Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q3 2025
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 109
- +7 vs. Q2 2025
- Shares held
- 12.0M
- +171.6K (+1.5%) vs. Q2 2025
- Total value
- $178.3M
- +$8.98M (+5.3%) vs. Q2 2025
- New holders
- 13
- 25 more added
- Sold out
- 6
- 40 more reduced
2 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| GAMMA Investing LLC | 35 | $521 | 0.00% | 00.0% | Unchanged |
| N.E.W. Advisory Services LLC | 78 | $1.16K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 200 | $2.98K | 0.00% | 00.0% | Unchanged |
| Fourth Dimension Wealth, LLC | 277 | $4.13K | 0.00% | 00.0% | Unchanged |
| GoalVest Advisory LLC | 339 | $5.05K | 0.00% | +339 | New |
| JPMorgan Chase & Co | 403 | $6.00K | 0.00% | +403 | New |
| Newbridge Financial Services Group, Inc. | 500 | $7.45K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 550 | $8.19K | 0.00% | 00.0% | Unchanged |
| Smallwood Wealth Investment Management, LLC | 672 | $10.0K | 0.01% | +10+1.5% | Added |
| The PNC Financial Services Group, Inc. | 750 | $11.2K | 0.00% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 805 | $12.0K | 0.00% | 00.0% | Unchanged |
| Kilter Group LLC | 882 | $13.1K | 0.01% | +882 | New |
| WPG Advisers, LLC | 1,017 | $15.1K | 0.01% | +9+0.9% | Added |
| Costello Asset Management, INC | 1,126 | $16.8K | 0.01% | +22+2.0% | Added |
| SOA Wealth Advisors, LLC. | 1,233 | $18.4K | 0.00% | +25+2.1% | Added |
| Steward Partners Investment Advisory, LLC | 1,800 | $26.8K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 2,000 | $29.8K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 2,000 | $29.8K | 0.00% | 00.0% | Unchanged |
| Kerr Financial Planning Corp | 2,419 | $35.8K | 0.05% | +2,419 | New |
| United Community Bank | 2,550 | $38.0K | 0.01% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 2,800 | $41.0K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 2,797 | $41.6K | 0.00% | +2,797 | New |
| Marshall & Sterling Wealth Advisors Inc. | 2,837 | $42.2K | 0.03% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 3,278 | $48.8K | 0.00% | +3,167+2,853.2% | Added |
| TD Private Client Wealth LLC | 3,540 | $52.7K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 4,391 | $65.4K | 0.00% | −7−0.2% | Reduced |
| Eastern Bank | 5,038 | $75.0K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 5,200 | $77.4K | 0.01% | 00.0% | Unchanged |
| Larson Financial Group LLC | 6,000 | $89.3K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 7,557 | $112.5K | 0.05% | +156+2.1% | Added |
| Wealth Preservation Advisors, LLC | 8,190 | $121.9K | 0.07% | 00.0% | Unchanged |
| Pensionmark Financial Group, LLC | 10,500 | $156.3K | 0.00% | 00.0% | Unchanged |
| Vista Investment Partners II, LLC | 10,800 | $160.8K | 0.08% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 11,776 | $175.3K | 0.00% | −124−1.0% | Reduced |
| PKS Advisory Services, LLC | 11,858 | $176.6K | 0.04% | −529−4.3% | Reduced |
| TCG Advisory Services, LLC | 12,096 | $180.1K | 0.01% | +12,096 | New |
| Kestra Advisory Services, LLC | 12,318 | $183.4K | 0.00% | −1,009−7.6% | Reduced |
| Allworth Financial LP | 13,432 | $200.0K | 0.00% | 00.0% | Unchanged |
| Warren Averett Asset Management, LLC | 13,478 | $200.7K | 0.00% | −389−2.8% | Reduced |
| Uhlmann Price Securities, LLC | 13,781 | $205.2K | 0.13% | +13,781 | New |
| Kapstone Financial Advisors LLC | 14,065 | $209.4K | 0.10% | +1,400+11.1% | Added |
| Kingsview Wealth Management, LLC | 14,184 | $211.2K | 0.00% | −289−2.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 14,305 | $213.0K | 0.00% | −36−0.3% | Reduced |
| Accredited Investor Services, LLC | 14,354 | $213.7K | 0.15% | −125−0.9% | Reduced |
| Pinnacle Associates Ltd | 15,016 | $223.6K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 15,490 | $230.7K | 0.00% | +15,490 | New |
| HighTower Advisors, LLC | 15,889 | $236.6K | 0.00% | −82−0.5% | Reduced |
| National Asset Management, Inc. | 15,993 | $238.1K | 0.01% | −12,421−43.7% | Reduced |
| Mariner, LLC | 16,204 | $241.3K | 0.00% | −4,874−23.1% | Reduced |
| Integrated Capital Management, Inc. | 16,572 | $246.8K | 0.17% | +2,044+14.1% | Added |
| Morey & Quinn Wealth Partners, LLC | 16,676 | $248.3K | 0.18% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 18,700 | $278.4K | 0.15% | −17,400−48.2% | Reduced |
| Lido Advisors, LLC | 18,825 | $286.0K | 0.00% | +389+2.1% | Added |
| Calamos Advisors LLC | 19,454 | $289.7K | 0.00% | +3,475+21.7% | Added |
| Summit Financial, LLC | 20,408 | $303.9K | 0.00% | +1,408+7.4% | Added |
| Sagespring Wealth Partners, LLC | 22,325 | $332.4K | 0.01% | +1,362+6.5% | Added |
| Leo Wealth, LLC | 23,000 | $342.5K | 0.04% | 00.0% | Unchanged |
| Wedbush Securities Inc | 25,592 | $381.0K | 0.01% | −89−0.3% | Reduced |
| Diversify Advisory Services, LLC | 26,241 | $389.4K | 0.01% | 00.0% | Unchanged |
| Institute for Wealth Management, LLC. | 28,315 | $421.6K | 0.04% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 30,249 | $450.4K | 0.03% | 00.0% | Unchanged |
| Schnieders Capital Management, LLC. | 31,950 | $475.7K | 0.08% | +31,950 | New |
| Cambridge Investment Research Advisors, Inc. | 33,026 | $492.0K | 0.00% | −4,471−11.9% | Reduced |
| Wela Strategies, Inc. | 33,891 | $504.6K | 0.19% | +33,891 | New |
| Stolper Co | 35,452 | $528.0K | 0.16% | −72−0.2% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 37,293 | $555.3K | 0.11% | +37,293 | New |
| RSM US Wealth Management LLC | 37,688 | $572.5K | 0.01% | −1,174−3.0% | Reduced |
| Dynamic Advisor Solutions LLC | 39,025 | $581.1K | 0.02% | −250−0.6% | Reduced |
| Commonwealth Equity Services, LLC | 39,246 | $584.0K | 0.00% | −2,430−5.8% | Reduced |
| Rpo LLC | 39,270 | $584.7K | 0.74% | 00.0% | Unchanged |
| Formidable Asset Management, LLC | 41,303 | $592.3K | 0.09% | −1,119−2.6% | Reduced |
| D.A. Davidson & Co. | 41,459 | $617.3K | 0.00% | −955−2.3% | Reduced |
| PMG Family Office LLC | 45,833 | $696.2K | 0.78% | +45,833 | New |
| Stifel Financial Corp | 47,102 | $701.3K | 0.00% | −847−1.8% | Reduced |
| Janney Montgomery Scott LLC | 48,065 | $716.0K | 0.00% | +1,186+2.5% | Added |
| GWM Advisors LLC | 51,588 | $768.1K | 0.00% | +963+1.9% | Added |
| Wiley Bros.-Aintree Capital, LLC | 55,948 | $833.1K | 0.01% | −4,010−6.7% | Reduced |
| Blue Bell Private Wealth Management, LLC | 59,286 | $882.8K | 0.13% | +10,827+22.3% | Added |
| Shulman DeMeo Asset Management LLC | 59,944 | $892.6K | 0.21% | 00.0% | Unchanged |
| Cetera Investment Advisers | 63,531 | $946.0K | 0.00% | +2,453+4.0% | Added |
| Advisors Asset Management, Inc. | 65,448 | $974.5K | 0.02% | −95,938−59.4% | Reduced |
| Integrated Wealth Concepts LLC | 67,302 | $1.00M | 0.01% | −390−0.6% | Reduced |
| Private Advisor Group, LLC | 69,050 | $1.03M | 0.01% | −9,036−11.6% | Reduced |
| Ionic Capital Management LLC | 72,407 | $1.08M | 1.20% | 00.0% | Unchanged |
| Park Avenue Securities LLC | 84,844 | $1.26M | 0.01% | −598−0.7% | Reduced |
| NBC Securities, Inc. | 85,323 | $1.27M | 0.10% | +7,079+9.0% | Added |
| Envestnet Asset Management Inc | 89,928 | $1.34M | 0.00% | +1,262+1.4% | Added |
| Advisor Group Holdings, Inc. | 93,509 | $1.38M | 0.00% | −1,053−1.1% | Reduced |
| Royal Bank of Canada | 93,615 | $1.39M | 0.00% | −5,595−5.6% | Reduced |
| Ameriprise Financial Inc | 101,102 | $1.51M | 0.00% | +510+0.5% | Added |
| Rivernorth Capital Management, LLC | 105,941 | $1.58M | 0.09% | +105,941 | New |
| MML Investors Services, LLC | 126,346 | $1.88M | 0.01% | +9,871+8.5% | Added |
| 1607 Capital Partners, LLC | 151,311 | $2.25M | 0.17% | −8,300−5.2% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 180,969 | $2.69M | 0.92% | −63,240−25.9% | Reduced |
| LPL Financial LLC | 213,080 | $3.17M | 0.00% | +16,709+8.5% | Added |
| Wolverine Asset Management LLC | 246,737 | $3.67M | 0.05% | −2,981−1.2% | Reduced |
| CNH Partners LLC | 274,485 | $4.05M | 0.10% | −75,802−21.6% | Reduced |
| Shaker Financial Services, LLC | 324,768 | $4.94M | 1.69% | −134,768−29.3% | Reduced |
| Capital Investment Advisors, LLC | 361,745 | $5.39M | 0.09% | −28,337−7.3% | Reduced |
| Cornerstone Advisors, LLC | 373,933 | $5.57M | 0.18% | −98,397−20.8% | Reduced |