Nuveen Dow 30sm Dynamic Overwrite Fund
DIAX2026/3/30 下市- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund 已在 2026/3/30 下市；內部人最後一份 Form 4 在 2021/11/30 申報；2025 年第 4 季末有 122 家機構在 13F 申報持有，市值合計 $1.90 億；沒有大師持有。
2024 年第 2 季 13F 持有人
Nuveen Dow 30sm Dynamic Overwrite Fund 在 2024/6/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 86
- 較 2024 年第 1 季 +4 家
- 持有股數
- 1,135 萬
- 較 2024 年第 1 季 +8.73 萬 (+0.8%)
- 總市值
- $1.59 億
- 較 2024 年第 1 季 −$629.2 萬 (−3.8%)
- 新進機構
- 10
- 另有 31 家加碼
- 清倉機構
- 6
- 另有 31 家減碼
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 DIAX 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 3 | $1,065 萬 |
| 2025 年第 4 季 | 122 | $1.90 億 |
| 2025 年第 3 季 | 109 | $1.78 億 |
| 2025 年第 2 季 | 104 | $1.70 億 |
| 2025 年第 1 季 | 101 | $1.64 億 |
| 2024 年第 4 季 | 90 | $1.75 億 |
| 2024 年第 3 季 | 86 | $1.70 億 |
| 2024 年第 2 季 | 86 | $1.59 億 |
| 2024 年第 1 季 | 82 | $1.65 億 |
| 2023 年第 4 季 | 82 | $1.51 億 |
| 2023 年第 3 季 | 81 | $1.38 億 |
| 2023 年第 2 季 | 82 | $1.31 億 |
| 2023 年第 1 季 | 83 | $1.26 億 |
| 2022 年第 4 季 | 80 | $1.26 億 |
| 2022 年第 3 季 | 73 | $1.10 億 |
| 2022 年第 2 季 | 80 | $1.26 億 |
| 2022 年第 1 季 | 76 | $1.30 億 |
| 2021 年第 4 季 | 77 | $1.39 億 |
| 2021 年第 3 季 | 79 | $1.39 億 |
| 2021 年第 2 季 | 89 | $1.50 億 |
| 2021 年第 1 季 | 94 | $1.44 億 |
2024 年第 2 季持有機構
每家機構持有 Nuveen Dow 30sm Dynamic Overwrite Fund 的股數、市值與佔組合比重；股數變化跟 2024 年第 1 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 1,400,368 | $1,962 萬 | 0.00% | +26,974+2.0% | 加碼 |
| Bank of America Corp | 1,124,930 | $1,576 萬 | 0.00% | +71,605+6.8% | 加碼 |
| Wells Fargo & Company | 920,159 | $1,289 萬 | 0.00% | +10,266+1.1% | 加碼 |
| UBS Group AG | 794,506 | $1,113 萬 | 0.00% | +9,325+1.2% | 加碼 |
| Cornerstone Advisors, LLC | 699,426 | $979.9 萬 | 0.40% | 00.0% | 不變 |
| Raymond James Financial Services Advisors, Inc. | 664,582 | $931.1 萬 | 0.01% | −44,706−6.3% | 減碼 |
| Guggenheim Capital LLC | 601,217 | $842.3 萬 | 0.06% | +51,955+9.5% | 加碼 |
| Invesco Ltd. | 577,166 | $808.6 萬 | 0.00% | +13,263+2.4% | 加碼 |
| 1607 Capital Partners, LLC | 542,253 | $759.7 萬 | 0.68% | −71,110−11.6% | 減碼 |
| CNH Partners LLC | 464,760 | $649.5 萬 | 0.17% | +60,995+15.1% | 加碼 |
| Advisors Asset Management, Inc. | 325,185 | $455.6 萬 | 0.09% | −6,264−1.9% | 減碼 |
| Wolverine Asset Management LLC | 297,307 | $416.5 萬 | 0.08% | +69,092+30.3% | 加碼 |
| Thomas J. Herzfeld Advisors, Inc. | 253,231 | $354.8 萬 | 1.24% | +16,941+7.2% | 加碼 |
| Shaker Financial Services, LLC | 218,389 | $312.1 萬 | 1.26% | +27,140+14.2% | 加碼 |
| LPL Financial LLC | 137,410 | $192.5 萬 | 0.00% | +28,746+26.5% | 加碼 |
| Royal Bank of Canada | 131,872 | $184.8 萬 | 0.00% | −10,060−7.1% | 減碼 |
| Ionic Capital Management LLC | 121,561 | $170.3 萬 | 0.89% | 00.0% | 不變 |
| MML Investors Services, LLC | 109,810 | $153.8 萬 | 0.01% | +4,449+4.2% | 加碼 |
| Landscape Capital Management, L.L.C. | 102,082 | $143.0 萬 | 0.12% | −17,893−14.9% | 減碼 |
| Saba Capital Management, L.P. | 98,516 | $138.0 萬 | 0.03% | +98,516 | 新進 |
| Private Advisor Group, LLC | 98,184 | $137.6 萬 | 0.01% | −5,258−5.1% | 減碼 |
| Raymond James & Associates | 90,956 | $127.4 萬 | 0.00% | −4,264−4.5% | 減碼 |
| Envestnet Asset Management Inc | 90,168 | $126.3 萬 | 0.00% | +548+0.6% | 加碼 |
| Park Avenue Securities LLC | 89,818 | $125.8 萬 | 0.02% | +561+0.6% | 加碼 |
| Integrated Wealth Concepts LLC | 75,036 | $105.1 萬 | 0.01% | −5,725−7.1% | 減碼 |
| Ameriprise Financial Inc | 68,926 | $96.6 萬 | 0.00% | −29,476−30.0% | 減碼 |
| Stifel Financial Corp | 65,429 | $91.7 萬 | 0.00% | −113,814−63.5% | 減碼 |
| Shulman DeMeo Asset Management LLC | 60,797 | $85.2 萬 | 0.22% | −47−0.1% | 減碼 |
| Cetera Investment Advisers | 60,298 | $84.5 萬 | 0.00% | −1,367−2.2% | 減碼 |
| Formidable Asset Management, LLC | 59,583 | $83.5 萬 | 0.14% | +174+0.3% | 加碼 |
| Janney Montgomery Scott LLC | 49,468 | $69.3 萬 | 0.00% | +10,953+28.4% | 加碼 |
| National Asset Management, Inc. | 48,222 | $68.9 萬 | 0.02% | +3,298+7.3% | 加碼 |
| Commonwealth Equity Services, LLC | 46,879 | $65.7 萬 | 0.00% | −1,343−2.8% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 43,867 | $61.5 萬 | 0.00% | +2,808+6.8% | 加碼 |
| Dynamic Advisor Solutions LLC | 43,563 | $61.0 萬 | 0.02% | +1,899+4.6% | 加碼 |
| D.A. Davidson & Co. | 43,541 | $61.0 萬 | 0.01% | −3,517−7.5% | 減碼 |
| Advisor Group Holdings, Inc. | 42,799 | $60.0 萬 | 0.00% | −63,164−59.6% | 減碼 |
| Schnieders Capital Management LLC | 38,050 | $53.3 萬 | 0.11% | −62,035−62.0% | 減碼 |
| Nations Financial Group Inc, | 35,267 | $49.4 萬 | 0.04% | 00.0% | 不變 |
| Logan Stone Capital, LLC | 32,911 | $46.1 萬 | 0.12% | −5,169−13.6% | 減碼 |
| Stolper Co | 32,707 | $45.8 萬 | 0.16% | +1,246+4.0% | 加碼 |
| Quantedge Capital Pte Ltd | 32,100 | $45.0 萬 | 0.16% | +21,200+194.5% | 加碼 |
| RSM US Wealth Management LLC | 30,469 | $42.7 萬 | 0.01% | +30,469 | 新進 |
| Atria Wealth Solutions, Inc. | 28,950 | $42.0 萬 | 0.00% | −25,048−46.4% | 減碼 |
| Institute for Wealth Management, LLC. | 28,660 | $40.2 萬 | 0.05% | −146−0.5% | 減碼 |
| Diversify Advisory Services, LLC | 26,891 | $37.5 萬 | 0.02% | 00.0% | 不變 |
| GWM Advisors LLC | 26,629 | $37.3 萬 | 0.00% | +5,403+25.5% | 加碼 |
| NBC Securities, Inc. | 26,097 | $36.5 萬 | 0.03% | +1,308+5.3% | 加碼 |
| Wedbush Securities Inc | 25,474 | $35.7 萬 | 0.01% | +7,457+41.4% | 加碼 |
| Two Sigma Investments, LP | 25,139 | $35.2 萬 | 0.00% | +25,139 | 新進 |
| Leo Wealth, LLC | 23,000 | $32.2 萬 | 0.03% | 00.0% | 不變 |
| Raymond James Trust N.A. | 22,264 | $31.2 萬 | 0.01% | 00.0% | 不變 |
| Northwestern Mutual Wealth Management Co | 19,914 | $27.9 萬 | 0.00% | −628−3.1% | 減碼 |
| Pinnacle Associates Ltd | 18,816 | $26.4 萬 | 0.00% | −100−0.5% | 減碼 |
| Blue Bell Private Wealth Management, LLC | 18,630 | $26.1 萬 | 0.05% | +3,300+21.5% | 加碼 |
| AlphaStar Capital Management, LLC | 17,942 | $25.1 萬 | 0.02% | 00.0% | 不變 |
| Kingsview Wealth Management, LLC | 15,828 | $22.2 萬 | 0.01% | −488−3.0% | 減碼 |
| Mariner, LLC | 14,997 | $21.0 萬 | 0.00% | +1,068+7.7% | 加碼 |
| Integrated Capital Management, Inc. | 14,901 | $20.9 萬 | 0.17% | +1,755+13.4% | 加碼 |
| Sheaff Brock Investment Advisors, LLC | 13,415 | $18.8 萬 | 0.02% | 00.0% | 不變 |
| 9258 Wealth Management, LLC | 11,735 | $16.4 萬 | 0.03% | −357−3.0% | 減碼 |
| Kestra Advisory Services, LLC | 11,661 | $16.3 萬 | 0.00% | +256+2.2% | 加碼 |
| Sanctuary Advisors, LLC | 11,673 | $16.2 萬 | 0.00% | +11,673 | 新進 |
| Truist Financial Corp | 10,969 | $15.4 萬 | 0.00% | −145−1.3% | 減碼 |
| Great Valley Advisor Group, Inc. | 10,640 | $14.9 萬 | 0.00% | −3,000−22.0% | 減碼 |
| Susquehanna International Group, LLP | 10,601 | $14.9 萬 | 0.00% | −471−4.3% | 減碼 |
| NWF Advisory Services Inc. | 10,396 | $14.6 萬 | 0.02% | 00.0% | 不變 |
| PFS Partners, LLC | 6,832 | $9.57 萬 | 0.06% | +132+2.0% | 加碼 |
| Comerica Bank | 5,596 | $7.84 萬 | 0.00% | −1,325−19.1% | 減碼 |
| Private Trust Co NA | 5,200 | $7.29 萬 | 0.01% | 00.0% | 不變 |
| Liberty One Investment Management, LLC | 4,947 | $6.90 萬 | 0.01% | −1,215−19.7% | 減碼 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,703 | $5.19 萬 | 0.00% | +66+1.8% | 加碼 |
| US Bancorp | 2,648 | $3.71 萬 | 0.00% | −5,676−68.2% | 減碼 |
| United Community Bank | 2,550 | $3.57 萬 | 0.01% | +2,550 | 新進 |
| Sunbelt Securities, Inc. | 2,000 | $2.80 萬 | 0.00% | 00.0% | 不變 |
| GPS Wealth Strategies Group, LLC | 1,856 | $2.60 萬 | 0.00% | −467−20.1% | 減碼 |
| Larson Financial Group LLC | 1,800 | $2.52 萬 | 0.00% | +1,800 | 新進 |
| Register Financial Advisors LLC | 1,380 | $1.93 萬 | 0.01% | 00.0% | 不變 |
| SOA Wealth Advisors, LLC. | 1,116 | $1.56 萬 | 0.00% | +22+2.0% | 加碼 |
| The PNC Financial Services Group, Inc. | 750 | $1.05 萬 | 0.00% | −6,000−88.9% | 減碼 |
| Coppell Advisory Solutions LLC | 335 | $4,693 | 0.00% | +335 | 新進 |
| CWM, LLC | 250 | $4,000 | 0.00% | 00.0% | 不變 |
| Farther Finance Advisors, LLC | 111 | $1,554 | 0.00% | +111 | 新進 |
| Wolff Wiese Magana LLC | 88 | $1,233 | 0.00% | 00.0% | 不變 |
| International Assets Investment Management, LLC | 46 | $644 | 0.00% | +46 | 新進 |
| FMR LLC | 1 | $14 | 0.00% | +1 | 新進 |
| Fisher Asset Management, LLC | 0 | $0 | 0.00% | −26,182−100.0% | 清倉 |
| Hennion & Walsh Asset Management, Inc. | 0 | $0 | 0.00% | −10,311−100.0% | 清倉 |
| Allworth Financial LP | 0 | $0 | 0.00% | −4,320−100.0% | 清倉 |
| TD Private Client Wealth LLC | 0 | $0 | 0.00% | −3,540−100.0% | 清倉 |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,800−100.0% | 清倉 |
| Barrett & Company, Inc. | 0 | $0 | 0.00% | −85−100.0% | 清倉 |