Nuveen Dow 30sm Dynamic Overwrite Fund
DIAX2026/3/30 下市- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund 已在 2026/3/30 下市；內部人最後一份 Form 4 在 2021/11/30 申報；2025 年第 4 季末有 122 家機構在 13F 申報持有，市值合計 $1.90 億；沒有大師持有。
2025 年第 3 季 13F 持有人
Nuveen Dow 30sm Dynamic Overwrite Fund 在 2025/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 109
- 較 2025 年第 2 季 +7 家
- 持有股數
- 1,197 萬
- 較 2025 年第 2 季 +17.2 萬 (+1.5%)
- 總市值
- $1.78 億
- 較 2025 年第 2 季 +$897.6 萬 (+5.3%)
- 新進機構
- 13
- 另有 25 家加碼
- 清倉機構
- 6
- 另有 40 家減碼
另有 2 家機構在 2025 年第 2 季持有、還沒有申報 2025 年第 3 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 DIAX 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 3 | $1,065 萬 |
| 2025 年第 4 季 | 122 | $1.90 億 |
| 2025 年第 3 季 | 109 | $1.78 億 |
| 2025 年第 2 季 | 104 | $1.70 億 |
| 2025 年第 1 季 | 101 | $1.64 億 |
| 2024 年第 4 季 | 90 | $1.75 億 |
| 2024 年第 3 季 | 86 | $1.70 億 |
| 2024 年第 2 季 | 86 | $1.59 億 |
| 2024 年第 1 季 | 82 | $1.65 億 |
| 2023 年第 4 季 | 82 | $1.51 億 |
| 2023 年第 3 季 | 81 | $1.38 億 |
| 2023 年第 2 季 | 82 | $1.31 億 |
| 2023 年第 1 季 | 83 | $1.26 億 |
| 2022 年第 4 季 | 80 | $1.26 億 |
| 2022 年第 3 季 | 73 | $1.10 億 |
| 2022 年第 2 季 | 80 | $1.26 億 |
| 2022 年第 1 季 | 76 | $1.30 億 |
| 2021 年第 4 季 | 77 | $1.39 億 |
| 2021 年第 3 季 | 79 | $1.39 億 |
| 2021 年第 2 季 | 89 | $1.50 億 |
| 2021 年第 1 季 | 94 | $1.44 億 |
2025 年第 3 季持有機構
每家機構持有 Nuveen Dow 30sm Dynamic Overwrite Fund 的股數、市值與佔組合比重；股數變化跟 2025 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 1,809,422 | $2,694 萬 | 0.00% | −22,813−1.2% | 減碼 |
| Bank of America Corp | 1,106,449 | $1,648 萬 | 0.00% | +7,526+0.7% | 加碼 |
| Saba Capital Management, L.P. | 1,034,426 | $1,540 萬 | 0.51% | +322,238+45.2% | 加碼 |
| Raymond James Financial Inc | 731,263 | $1,089 萬 | 0.00% | −1,154−0.2% | 減碼 |
| Wells Fargo & Company | 616,580 | $918.1 萬 | 0.00% | +50,843+9.0% | 加碼 |
| Invesco Ltd. | 581,790 | $866.3 萬 | 0.00% | −3,517−0.6% | 減碼 |
| Guggenheim Capital LLC | 530,137 | $789.4 萬 | 0.06% | −65,348−11.0% | 減碼 |
| Allspring Global Investments Holdings, LLC | 527,485 | $785.4 萬 | 0.01% | +173,499+49.0% | 加碼 |
| UBS Group AG | 428,921 | $638.7 萬 | 0.00% | −16,252−3.7% | 減碼 |
| Cornerstone Advisors, LLC | 373,933 | $556.8 萬 | 0.18% | −98,397−20.8% | 減碼 |
| Capital Investment Advisors, LLC | 361,745 | $538.6 萬 | 0.09% | −28,337−7.3% | 減碼 |
| Shaker Financial Services, LLC | 324,768 | $493.6 萬 | 1.69% | −134,768−29.3% | 減碼 |
| CNH Partners LLC | 274,485 | $404.9 萬 | 0.10% | −75,802−21.6% | 減碼 |
| Wolverine Asset Management LLC | 246,737 | $367.4 萬 | 0.05% | −2,981−1.2% | 減碼 |
| LPL Financial LLC | 213,080 | $317.3 萬 | 0.00% | +16,709+8.5% | 加碼 |
| Thomas J. Herzfeld Advisors, Inc. | 180,969 | $269.5 萬 | 0.92% | −63,240−25.9% | 減碼 |
| 1607 Capital Partners, LLC | 151,311 | $225.3 萬 | 0.17% | −8,300−5.2% | 減碼 |
| MML Investors Services, LLC | 126,346 | $188.1 萬 | 0.01% | +9,871+8.5% | 加碼 |
| Rivernorth Capital Management, LLC | 105,941 | $157.7 萬 | 0.09% | +105,941 | 新進 |
| Ameriprise Financial Inc | 101,102 | $151.0 萬 | 0.00% | +510+0.5% | 加碼 |
| Royal Bank of Canada | 93,615 | $139.4 萬 | 0.00% | −5,595−5.6% | 減碼 |
| Advisor Group Holdings, Inc. | 93,509 | $138.1 萬 | 0.00% | −1,053−1.1% | 減碼 |
| Envestnet Asset Management Inc | 89,928 | $133.9 萬 | 0.00% | +1,262+1.4% | 加碼 |
| NBC Securities, Inc. | 85,323 | $127.0 萬 | 0.10% | +7,079+9.0% | 加碼 |
| Park Avenue Securities LLC | 84,844 | $126.3 萬 | 0.01% | −598−0.7% | 減碼 |
| Ionic Capital Management LLC | 72,407 | $107.8 萬 | 1.20% | 00.0% | 不變 |
| Private Advisor Group, LLC | 69,050 | $102.8 萬 | 0.01% | −9,036−11.6% | 減碼 |
| Integrated Wealth Concepts LLC | 67,302 | $100.2 萬 | 0.01% | −390−0.6% | 減碼 |
| Advisors Asset Management, Inc. | 65,448 | $97.5 萬 | 0.02% | −95,938−59.4% | 減碼 |
| Cetera Investment Advisers | 63,531 | $94.6 萬 | 0.00% | +2,453+4.0% | 加碼 |
| Shulman DeMeo Asset Management LLC | 59,944 | $89.3 萬 | 0.21% | 00.0% | 不變 |
| Blue Bell Private Wealth Management, LLC | 59,286 | $88.3 萬 | 0.13% | +10,827+22.3% | 加碼 |
| Wiley Bros.-Aintree Capital, LLC | 55,948 | $83.3 萬 | 0.01% | −4,010−6.7% | 減碼 |
| GWM Advisors LLC | 51,588 | $76.8 萬 | 0.00% | +963+1.9% | 加碼 |
| Janney Montgomery Scott LLC | 48,065 | $71.6 萬 | 0.00% | +1,186+2.5% | 加碼 |
| Stifel Financial Corp | 47,102 | $70.1 萬 | 0.00% | −847−1.8% | 減碼 |
| PMG Family Office LLC | 45,833 | $69.6 萬 | 0.78% | +45,833 | 新進 |
| D.A. Davidson & Co. | 41,459 | $61.7 萬 | 0.00% | −955−2.3% | 減碼 |
| Formidable Asset Management, LLC | 41,303 | $59.2 萬 | 0.09% | −1,119−2.6% | 減碼 |
| Rpo LLC | 39,270 | $58.5 萬 | 0.74% | 00.0% | 不變 |
| Commonwealth Equity Services, LLC | 39,246 | $58.4 萬 | 0.00% | −2,430−5.8% | 減碼 |
| Dynamic Advisor Solutions LLC | 39,025 | $58.1 萬 | 0.02% | −250−0.6% | 減碼 |
| RSM US Wealth Management LLC | 37,688 | $57.3 萬 | 0.01% | −1,174−3.0% | 減碼 |
| Prevail Innovative Wealth Advisors, LLC | 37,293 | $55.5 萬 | 0.11% | +37,293 | 新進 |
| Stolper Co | 35,452 | $52.8 萬 | 0.16% | −72−0.2% | 減碼 |
| Wela Strategies, Inc. | 33,891 | $50.5 萬 | 0.19% | +33,891 | 新進 |
| Cambridge Investment Research Advisors, Inc. | 33,026 | $49.2 萬 | 0.00% | −4,471−11.9% | 減碼 |
| Schnieders Capital Management, LLC. | 31,950 | $47.6 萬 | 0.08% | +31,950 | 新進 |
| Nations Financial Group Inc, | 30,249 | $45.0 萬 | 0.03% | 00.0% | 不變 |
| Institute for Wealth Management, LLC. | 28,315 | $42.2 萬 | 0.04% | 00.0% | 不變 |
| Diversify Advisory Services, LLC | 26,241 | $38.9 萬 | 0.01% | 00.0% | 不變 |
| Wedbush Securities Inc | 25,592 | $38.1 萬 | 0.01% | −89−0.3% | 減碼 |
| Leo Wealth, LLC | 23,000 | $34.2 萬 | 0.04% | 00.0% | 不變 |
| Sagespring Wealth Partners, LLC | 22,325 | $33.2 萬 | 0.01% | +1,362+6.5% | 加碼 |
| Summit Financial, LLC | 20,408 | $30.4 萬 | 0.00% | +1,408+7.4% | 加碼 |
| Calamos Advisors LLC | 19,454 | $29.0 萬 | 0.00% | +3,475+21.7% | 加碼 |
| Lido Advisors, LLC | 18,825 | $28.6 萬 | 0.00% | +389+2.1% | 加碼 |
| Quantedge Capital Pte Ltd | 18,700 | $27.8 萬 | 0.15% | −17,400−48.2% | 減碼 |
| Morey & Quinn Wealth Partners, LLC | 16,676 | $24.8 萬 | 0.18% | 00.0% | 不變 |
| Integrated Capital Management, Inc. | 16,572 | $24.7 萬 | 0.17% | +2,044+14.1% | 加碼 |
| Mariner, LLC | 16,204 | $24.1 萬 | 0.00% | −4,874−23.1% | 減碼 |
| National Asset Management, Inc. | 15,993 | $23.8 萬 | 0.01% | −12,421−43.7% | 減碼 |
| HighTower Advisors, LLC | 15,889 | $23.7 萬 | 0.00% | −82−0.5% | 減碼 |
| Rockefeller Capital Management L.P. | 15,490 | $23.1 萬 | 0.00% | +15,490 | 新進 |
| Pinnacle Associates Ltd | 15,016 | $22.4 萬 | 0.00% | 00.0% | 不變 |
| Accredited Investor Services, LLC | 14,354 | $21.4 萬 | 0.15% | −125−0.9% | 減碼 |
| Northwestern Mutual Wealth Management Co | 14,305 | $21.3 萬 | 0.00% | −36−0.3% | 減碼 |
| Kingsview Wealth Management, LLC | 14,184 | $21.1 萬 | 0.00% | −289−2.0% | 減碼 |
| Kapstone Financial Advisors LLC | 14,065 | $20.9 萬 | 0.10% | +1,400+11.1% | 加碼 |
| Uhlmann Price Securities, LLC | 13,781 | $20.5 萬 | 0.13% | +13,781 | 新進 |
| Warren Averett Asset Management, LLC | 13,478 | $20.1 萬 | 0.00% | −389−2.8% | 減碼 |
| Allworth Financial LP | 13,432 | $20.0 萬 | 0.00% | 00.0% | 不變 |
| Kestra Advisory Services, LLC | 12,318 | $18.3 萬 | 0.00% | −1,009−7.6% | 減碼 |
| TCG Advisory Services, LLC | 12,096 | $18.0 萬 | 0.01% | +12,096 | 新進 |
| PKS Advisory Services, LLC | 11,858 | $17.7 萬 | 0.04% | −529−4.3% | 減碼 |
| Merit Financial Group, LLC | 11,776 | $17.5 萬 | 0.00% | −124−1.0% | 減碼 |
| Vista Investment Partners II, LLC | 10,800 | $16.1 萬 | 0.08% | 00.0% | 不變 |
| Pensionmark Financial Group, LLC | 10,500 | $15.6 萬 | 0.00% | 00.0% | 不變 |
| Wealth Preservation Advisors, LLC | 8,190 | $12.2 萬 | 0.07% | 00.0% | 不變 |
| PFS Partners, LLC | 7,557 | $11.3 萬 | 0.05% | +156+2.1% | 加碼 |
| Larson Financial Group LLC | 6,000 | $8.93 萬 | 0.00% | 00.0% | 不變 |
| Private Trust Co NA | 5,200 | $7.74 萬 | 0.01% | 00.0% | 不變 |
| Eastern Bank | 5,038 | $7.50 萬 | 0.00% | 00.0% | 不變 |
| Comerica Bank | 4,391 | $6.54 萬 | 0.00% | −7−0.2% | 減碼 |
| TD Private Client Wealth LLC | 3,540 | $5.27 萬 | 0.00% | 00.0% | 不變 |
| Farther Finance Advisors, LLC | 3,278 | $4.88 萬 | 0.00% | +3,167+2,853.2% | 加碼 |
| Marshall & Sterling Wealth Advisors Inc. | 2,837 | $4.22 萬 | 0.03% | 00.0% | 不變 |
| Advisory Services Network, LLC | 2,797 | $4.16 萬 | 0.00% | +2,797 | 新進 |
| FNY Investment Advisers, LLC | 2,800 | $4.10 萬 | 0.01% | 00.0% | 不變 |
| United Community Bank | 2,550 | $3.80 萬 | 0.01% | 00.0% | 不變 |
| Kerr Financial Planning Corp | 2,419 | $3.58 萬 | 0.05% | +2,419 | 新進 |
| Sunbelt Securities, Inc. | 2,000 | $2.98 萬 | 0.00% | 00.0% | 不變 |
| Central Trust Co | 2,000 | $2.98 萬 | 0.00% | 00.0% | 不變 |
| Steward Partners Investment Advisory, LLC | 1,800 | $2.68 萬 | 0.00% | 00.0% | 不變 |
| SOA Wealth Advisors, LLC. | 1,233 | $1.84 萬 | 0.00% | +25+2.1% | 加碼 |
| Costello Asset Management, INC | 1,126 | $1.68 萬 | 0.01% | +22+2.0% | 加碼 |
| WPG Advisers, LLC | 1,017 | $1.51 萬 | 0.01% | +9+0.9% | 加碼 |
| Kilter Group LLC | 882 | $1.31 萬 | 0.01% | +882 | 新進 |
| Ameritas Advisory Services, LLC | 805 | $1.20 萬 | 0.00% | 00.0% | 不變 |
| The PNC Financial Services Group, Inc. | 750 | $1.12 萬 | 0.00% | 00.0% | 不變 |