；沒有大師持有。
2022 年第 2 季 13F 持有人
Nuveen Dow 30sm Dynamic Overwrite Fund 在 2022/6/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 80
- 較 2022 年第 1 季 +5 家
- 持有股數
- 826.9 萬
- 較 2022 年第 1 季 +49.6 萬 (+6.4%)
- 總市值
- $1.26 億
- 較 2022 年第 1 季 −$273.6 萬 (−2.1%)
- 新進機構
- 9
- 另有 33 家加碼
- 清倉機構
- 4
- 另有 18 家減碼
另有 1 家機構在 2022 年第 1 季持有、還沒有申報 2022 年第 2 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 DIAX 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 3 | $1,065 萬 |
| 2025 年第 4 季 | 122 | $1.90 億 |
| 2025 年第 3 季 | 109 | $1.78 億 |
| 2025 年第 2 季 | 104 | $1.70 億 |
| 2025 年第 1 季 | 101 | $1.64 億 |
| 2024 年第 4 季 | 90 | $1.75 億 |
| 2024 年第 3 季 | 86 | $1.70 億 |
| 2024 年第 2 季 | 86 | $1.59 億 |
| 2024 年第 1 季 | 82 | $1.65 億 |
| 2023 年第 4 季 | 82 | $1.51 億 |
| 2023 年第 3 季 | 81 | $1.38 億 |
| 2023 年第 2 季 | 82 | $1.31 億 |
| 2023 年第 1 季 | 83 | $1.26 億 |
| 2022 年第 4 季 | 80 | $1.26 億 |
| 2022 年第 3 季 | 73 | $1.10 億 |
| 2022 年第 2 季 | 80 | $1.26 億 |
| 2022 年第 1 季 | 76 | $1.30 億 |
| 2021 年第 4 季 | 77 | $1.39 億 |
| 2021 年第 3 季 | 79 | $1.39 億 |
| 2021 年第 2 季 | 89 | $1.50 億 |
| 2021 年第 1 季 | 94 | $1.44 億 |
2022 年第 2 季持有機構
每家機構持有 Nuveen Dow 30sm Dynamic Overwrite Fund 的股數、市值與佔組合比重；股數變化跟 2022 年第 1 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 888,763 | $1,358 萬 | 0.00% | +210,619+31.1% | 加碼 |
| UBS Group AG | 756,585 | $1,156 萬 | 0.01% | +37,806+5.3% | 加碼 |
| Raymond James Financial Services Advisors, Inc. | 726,185 | $1,110 萬 | 0.02% | +41,295+6.0% | 加碼 |
| Northwestern Mutual Wealth Management Co | 689,409 | $1,053 萬 | 0.02% | +43,374+6.7% | 加碼 |
| Guggenheim Capital LLC | 687,894 | $1,051 萬 | 0.08% | −4,204−0.6% | 減碼 |
| Wells Fargo & Company | 532,020 | $812.9 萬 | 0.00% | +21,021+4.1% | 加碼 |
| Invesco Ltd. | 453,254 | $692.5 萬 | 0.00% | −75,264−14.2% | 減碼 |
| Bank of America Corp | 382,833 | $584.9 萬 | 0.00% | +127,263+49.8% | 加碼 |
| Advisors Asset Management, Inc. | 369,806 | $565.1 萬 | 0.10% | +369,806 | 新進 |
| Shaker Financial Services, LLC | 282,988 | $432.4 萬 | 2.10% | −203,176−41.8% | 減碼 |
| Raymond James & Associates | 211,235 | $322.8 萬 | 0.00% | −31,540−13.0% | 減碼 |
| Stifel Financial Corp | 175,676 | $268.4 萬 | 0.00% | −106,955−37.8% | 減碼 |
| Royal Bank of Canada | 142,426 | $217.6 萬 | 0.00% | +8,266+6.2% | 加碼 |
| Advisor Group Holdings, Inc. | 119,299 | $183.0 萬 | 0.00% | +28,212+31.0% | 加碼 |
| Ameriprise Financial Inc | 118,759 | $181.4 萬 | 0.00% | +18,805+18.8% | 加碼 |
| 1607 Capital Partners, LLC | 118,023 | $180.3 萬 | 0.12% | −131,335−52.7% | 減碼 |
| Schnieders Capital Management LLC | 115,180 | $176.0 萬 | 0.52% | +900+0.8% | 加碼 |
| Private Advisor Group, LLC | 101,753 | $155.5 萬 | 0.01% | +9,984+10.9% | 加碼 |
| D.A. Davidson & Co. | 98,824 | $151.0 萬 | 0.02% | +11,822+13.6% | 加碼 |
| Integrated Wealth Concepts LLC | 94,942 | $145.1 萬 | 0.05% | +94,942 | 新進 |
| LPL Financial LLC | 90,672 | $138.5 萬 | 0.00% | +14,205+18.6% | 加碼 |
| Envestnet Asset Management Inc | 89,439 | $136.7 萬 | 0.00% | +1,306+1.5% | 加碼 |
| Park Avenue Securities LLC | 84,387 | $128.9 萬 | 0.02% | −494−0.6% | 減碼 |
| Formidable Asset Management, LLC | 81,964 | $125.3 萬 | 0.28% | −285−0.3% | 減碼 |
| Shulman DeMeo Asset Management LLC | 62,562 | $95.6 萬 | 0.32% | −504−0.8% | 減碼 |
| Raymond James Trust N.A. | 61,889 | $94.6 萬 | 0.03% | +17,889+40.7% | 加碼 |
| Cambridge Investment Research Advisors, Inc. | 48,747 | $74.5 萬 | 0.00% | +2,446+5.3% | 加碼 |
| Commonwealth Equity Services, LLC | 48,592 | $74.2 萬 | 0.00% | −1,376−2.8% | 減碼 |
| Liberty One Investment Management, LLC | 37,714 | $64.2 萬 | 0.11% | +3,673+10.8% | 加碼 |
| Nations Financial Group Inc, | 39,625 | $60.5 萬 | 0.08% | +1,000+2.6% | 加碼 |
| Kingsview Wealth Management, LLC | 33,749 | $51.6 萬 | 0.02% | +900+2.7% | 加碼 |
| Stolper Co | 32,808 | $50.1 萬 | 0.24% | +38+0.1% | 加碼 |
| Institute for Wealth Management, LLC. | 32,744 | $50.0 萬 | 0.10% | −60−0.2% | 減碼 |
| Cetera Advisor Networks LLC | 29,537 | $45.2 萬 | 0.01% | +19,146+184.3% | 加碼 |
| BDO Wealth Advisors, LLC | 29,334 | $44.8 萬 | 0.06% | 00.0% | 不變 |
| Janney Montgomery Scott LLC | 27,601 | $41.2 萬 | 0.00% | +5,055+22.4% | 加碼 |
| Wedbush Securities Inc | 26,684 | $40.8 萬 | 0.02% | +245+0.9% | 加碼 |
| Dynamic Advisor Solutions LLC | 26,550 | $40.6 萬 | 0.03% | −385−1.4% | 減碼 |
| Cetera Investment Advisers | 24,176 | $36.9 萬 | 0.01% | +12,714+110.9% | 加碼 |
| Truist Financial Corp | 23,858 | $36.5 萬 | 0.00% | −1,569−6.2% | 減碼 |
| BFT Financial Group, LLC | 23,000 | $35.1 萬 | 0.09% | 00.0% | 不變 |
| Keybank National Association | 20,368 | $31.1 萬 | 0.00% | 00.0% | 不變 |
| Pinnacle Associates Ltd | 19,605 | $30.0 萬 | 0.01% | 00.0% | 不變 |
| 9258 Wealth Management, LLC | 19,376 | $29.6 萬 | 0.08% | −1,185−5.8% | 減碼 |
| Northern Trust Corp | 15,778 | $24.1 萬 | 0.00% | +42+0.3% | 加碼 |
| AlphaStar Capital Management, LLC | 15,292 | $23.4 萬 | 0.02% | +2,296+17.7% | 加碼 |
| Covington Capital Management | 14,554 | $22.2 萬 | 0.01% | 00.0% | 不變 |
| Eudaimonia Partners, LLC | 14,083 | $21.5 萬 | 0.04% | +25+0.2% | 加碼 |
| Sheaff Brock Investment Advisors, LLC | 13,400 | $20.5 萬 | 0.02% | +15+0.1% | 加碼 |
| Bank of Montreal | 12,820 | $20.4 萬 | 0.00% | −7,049−35.5% | 減碼 |
| Integrated Capital Management, Inc. | 12,660 | $19.7 萬 | 0.18% | +477+3.9% | 加碼 |
| Atria Wealth Solutions, Inc. | 11,763 | $18.3 萬 | 0.00% | −46,869−79.9% | 減碼 |
| IFP Advisors, Inc | 8,739 | $17.5 萬 | 0.01% | 00.0% | 不變 |
| Great Valley Advisor Group, Inc. | 10,075 | $15.4 萬 | 0.01% | +10,075 | 新進 |
| Princeton Global Asset Management LLC | 6,855 | $10.5 萬 | 0.03% | 00.0% | 不變 |
| The PNC Financial Services Group, Inc. | 6,750 | $10.3 萬 | 0.00% | 00.0% | 不變 |
| Fifth Third Bancorp | 6,359 | $9.70 萬 | 0.00% | 00.0% | 不變 |
| US Bancorp | 5,473 | $8.30 萬 | 0.00% | 00.0% | 不變 |
| Money Concepts Capital Corp | 4,400 | $6.80 萬 | 0.01% | −4,427−50.2% | 減碼 |
| Rockefeller Capital Management L.P. | 4,094 | $6.20 萬 | 0.00% | +33+0.8% | 加碼 |
| Patriot Financial Group Insurance Agency, LLC | 3,481 | $5.30 萬 | 0.01% | +32+0.9% | 加碼 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,938 | $4.40 萬 | 0.00% | +50+1.7% | 加碼 |
| FNY Investment Advisers, LLC | 2,800 | $4.20 萬 | 0.03% | 00.0% | 不變 |
| Baldwin Brothers Inc | 2,592 | $4.00 萬 | 0.01% | 00.0% | 不變 |
| Private Trust Co NA | 2,000 | $3.10 萬 | 0.00% | +2,000 | 新進 |
| SeaCrest Wealth Management, LLC | 2,033 | $3.10 萬 | 0.00% | +2,033 | 新進 |
| American Portfolios Advisors | 1,944 | $2.97 萬 | 0.00% | 00.0% | 不變 |
| Antonetti Capital Management LLC | 1,338 | $2.00 萬 | 0.02% | 00.0% | 不變 |
| American National Bank | 1,230 | $1.90 萬 | 0.00% | 00.0% | 不變 |
| FourThought Financial, LLC | 1,156 | $1.80 萬 | 0.00% | 00.0% | 不變 |
| SOA Wealth Advisors, LLC. | 953 | $1.40 萬 | 0.00% | +15+1.6% | 加碼 |
| Citigroup Inc | 761 | $1.20 萬 | 0.00% | −1,609−67.9% | 減碼 |
| Chilton Capital Management LLC | 689 | $1.10 萬 | 0.00% | +689 | 新進 |
| Ellis Investment Partners, LLC | 448 | $6,000 | 0.00% | 00.0% | 不變 |
| Harbour Investments, Inc. | 250 | $4,000 | 0.00% | +250 | 新進 |
| Horan Securities, Inc. | 200 | $3,000 | 0.00% | 00.0% | 不變 |
| Geneos Wealth Management Inc. | 110 | $1,000 | 0.00% | 00.0% | 不變 |
| Wolff Wiese Magana LLC | 88 | $1,000 | 0.00% | 00.0% | 不變 |
| FMR LLC | 1 | $0 | 0.00% | +1 | 新進 |
| CWM, LLC | 10 | $0 | 0.00% | +10 | 新進 |
| Spire Wealth Management | 0 | $0 | 0.00% | −3,597−100.0% | 清倉 |
| Clearstead Advisors, LLC | 0 | $0 | 0.00% | −1,550−100.0% | 清倉 |
| Future Financial Wealth Managment LLC | 0 | $0 | 0.00% | −564−100.0% | 清倉 |
| O'Dell Group, LLC | 0 | $0 | 0.00% | −313−100.0% | 清倉 |
| Parametric Portfolio Associates LLC | – | – | – | – | 本季未申報 |