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Nuveen Dow 30sm Dynamic Overwrite Fund

DIAXDelisted Mar 30, 2026

Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.

13F holders, Q1 2021

Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
94
No complete 13F data for Q4 2020
Shares held
8.85M
No complete 13F data for Q4 2020
Total value
$143.9M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 94 institutions
Q1 2021: 94 institutionsQ2 2021: 89 institutionsQ3 2021: 79 institutionsQ4 2021: 77 institutionsQ1 2022: 76 institutionsQ2 2022: 80 institutionsQ3 2022: 73 institutionsQ4 2022: 80 institutionsQ1 2023: 83 institutionsQ2 2023: 82 institutionsQ3 2023: 81 institutionsQ4 2023: 82 institutionsQ1 2024: 82 institutionsQ2 2024: 86 institutionsQ3 2024: 86 institutionsQ4 2024: 90 institutionsQ1 2025: 101 institutionsQ2 2025: 104 institutionsQ3 2025: 109 institutionsQ4 2025: 122 institutionsQ1 2026: 3 institutionsQ2 2026: 0 institutions
Value heldQ1 2021: $143.9M
Q1 2021: $143.9MQ2 2021: $149.7MQ3 2021: $138.8MQ4 2021: $139.0MQ1 2022: $130.1MQ2 2022: $126.5MQ3 2022: $109.9MQ4 2022: $125.9MQ1 2023: $126.5MQ2 2023: $130.7MQ3 2023: $137.6MQ4 2023: $150.9MQ1 2024: $165.4MQ2 2024: $159.1MQ3 2024: $170.3MQ4 2024: $174.8MQ1 2025: $163.8MQ2 2025: $169.8MQ3 2025: $178.3MQ4 2025: $189.9MQ1 2026: $10.7MQ2 2026: $0
Institutions holding DIAX and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20263$10.7M
Q4 2025122$189.9M
Q3 2025109$178.3M
Q2 2025104$169.8M
Q1 2025101$163.8M
Q4 202490$174.8M
Q3 202486$170.3M
Q2 202486$159.1M
Q1 202482$165.4M
Q4 202382$150.9M
Q3 202381$137.6M
Q2 202382$130.7M
Q1 202383$126.5M
Q4 202280$125.9M
Q3 202273$109.9M
Q2 202280$126.5M
Q1 202276$130.1M
Q4 202177$139.0M
Q3 202179$138.8M
Q2 202189$149.7M
Q1 202194$143.9M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding DIAX in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Wolff Wiese Magana LLC88$1.00K0.00%––
San Francisco Sentry Investment Group (Ca)120$2.00K0.00%––
Horan Securities, Inc.200$3.00K0.00%––
Harbour Investments, Inc.250$4.00K0.00%––
Arkadios Wealth Advisors386$6.00K0.00%––
Ellis Investment Partners, LLC448$7.00K0.00%––
Geneos Wealth Management Inc.513$8.00K0.00%––
NEXT Financial Group, Inc570$9.00K0.00%––
WealthShield Partners, LLC577$9.00K0.00%––
Sound Income Strategies, LLC609$9.90K0.00%––
Wealthcare Advisory Partners LLC661$11.0K0.00%––
Liberty Wealth Management LLC745$11.0K0.01%––
Proequities, Inc.750$12.0K0.00%––
Steward Partners Investment Advisory, LLC850$13.8K0.00%––
Security National Trust Co1,000$16.0K0.00%––
FourThought Financial, LLC1,156$18.0K0.00%––
SOA Wealth Advisors, LLC.1,198$19.0K0.01%––
Sowell Financial Services LLC1,350$23.0K0.00%––
TSFG, LLC1,725$28.0K0.01%––
Heritage Wealth Management, LLC1,866$30.0K0.02%––
American Portfolios Advisors1,944$31.6K0.00%––
Pinnacle Bancorp, Inc.2,181$35.0K0.02%––
Baldwin Brothers Inc2,592$42.0K0.00%––
Patriot Financial Group Insurance Agency, LLC3,335$54.0K0.01%––
Enterprise Financial Services Corp4,000$65.0K0.01%––
Rockefeller Capital Management L.P.4,006$65.0K0.00%––
International Assets Investment Management, LLC6,702$102.0K0.01%––
Fifth Third Bancorp6,359$103.0K0.00%––
US Bancorp6,836$111.0K0.00%––
Citigroup Inc6,809$111.0K0.00%––
FNY Investment Advisers, LLC6,883$111.0K0.04%––
The PNC Financial Services Group, Inc.6,972$114.0K0.00%––
Princeton Global Asset Management LLC7,241$118.0K0.04%––
Spire Wealth Management7,837$127.0K0.00%––
CWM, LLC7,871$134.0K0.00%––
Texas Yale Capital Corp.10,368$168.0K0.01%––
Quantedge Capital Pte Ltd10,400$169.0K0.13%––
Capital Wealth Alliance, LLC11,558$187.0K0.13%––
Harbor Financial Services, LLC11,647$189.0K0.09%––
AlphaStar Capital Management, LLC12,996$215.0K0.03%––
Eudaimonia Partners, LLC14,243$231.0K0.05%––
Northern Trust Corp14,336$233.0K0.00%––
Wolverine Asset Management LLC16,188$263.0K0.00%––
Covington Capital Management16,954$275.0K0.01%––
Walleye Trading LLC17,716$288.0K0.01%––
Wedbush Securities Inc17,922$291.0K0.02%––
Janney Montgomery Scott LLC18,441$300.0K0.00%––
Keybank National Association20,368$331.0K0.00%––
Pinnacle Associates Ltd22,055$358.0K0.01%––
BFT Financial Group, LLC23,000$374.0K0.11%––
9258 Wealth Management, LLC23,099$375.0K0.11%––
Truist Financial Corp24,451$397.0K0.00%––
Kingsview Wealth Management, LLC25,544$416.0K0.02%––
BDO Wealth Advisors, LLC32,080$521.0K0.06%––
Institute for Wealth Management, LLC.32,996$536.0K0.10%––
Cambridge Investment Research Advisors, Inc.35,100$570.0K0.00%––
Nations Financial Group Inc,36,875$599.0K0.14%––
Raymond James Trust N.A.40,990$666.0K0.02%––
Mirae Asset Global Investments Co., Ltd.41,420$673.0K0.00%––
Liberty One Investment Management, LLC42,759$695.0K0.12%––
Hochman Cole Investment Advisors, Inc.42,812$696.0K0.29%––
Commonwealth Equity Services, LLC44,318$720.0K0.00%––
Walleye Capital LLC45,356$737.0K0.05%––
LPL Financial LLC46,917$762.0K0.00%––
Landscape Capital Management, L.L.C.46,935$763.0K0.12%––
CNH Partners LLC52,080$846.0K0.03%––
Park Avenue Securities LLC63,579$1.03M0.03%––
D.A. Davidson & Co.63,600$1.03M0.01%––
Envestnet Asset Management Inc66,485$1.08M0.00%––
Shulman DeMeo Asset Management LLC68,020$1.10M0.30%––
Aviance Capital Partners, LLC70,797$1.15M0.22%––
Ameriprise Financial Inc78,101$1.25M0.00%––
Private Advisor Group, LLC84,298$1.37M0.01%––
Cornerstone Advisors, LLC89,757$1.46M0.13%––
Formidable Asset Management, LLC92,293$1.50M0.33%––
Advisor Group Holdings, Inc.94,070$1.53M0.00%––
Schnieders Capital Management LLC94,980$1.54M0.46%––
Raymond James & Associates150,242$2.44M0.00%––
Royal Bank of Canada150,739$2.45M0.00%––
Advisors Asset Management, Inc.238,139$3.87M0.06%––
Shaker Financial Services, LLC272,586$4.43M1.76%––
Stifel Financial Corp281,816$4.58M0.01%––
Ionic Capital Management LLC296,551$4.82M0.77%––
1607 Capital Partners, LLC340,385$5.53M0.27%––
Bank of America Corp343,803$5.59M0.00%––
Guggenheim Capital LLC359,689$5.84M0.04%––
Northwestern Mutual Wealth Management Co392,605$6.38M0.01%––
Oxbow Advisors, LLC397,455$6.46M0.79%––
Invesco Ltd.491,360$7.99M0.00%––
Wells Fargo & Company500,754$8.14M0.00%––
Raymond James Financial Services Advisors, Inc.620,361$10.1M0.02%––
Rivernorth Capital Management, LLC627,587$10.2M0.61%––
UBS Group AG655,462$10.7M0.00%––
Morgan Stanley919,668$14.9M0.00%––