Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
Q3 2025 vs. Q2 2025
How the institutions holding Nuveen Dow 30sm Dynamic Overwrite Fund changed between Q2 2025 and Q3 2025.
All holders in Q3 2025All holders in Q2 2025
| Measure | Q2 2025 | Of which not filed for Q3 2025 | Q3 2025 | Change |
|---|---|---|---|---|
| Holders | 104 | 2 | 109 | +7 |
| Shares | 11.8M | 32.6K | 12.0M | +171.6K (+1.5%) |
| Value | $169.8M | $467.6K | $178.3M | +$8.98M (+5.3%) |
2 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so the changes leave them out.
New holders (13)
Institutions that held Nuveen Dow 30sm Dynamic Overwrite Fund at the end of Q3 2025 but not at the end of Q2 2025.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Rivernorth Capital Management, LLC | 105,941 | $1.58M | 0.09% |
| PMG Family Office LLC | 45,833 | $696.2K | 0.78% |
| Prevail Innovative Wealth Advisors, LLC | 37,293 | $555.3K | 0.11% |
| Wela Strategies, Inc. | 33,891 | $504.6K | 0.19% |
| Schnieders Capital Management, LLC. | 31,950 | $475.7K | 0.08% |
| Rockefeller Capital Management L.P. | 15,490 | $230.7K | 0.00% |
| Uhlmann Price Securities, LLC | 13,781 | $205.2K | 0.13% |
| TCG Advisory Services, LLC | 12,096 | $180.1K | 0.01% |
| Advisory Services Network, LLC | 2,797 | $41.6K | 0.00% |
| Kerr Financial Planning Corp | 2,419 | $35.8K | 0.05% |
| Kilter Group LLC | 882 | $13.1K | 0.01% |
| JPMorgan Chase & Co | 403 | $6.00K | 0.00% |
| GoalVest Advisory LLC | 339 | $5.05K | 0.00% |
Sold out (6)
Institutions that held Nuveen Dow 30sm Dynamic Overwrite Fund at the end of Q2 2025 and filed for Q3 2025 without it.
| Institution | Shares, Q2 2025 | Value, Q2 2025 |
|---|---|---|
| Readystate Asset Management LP | 37,514 | $538.0K |
| Geneos Wealth Management Inc. | 12,109 | $173.6K |
| Fortitude Family Office, LLC | 6,060 | $86.9K |
| Elequin Capital LP | 2,857 | $41.0K |
| US Bancorp | 2,648 | $38.0K |
| Bryn Mawr Trust Co | 2,500 | $35.9K |
Not filed for Q3 2025 yet (2)
Institutions that held Nuveen Dow 30sm Dynamic Overwrite Fund at the end of Q2 2025 and haven't filed a 13F for Q3 2025. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q2 2025 | Value, Q2 2025 |
|---|---|---|
| Schnieders Capital Management LLC | 32,300 | $463.2K |
| Iron Horse Wealth Management, LLC | 311 | $4.46K |