Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q3 2024
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 86
- 0 vs. Q2 2024
- Shares held
- 11.5M
- +120.0K (+1.1%) vs. Q2 2024
- Total value
- $170.3M
- +$11.3M (+7.1%) vs. Q2 2024
- New holders
- 7
- 27 more added
- Sold out
- 7
- 35 more reduced
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wolff Wiese Magana LLC | 88 | $1.31K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 111 | $1.65K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 250 | $4.00K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 335 | $4.95K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 750 | $11.1K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,138 | $16.9K | 0.00% | +22+2.0% | Added |
| Princeton Global Asset Management LLC | 1,287 | $19.1K | 0.00% | +1,287 | New |
| GPS Wealth Strategies Group, LLC | 1,856 | $27.6K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 2,000 | $29.7K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,015 | $29.9K | 0.00% | +2,015 | New |
| Bryn Mawr Trust Co | 2,500 | $37.1K | 0.00% | +2,500 | New |
| United Community Bank | 2,550 | $37.9K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 2,648 | $39.3K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 2,800 | $41.0K | 0.02% | +2,800 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,570 | $53.0K | 0.00% | −133−3.6% | Reduced |
| Liberty One Investment Management, LLC | 3,872 | $57.5K | 0.01% | −1,075−21.7% | Reduced |
| Comerica Bank | 4,100 | $60.9K | 0.00% | −1,496−26.7% | Reduced |
| Private Trust Co NA | 5,200 | $77.2K | 0.01% | 00.0% | Unchanged |
| Larson Financial Group LLC | 6,000 | $89.1K | 0.01% | +4,200+233.3% | Added |
| PFS Partners, LLC | 6,972 | $103.5K | 0.06% | +140+2.0% | Added |
| NWF Advisory Services Inc. | 10,396 | $154.4K | 0.02% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 10,746 | $159.6K | 0.00% | −915−7.8% | Reduced |
| 9258 Wealth Management, LLC | 11,800 | $175.2K | 0.03% | +65+0.6% | Added |
| Great Valley Advisor Group, Inc. | 11,890 | $176.6K | 0.00% | +1,250+11.7% | Added |
| Sheaff Brock Investment Advisors, LLC | 13,420 | $199.3K | 0.02% | +50.0% | Added |
| Integrated Capital Management, Inc. | 14,748 | $219.0K | 0.17% | −153−1.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 14,790 | $219.6K | 0.00% | −5,124−25.7% | Reduced |
| Kingsview Wealth Management, LLC | 14,810 | $219.9K | 0.00% | −1,018−6.4% | Reduced |
| Mariner, LLC | 15,565 | $231.1K | 0.00% | +568+3.8% | Added |
| Pinnacle Associates Ltd | 19,417 | $271.8K | 0.00% | +601+3.2% | Added |
| Blue Bell Private Wealth Management, LLC | 18,630 | $276.7K | 0.05% | 00.0% | Unchanged |
| Calamos Advisors LLC | 19,933 | $296.0K | 0.00% | +19,933 | New |
| Raymond James Trust N.A. | 22,264 | $330.6K | 0.01% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 22,308 | $331.3K | 0.08% | −10,603−32.2% | Reduced |
| Capital Investment Advisors, LLC | 22,457 | $333.5K | 0.01% | +22,457 | New |
| Leo Wealth, LLC | 23,000 | $341.6K | 0.03% | 00.0% | Unchanged |
| Wedbush Securities Inc | 25,413 | $377.0K | 0.01% | −61−0.2% | Reduced |
| NBC Securities, Inc. | 25,497 | $378.0K | 0.03% | −600−2.3% | Reduced |
| Atria Wealth Solutions, Inc. | 26,493 | $401.4K | 0.00% | −2,457−8.5% | Reduced |
| Diversify Advisory Services, LLC | 26,891 | $403.4K | 0.02% | 00.0% | Unchanged |
| GWM Advisors LLC | 27,803 | $412.9K | 0.00% | +1,174+4.4% | Added |
| Institute for Wealth Management, LLC. | 28,660 | $425.6K | 0.05% | 00.0% | Unchanged |
| Rpo LLC | 31,270 | $464.4K | 0.69% | +31,270 | New |
| Stolper Co | 32,841 | $488.0K | 0.16% | +134+0.4% | Added |
| Nations Financial Group Inc, | 33,867 | $502.9K | 0.04% | −1,400−4.0% | Reduced |
| RSM US Wealth Management LLC | 34,951 | $518.3K | 0.01% | +4,482+14.7% | Added |
| Schnieders Capital Management LLC | 38,050 | $565.0K | 0.11% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 43,420 | $644.8K | 0.01% | −121−0.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 43,480 | $646.0K | 0.00% | −387−0.9% | Reduced |
| Commonwealth Equity Services, LLC | 43,832 | $651.0K | 0.00% | −3,047−6.5% | Reduced |
| Advisor Group Holdings, Inc. | 43,882 | $651.7K | 0.00% | +1,083+2.5% | Added |
| Janney Montgomery Scott LLC | 45,305 | $673.0K | 0.00% | −4,163−8.4% | Reduced |
| Formidable Asset Management, LLC | 45,618 | $677.4K | 0.11% | −13,965−23.4% | Reduced |
| National Asset Management, Inc. | 46,839 | $696.8K | 0.02% | −1,383−2.9% | Reduced |
| Quantedge Capital Pte Ltd | 51,300 | $761.8K | 0.23% | +19,200+59.8% | Added |
| Dynamic Advisor Solutions LLC | 53,066 | $788.0K | 0.02% | +9,503+21.8% | Added |
| Ameriprise Financial Inc | 56,959 | $845.1K | 0.00% | −11,967−17.4% | Reduced |
| Cetera Investment Advisers | 58,265 | $865.2K | 0.00% | −2,033−3.4% | Reduced |
| Shulman DeMeo Asset Management LLC | 60,613 | $900.1K | 0.22% | −184−0.3% | Reduced |
| Stifel Financial Corp | 66,239 | $983.7K | 0.00% | +810+1.2% | Added |
| Integrated Wealth Concepts LLC | 76,396 | $1.13M | 0.01% | +1,360+1.8% | Added |
| Park Avenue Securities LLC | 87,284 | $1.30M | 0.01% | −2,534−2.8% | Reduced |
| Private Advisor Group, LLC | 88,817 | $1.32M | 0.01% | −9,367−9.5% | Reduced |
| Raymond James & Associates | 88,866 | $1.32M | 0.00% | −2,090−2.3% | Reduced |
| Envestnet Asset Management Inc | 89,275 | $1.33M | 0.00% | −893−1.0% | Reduced |
| Ionic Capital Management LLC | 104,333 | $1.55M | 0.93% | −17,228−14.2% | Reduced |
| Landscape Capital Management, L.L.C. | 107,441 | $1.60M | 0.16% | +5,359+5.2% | Added |
| MML Investors Services, LLC | 120,344 | $1.79M | 0.01% | +10,534+9.6% | Added |
| Royal Bank of Canada | 122,975 | $1.83M | 0.00% | −8,897−6.7% | Reduced |
| LPL Financial LLC | 126,013 | $1.87M | 0.00% | −11,397−8.3% | Reduced |
| Shaker Financial Services, LLC | 212,033 | $3.21M | 1.21% | −6,356−2.9% | Reduced |
| Advisors Asset Management, Inc. | 240,718 | $3.57M | 0.07% | −84,467−26.0% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 268,086 | $3.98M | 1.33% | +14,855+5.9% | Added |
| Saba Capital Management, L.P. | 291,702 | $4.33M | 0.10% | +193,186+196.1% | Added |
| Wolverine Asset Management LLC | 295,503 | $4.39M | 0.08% | −1,804−0.6% | Reduced |
| 1607 Capital Partners, LLC | 410,462 | $6.10M | 0.56% | −131,791−24.3% | Reduced |
| CNH Partners LLC | 482,669 | $7.13M | 0.17% | +17,909+3.9% | Added |
| Invesco Ltd. | 596,691 | $8.86M | 0.00% | +19,525+3.4% | Added |
| Guggenheim Capital LLC | 602,959 | $8.95M | 0.06% | +1,742+0.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 659,188 | $9.79M | 0.01% | −5,394−0.8% | Reduced |
| Wells Fargo & Company | 720,551 | $10.7M | 0.00% | −199,608−21.7% | Reduced |
| UBS Group AG | 768,713 | $11.4M | 0.00% | −25,793−3.2% | Reduced |
| Cornerstone Advisors, LLC | 811,526 | $12.1M | 0.48% | +112,100+16.0% | Added |
| Bank of America Corp | 1,155,788 | $17.2M | 0.00% | +30,858+2.7% | Added |
| Morgan Stanley | 1,634,430 | $24.3M | 0.00% | +234,062+16.7% | Added |
| International Assets Investment Management, LLC | 683 | – | – | +637+1,384.8% | Added |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −25,139−100.0% | Sold out |
| AlphaStar Capital Management, LLC | 0 | $0 | 0.00% | −17,942−100.0% | Sold out |
| Sanctuary Advisors, LLC | 0 | $0 | 0.00% | −11,673−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −10,969−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −10,601−100.0% | Sold out |
| Register Financial Advisors LLC | 0 | $0 | 0.00% | −1,380−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |