Nuveen Dow 30sm Dynamic Overwrite Fund
DIAX2026/3/30 下市- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund 已在 2026/3/30 下市；內部人最後一份 Form 4 在 2021/11/30 申報；2025 年第 4 季末有 122 家機構在 13F 申報持有，市值合計 $1.90 億；沒有大師持有。
2021 年第 3 季 13F 持有人
Nuveen Dow 30sm Dynamic Overwrite Fund 在 2021/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 79
- 較 2021 年第 2 季 −7 家
- 持有股數
- 828.2 萬
- 較 2021 年第 2 季 −50.3 萬 (−5.7%)
- 總市值
- $1.39 億
- 較 2021 年第 2 季 −$1,079 萬 (−7.2%)
- 新進機構
- 6
- 另有 32 家加碼
- 清倉機構
- 13
- 另有 22 家減碼
另有 3 家機構在 2021 年第 2 季持有、還沒有申報 2021 年第 3 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 DIAX 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 3 | $1,065 萬 |
| 2025 年第 4 季 | 122 | $1.90 億 |
| 2025 年第 3 季 | 109 | $1.78 億 |
| 2025 年第 2 季 | 104 | $1.70 億 |
| 2025 年第 1 季 | 101 | $1.64 億 |
| 2024 年第 4 季 | 90 | $1.75 億 |
| 2024 年第 3 季 | 86 | $1.70 億 |
| 2024 年第 2 季 | 86 | $1.59 億 |
| 2024 年第 1 季 | 82 | $1.65 億 |
| 2023 年第 4 季 | 82 | $1.51 億 |
| 2023 年第 3 季 | 81 | $1.38 億 |
| 2023 年第 2 季 | 82 | $1.31 億 |
| 2023 年第 1 季 | 83 | $1.26 億 |
| 2022 年第 4 季 | 80 | $1.26 億 |
| 2022 年第 3 季 | 73 | $1.10 億 |
| 2022 年第 2 季 | 80 | $1.26 億 |
| 2022 年第 1 季 | 76 | $1.30 億 |
| 2021 年第 4 季 | 77 | $1.39 億 |
| 2021 年第 3 季 | 79 | $1.39 億 |
| 2021 年第 2 季 | 89 | $1.50 億 |
| 2021 年第 1 季 | 94 | $1.44 億 |
2021 年第 3 季持有機構
每家機構持有 Nuveen Dow 30sm Dynamic Overwrite Fund 的股數、市值與佔組合比重；股數變化跟 2021 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 877,819 | $1,470 萬 | 0.00% | −40,588−4.4% | 減碼 |
| UBS Group AG | 718,933 | $1,204 萬 | 0.01% | +23,508+3.4% | 加碼 |
| Raymond James Financial Services Advisors, Inc. | 679,464 | $1,138 萬 | 0.02% | +18,833+2.9% | 加碼 |
| Guggenheim Capital LLC | 606,845 | $1,017 萬 | 0.06% | +68,778+12.8% | 加碼 |
| Invesco Ltd. | 589,867 | $988.0 萬 | 0.00% | +23,697+4.2% | 加碼 |
| Wells Fargo & Company | 573,330 | $960.4 萬 | 0.00% | −1,038−0.2% | 減碼 |
| Northwestern Mutual Wealth Management Co | 545,050 | $913.0 萬 | 0.02% | +132,641+32.2% | 加碼 |
| Oxbow Advisors, LLC | 394,409 | $660.6 萬 | 0.67% | −6,047−1.5% | 減碼 |
| 1607 Capital Partners, LLC | 298,610 | $500.2 萬 | 0.25% | −40,775−12.0% | 減碼 |
| Stifel Financial Corp | 287,906 | $482.3 萬 | 0.01% | +15,748+5.8% | 加碼 |
| Shaker Financial Services, LLC | 284,109 | $475.9 萬 | 1.90% | +5,321+1.9% | 加碼 |
| Bank of America Corp | 269,994 | $452.2 萬 | 0.00% | −19,075−6.6% | 減碼 |
| Advisors Asset Management, Inc. | 264,956 | $443.8 萬 | 0.07% | +6,736+2.6% | 加碼 |
| Royal Bank of Canada | 181,443 | $304.0 萬 | 0.00% | +14,889+8.9% | 加碼 |
| Schnieders Capital Management LLC | 101,230 | $169.6 萬 | 0.46% | +700+0.7% | 加碼 |
| Raymond James & Associates | 97,342 | $163.0 萬 | 0.00% | −39,713−29.0% | 減碼 |
| Ameriprise Financial Inc | 96,709 | $163.0 萬 | 0.00% | +3,522+3.8% | 加碼 |
| Advisor Group Holdings, Inc. | 93,243 | $156.2 萬 | 0.00% | −1,297−1.4% | 減碼 |
| Private Advisor Group, LLC | 88,199 | $147.7 萬 | 0.01% | −695−0.8% | 減碼 |
| Formidable Asset Management, LLC | 85,813 | $143.7 萬 | 0.27% | −1,512−1.7% | 減碼 |
| Aviance Capital Partners, LLC | 85,079 | $142.5 萬 | 0.25% | +2,621+3.2% | 加碼 |
| D.A. Davidson & Co. | 82,240 | $137.8 萬 | 0.02% | +16,265+24.7% | 加碼 |
| Envestnet Asset Management Inc | 76,437 | $128.0 萬 | 0.00% | +6,436+9.2% | 加碼 |
| Park Avenue Securities LLC | 72,040 | $120.7 萬 | 0.02% | +5,652+8.5% | 加碼 |
| LPL Financial LLC | 59,858 | $100.3 萬 | 0.00% | −3,035−4.8% | 減碼 |
| Commonwealth Equity Services, LLC | 49,803 | $83.4 萬 | 0.00% | −1,059−2.1% | 減碼 |
| Raymond James Trust N.A. | 45,685 | $76.5 萬 | 0.03% | 00.0% | 不變 |
| Cambridge Investment Research Advisors, Inc. | 43,401 | $72.7 萬 | 0.00% | +321+0.7% | 加碼 |
| Nations Financial Group Inc, | 38,675 | $64.8 萬 | 0.10% | +400+1.0% | 加碼 |
| Liberty One Investment Management, LLC | 38,123 | $63.9 萬 | 0.11% | +409+1.1% | 加碼 |
| Kingsview Wealth Management, LLC | 32,997 | $55.3 萬 | 0.03% | +1,300+4.1% | 加碼 |
| Institute for Wealth Management, LLC. | 32,852 | $55.0 萬 | 0.10% | −120−0.4% | 減碼 |
| Bank of Montreal | 31,112 | $54.9 萬 | 0.00% | −8,698−21.8% | 減碼 |
| BDO Wealth Advisors, LLC | 31,496 | $52.8 萬 | 0.06% | −421−1.3% | 減碼 |
| Rivernorth Capital Management, LLC | 30,764 | $51.8 萬 | 0.03% | −472,002−93.9% | 減碼 |
| Stolper Co | 28,403 | $47.6 萬 | 0.23% | +1,921+7.3% | 加碼 |
| Truist Financial Corp | 25,217 | $42.2 萬 | 0.00% | +681+2.8% | 加碼 |
| Walleye Capital LLC | 24,138 | $40.4 萬 | 0.01% | −21,220−46.8% | 減碼 |
| Dynamic Advisor Solutions LLC | 23,150 | $38.8 萬 | 0.03% | +7,500+47.9% | 加碼 |
| BFT Financial Group, LLC | 23,000 | $38.5 萬 | 0.07% | 00.0% | 不變 |
| Janney Montgomery Scott LLC | 22,396 | $37.5 萬 | 0.00% | +3,385+17.8% | 加碼 |
| 9258 Wealth Management, LLC | 20,945 | $35.1 萬 | 0.09% | +11+0.1% | 加碼 |
| Pinnacle Associates Ltd | 20,555 | $34.4 萬 | 0.01% | −1,350−6.2% | 減碼 |
| Keybank National Association | 20,368 | $34.1 萬 | 0.00% | 00.0% | 不變 |
| Wedbush Securities Inc | 19,572 | $32.8 萬 | 0.02% | +175+0.9% | 加碼 |
| Mirae Asset Global Investments Co., Ltd. | 19,333 | $32.4 萬 | 0.00% | −38,399−66.5% | 減碼 |
| Covington Capital Management | 14,554 | $24.4 萬 | 0.01% | −2,400−14.2% | 減碼 |
| Eudaimonia Partners, LLC | 13,674 | $22.9 萬 | 0.04% | +209+1.6% | 加碼 |
| AlphaStar Capital Management, LLC | 12,996 | $22.7 萬 | 0.02% | 00.0% | 不變 |
| Sheaff Brock Investment Advisors, LLC | 13,285 | $22.3 萬 | 0.02% | +13,285 | 新進 |
| Northern Trust Corp | 13,236 | $22.2 萬 | 0.00% | 00.0% | 不變 |
| Capital Wealth Alliance, LLC | 11,626 | $20.2 萬 | 0.12% | +23+0.2% | 加碼 |
| Integrated Capital Management, Inc. | 11,519 | $19.2 萬 | 0.16% | +1,003+9.5% | 加碼 |
| The PNC Financial Services Group, Inc. | 6,750 | $11.3 萬 | 0.00% | 00.0% | 不變 |
| Spire Wealth Management | 6,412 | $10.7 萬 | 0.00% | −1,425−18.2% | 減碼 |
| Fifth Third Bancorp | 6,359 | $10.7 萬 | 0.00% | 00.0% | 不變 |
| US Bancorp | 5,473 | $9.10 萬 | 0.00% | 00.0% | 不變 |
| Princeton Global Asset Management LLC | 5,355 | $9.00 萬 | 0.03% | 00.0% | 不變 |
| Citigroup Inc | 4,332 | $7.30 萬 | 0.00% | −3,556−45.1% | 減碼 |
| Rockefeller Capital Management L.P. | 4,043 | $6.70 萬 | 0.00% | +18+0.4% | 加碼 |
| Patriot Financial Group Insurance Agency, LLC | 3,392 | $5.70 萬 | 0.01% | +28+0.8% | 加碼 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,800 | $4.60 萬 | 0.00% | +2,800 | 新進 |
| Baldwin Brothers Inc | 2,592 | $4.30 萬 | 0.00% | 00.0% | 不變 |
| American Portfolios Advisors | 1,944 | $3.26 萬 | 0.00% | 00.0% | 不變 |
| Antonetti Capital Management LLC | 1,338 | $2.20 萬 | 0.02% | +1,338 | 新進 |
| FourThought Financial, LLC | 1,156 | $1.90 萬 | 0.00% | 00.0% | 不變 |
| Security National Trust Co | 1,000 | $1.70 萬 | 0.00% | 00.0% | 不變 |
| SOA Wealth Advisors, LLC. | 909 | $1.50 萬 | 0.00% | +14+1.6% | 加碼 |
| Arkadios Wealth Advisors | 790 | $1.30 萬 | 0.00% | −2,251−74.0% | 減碼 |
| Proequities, Inc. | 750 | $1.30 萬 | 0.00% | 00.0% | 不變 |
| Liberty Wealth Management LLC | 771 | $1.30 萬 | 0.00% | +13+1.7% | 加碼 |
| NEXT Financial Group, Inc | 570 | $1.00 萬 | 0.00% | 00.0% | 不變 |
| Geneos Wealth Management Inc. | 435 | $7,000 | 0.00% | 00.0% | 不變 |
| Ellis Investment Partners, LLC | 448 | $7,000 | 0.00% | 00.0% | 不變 |
| O'Dell Group, LLC | 313 | $5,000 | 0.00% | +313 | 新進 |
| Harbour Investments, Inc. | 250 | $4,000 | 0.00% | 00.0% | 不變 |
| Kowal Investment Group, LLC | 198 | $3,000 | 0.00% | +198 | 新進 |
| Lake Point Wealth Management | 145 | $2,000 | 0.00% | +145 | 新進 |
| Wolff Wiese Magana LLC | 88 | $1,000 | 0.00% | 00.0% | 不變 |
| Shulman DeMeo Asset Management LLC | 0 | $0 | 0.00% | −67,224−100.0% | 清倉 |
| Ionic Capital Management LLC | 0 | $0 | 0.00% | −40,635−100.0% | 清倉 |
| Baird Financial Group, Inc. | 0 | $0 | 0.00% | −14,104−100.0% | 清倉 |
| CNH Partners LLC | 0 | $0 | 0.00% | −13,128−100.0% | 清倉 |
| Walleye Trading LLC | 0 | $0 | 0.00% | −11,326−100.0% | 清倉 |
| Texas Yale Capital Corp. | 0 | $0 | 0.00% | −10,368−100.0% | 清倉 |
| Parisi Gray Wealth Management | 0 | $0 | 0.00% | −6,000−100.0% | 清倉 |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −5,000−100.0% | 清倉 |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −4,296−100.0% | 清倉 |
| Pinnacle Bancorp, Inc. | 0 | $0 | 0.00% | −2,181−100.0% | 清倉 |
| TSFG, LLC | 0 | $0 | 0.00% | −1,725−100.0% | 清倉 |
| Eaton Vance Management | 0 | $0 | 0.00% | −864−100.0% | 清倉 |
| Sound Income Strategies, LLC | 0 | $0 | 0.00% | −609−100.0% | 清倉 |
| CWM, LLC | – | – | – | – | 本季未申報 |
| Horan Securities, Inc. | – | – | – | – | 本季未申報 |
| San Francisco Sentry Investment Group (Ca) | – | – | – | – | 本季未申報 |