Nuveen Dow 30sm Dynamic Overwrite Fund
DIAX2026/3/30 下市- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund 已在 2026/3/30 下市；內部人最後一份 Form 4 在 2021/11/30 申報；2025 年第 4 季末有 122 家機構在 13F 申報持有，市值合計 $1.90 億；沒有大師持有。
2023 年第 2 季 13F 持有人
Nuveen Dow 30sm Dynamic Overwrite Fund 在 2023/6/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 82
- 較 2023 年第 1 季 −1 家
- 持有股數
- 925.2 萬
- 較 2023 年第 1 季 +63.6 萬 (+7.4%)
- 總市值
- $1.31 億
- 較 2023 年第 1 季 +$419.7 萬 (+3.3%)
- 新進機構
- 13
- 另有 27 家加碼
- 清倉機構
- 14
- 另有 25 家減碼
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 DIAX 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 3 | $1,065 萬 |
| 2025 年第 4 季 | 122 | $1.90 億 |
| 2025 年第 3 季 | 109 | $1.78 億 |
| 2025 年第 2 季 | 104 | $1.70 億 |
| 2025 年第 1 季 | 101 | $1.64 億 |
| 2024 年第 4 季 | 90 | $1.75 億 |
| 2024 年第 3 季 | 86 | $1.70 億 |
| 2024 年第 2 季 | 86 | $1.59 億 |
| 2024 年第 1 季 | 82 | $1.65 億 |
| 2023 年第 4 季 | 82 | $1.51 億 |
| 2023 年第 3 季 | 81 | $1.38 億 |
| 2023 年第 2 季 | 82 | $1.31 億 |
| 2023 年第 1 季 | 83 | $1.26 億 |
| 2022 年第 4 季 | 80 | $1.26 億 |
| 2022 年第 3 季 | 73 | $1.10 億 |
| 2022 年第 2 季 | 80 | $1.26 億 |
| 2022 年第 1 季 | 76 | $1.30 億 |
| 2021 年第 4 季 | 77 | $1.39 億 |
| 2021 年第 3 季 | 79 | $1.39 億 |
| 2021 年第 2 季 | 89 | $1.50 億 |
| 2021 年第 1 季 | 94 | $1.44 億 |
2023 年第 2 季持有機構
每家機構持有 Nuveen Dow 30sm Dynamic Overwrite Fund 的股數、市值與佔組合比重；股數變化跟 2023 年第 1 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 931,841 | $1,315 萬 | 0.00% | −56,327−5.7% | 減碼 |
| Raymond James Financial Services Advisors, Inc. | 802,484 | $1,132 萬 | 0.02% | +13,912+1.8% | 加碼 |
| UBS Group AG | 798,147 | $1,126 萬 | 0.00% | +22,752+2.9% | 加碼 |
| Bank of America Corp | 709,958 | $1,002 萬 | 0.00% | +231,967+48.5% | 加碼 |
| Wells Fargo & Company | 633,777 | $894.3 萬 | 0.00% | −30,794−4.6% | 減碼 |
| Invesco Ltd. | 567,859 | $801.2 萬 | 0.00% | +83,910+17.3% | 加碼 |
| Guggenheim Capital LLC | 550,708 | $777.0 萬 | 0.06% | +8,689+1.6% | 加碼 |
| Shaker Financial Services, LLC | 429,758 | $617.2 萬 | 2.70% | +167,133+63.6% | 加碼 |
| Advisors Asset Management, Inc. | 388,371 | $548.0 萬 | 0.11% | +5,986+1.6% | 加碼 |
| Wolverine Asset Management LLC | 235,966 | $332.9 萬 | 0.06% | +141,789+150.6% | 加碼 |
| Cornerstone Advisors, LLC | 194,870 | $275.0 萬 | 0.13% | +194,870 | 新進 |
| Thomas J. Herzfeld Advisors, Inc. | 187,047 | $263.9 萬 | 1.05% | +187,047 | 新進 |
| Stifel Financial Corp | 178,518 | $251.9 萬 | 0.00% | −1,548−0.9% | 減碼 |
| Royal Bank of Canada | 169,467 | $239.1 萬 | 0.00% | +16,237+10.6% | 加碼 |
| Raymond James & Associates | 158,852 | $224.1 萬 | 0.00% | −12,935−7.5% | 減碼 |
| Ameriprise Financial Inc | 156,043 | $220.9 萬 | 0.00% | −19,722−11.2% | 減碼 |
| LPL Financial LLC | 152,960 | $215.8 萬 | 0.00% | +2,368+1.6% | 加碼 |
| MML Investors Services, LLC | 143,359 | $202.3 萬 | 0.01% | −392,765−73.3% | 減碼 |
| Schnieders Capital Management LLC | 127,985 | $180.6 萬 | 0.38% | +2,600+2.1% | 加碼 |
| D.A. Davidson & Co. | 118,901 | $167.8 萬 | 0.02% | +7,271+6.5% | 加碼 |
| Advisor Group Holdings, Inc. | 117,964 | $166.4 萬 | 0.00% | +5,513+4.9% | 加碼 |
| Private Advisor Group, LLC | 109,804 | $154.9 萬 | 0.01% | +2,014+1.9% | 加碼 |
| Integrated Wealth Concepts LLC | 97,400 | $137.4 萬 | 0.02% | −4,252−4.2% | 減碼 |
| Envestnet Asset Management Inc | 88,888 | $125.4 萬 | 0.00% | +75,860+582.3% | 加碼 |
| Park Avenue Securities LLC | 80,979 | $114.3 萬 | 0.02% | +80,979 | 新進 |
| Formidable Asset Management, LLC | 68,861 | $97.2 萬 | 0.21% | 00.0% | 不變 |
| Shulman DeMeo Asset Management LLC | 61,191 | $86.3 萬 | 0.26% | −256−0.4% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 58,418 | $82.4 萬 | 0.00% | −40−0.1% | 減碼 |
| Landscape Capital Management, L.L.C. | 58,198 | $82.1 萬 | 0.11% | +35,462+156.0% | 加碼 |
| Atria Wealth Solutions, Inc. | 50,605 | $72.9 萬 | 0.01% | −10,970−17.8% | 減碼 |
| Commonwealth Equity Services, LLC | 49,793 | $70.3 萬 | 0.00% | −3,898−7.3% | 減碼 |
| CNH Partners LLC | 47,388 | $66.9 萬 | 0.03% | +47,388 | 新進 |
| Nations Financial Group Inc, | 45,953 | $64.8 萬 | 0.06% | −135−0.3% | 減碼 |
| National Asset Management, Inc. | 43,585 | $62.7 萬 | 0.01% | +3,590+9.0% | 加碼 |
| Cetera Advisor Networks LLC | 37,318 | $52.7 萬 | 0.00% | +3,570+10.6% | 加碼 |
| Raymond James Trust N.A. | 36,648 | $51.7 萬 | 0.01% | 00.0% | 不變 |
| Northwestern Mutual Wealth Management Co | 33,578 | $47.4 萬 | 0.00% | −798−2.3% | 減碼 |
| Janney Montgomery Scott LLC | 32,305 | $45.6 萬 | 0.00% | +1,250+4.0% | 加碼 |
| Institute for Wealth Management, LLC. | 32,264 | $45.5 萬 | 0.08% | −130−0.4% | 減碼 |
| Kingsview Wealth Management, LLC | 31,766 | $44.8 萬 | 0.02% | −500−1.5% | 減碼 |
| Stolper Co | 30,723 | $43.4 萬 | 0.18% | −711−2.3% | 減碼 |
| DFPG Investments, LLC | 28,625 | $40.8 萬 | 0.04% | 00.0% | 不變 |
| Wedbush Securities Inc | 24,711 | $34.9 萬 | 0.02% | −379−1.5% | 減碼 |
| BFT Financial Group, LLC | 23,000 | $32.5 萬 | 0.04% | 00.0% | 不變 |
| Pinnacle Associates Ltd | 20,950 | $29.6 萬 | 0.01% | +1,745+9.1% | 加碼 |
| Elequin Capital LP | 20,182 | $28.5 萬 | 0.15% | +9,577+90.3% | 加碼 |
| Keybank National Association | 20,000 | $28.2 萬 | 0.00% | 00.0% | 不變 |
| AlphaStar Capital Management, LLC | 18,997 | $26.8 萬 | 0.03% | +3,705+24.2% | 加碼 |
| Dynamic Advisor Solutions LLC | 18,560 | $26.2 萬 | 0.01% | −22,900−55.2% | 減碼 |
| BDO Wealth Advisors, LLC | 17,901 | $25.3 萬 | 0.03% | −598−3.2% | 減碼 |
| 1607 Capital Partners, LLC | 17,751 | $25.0 萬 | 0.02% | +17,751 | 新進 |
| 9258 Wealth Management, LLC | 16,203 | $22.9 萬 | 0.04% | −984−5.7% | 減碼 |
| JPMorgan Chase & Co | 15,102 | $21.3 萬 | 0.00% | −7,116−32.0% | 減碼 |
| Eudaimonia Partners, LLC | 14,621 | $20.6 萬 | 0.05% | +262+1.8% | 加碼 |
| Truist Financial Corp | 14,098 | $19.9 萬 | 0.00% | +40.0% | 加碼 |
| Sheaff Brock Investment Advisors, LLC | 13,410 | $18.9 萬 | 0.02% | 00.0% | 不變 |
| Great Valley Advisor Group, Inc. | 12,690 | $17.9 萬 | 0.01% | +2,490+24.4% | 加碼 |
| Hennion & Walsh Asset Management, Inc. | 12,611 | $17.8 萬 | 0.01% | −20.0% | 減碼 |
| Integrated Capital Management, Inc. | 11,811 | $16.7 萬 | 0.15% | +11,811 | 新進 |
| Kestra Advisory Services, LLC | 11,766 | $16.6 萬 | 0.00% | +11,766 | 新進 |
| Blue Bell Private Wealth Management, LLC | 8,741 | $12.3 萬 | 0.03% | +8,741 | 新進 |
| Liberty One Investment Management, LLC | 7,002 | $9.88 萬 | 0.01% | −1,187−14.5% | 減碼 |
| The PNC Financial Services Group, Inc. | 6,750 | $9.52 萬 | 0.00% | 00.0% | 不變 |
| Fifth Third Bancorp | 6,359 | $8.97 萬 | 0.00% | 00.0% | 不變 |
| Register Financial Advisors LLC | 6,146 | $8.67 萬 | 0.06% | 00.0% | 不變 |
| US Bancorp | 5,473 | $7.72 萬 | 0.00% | 00.0% | 不變 |
| Princeton Global Asset Management LLC | 5,370 | $7.58 萬 | 0.02% | −1,485−21.7% | 減碼 |
| GPS Wealth Strategies Group, LLC | 3,212 | $4.53 萬 | 0.01% | +3,212 | 新進 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,172 | $4.48 萬 | 0.00% | +61+2.0% | 加碼 |
| GWM Advisors LLC | 2,930 | $4.13 萬 | 0.00% | 00.0% | 不變 |
| FNY Investment Advisers, LLC | 2,800 | $3.90 萬 | 0.05% | 00.0% | 不變 |
| Baldwin Brothers Inc | 2,592 | $3.66 萬 | 0.00% | 00.0% | 不變 |
| Private Trust Co NA | 2,000 | $2.82 萬 | 0.00% | 00.0% | 不變 |
| Sunbelt Securities, Inc. | 2,000 | $2.82 萬 | 0.00% | 00.0% | 不變 |
| Antonetti Capital Management LLC | 1,338 | $1.89 萬 | 0.03% | 00.0% | 不變 |
| SOA Wealth Advisors, LLC. | 1,029 | $1.45 萬 | 0.00% | +19+1.9% | 加碼 |
| American National Bank | 941 | $1.33 萬 | 0.00% | −105−10.0% | 減碼 |
| Coppell Advisory Solutions LLC | 335 | $4,687 | 0.00% | +335 | 新進 |
| O'Dell Group, LLC | 313 | $4,417 | 0.00% | +313 | 新進 |
| Wolff Wiese Magana LLC | 88 | $1,242 | 0.00% | 00.0% | 不變 |
| FMR LLC | 1 | $14 | 0.00% | +1 | 新進 |
| CWM, LLC | 15 | $0 | 0.00% | +15 | 新進 |
| Proequities, Inc. | 0 | $0 | 0.00% | −125−100.0% | 清倉 |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −72,409−100.0% | 清倉 |
| Baird Financial Group, Inc. | 0 | $0 | 0.00% | −68,379−100.0% | 清倉 |
| Walleye Capital LLC | 0 | $0 | 0.00% | −23,381−100.0% | 清倉 |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −22,678−100.0% | 清倉 |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −16,620−100.0% | 清倉 |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −1,615−100.0% | 清倉 |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −500−100.0% | 清倉 |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −399−100.0% | 清倉 |
| Financial Management Professionals, Inc. | 0 | $0 | 0.00% | −333−100.0% | 清倉 |
| Cary Street Partner Investment Advisory LLC | 0 | $0 | 0.00% | −300−100.0% | 清倉 |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −250−100.0% | 清倉 |
| Horan Securities, Inc. | 0 | $0 | 0.00% | −200−100.0% | 清倉 |
| Bangor Savings Bank | 0 | $0 | 0.00% | −1−100.0% | 清倉 |