Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 82
- −1 vs. Q1 2023
- Shares held
- 9.25M
- +636.2K (+7.4%) vs. Q1 2023
- Total value
- $130.7M
- +$4.20M (+3.3%) vs. Q1 2023
- New holders
- 13
- 27 more added
- Sold out
- 14
- 25 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 15 | $0 | 0.00% | +15 | New |
| FMR LLC | 1 | $14 | 0.00% | +1 | New |
| Wolff Wiese Magana LLC | 88 | $1.24K | 0.00% | 00.0% | Unchanged |
| O'Dell Group, LLC | 313 | $4.42K | 0.00% | +313 | New |
| Coppell Advisory Solutions LLC | 335 | $4.69K | 0.00% | +335 | New |
| American National Bank | 941 | $13.3K | 0.00% | −105−10.0% | Reduced |
| SOA Wealth Advisors, LLC. | 1,029 | $14.5K | 0.00% | +19+1.9% | Added |
| Antonetti Capital Management LLC | 1,338 | $18.9K | 0.03% | 00.0% | Unchanged |
| Private Trust Co NA | 2,000 | $28.2K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 2,000 | $28.2K | 0.00% | 00.0% | Unchanged |
| Baldwin Brothers Inc | 2,592 | $36.6K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 2,800 | $39.0K | 0.05% | 00.0% | Unchanged |
| GWM Advisors LLC | 2,930 | $41.3K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,172 | $44.8K | 0.00% | +61+2.0% | Added |
| GPS Wealth Strategies Group, LLC | 3,212 | $45.3K | 0.01% | +3,212 | New |
| Princeton Global Asset Management LLC | 5,370 | $75.8K | 0.02% | −1,485−21.7% | Reduced |
| US Bancorp | 5,473 | $77.2K | 0.00% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 6,146 | $86.7K | 0.06% | 00.0% | Unchanged |
| Fifth Third Bancorp | 6,359 | $89.7K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 6,750 | $95.2K | 0.00% | 00.0% | Unchanged |
| Liberty One Investment Management, LLC | 7,002 | $98.8K | 0.01% | −1,187−14.5% | Reduced |
| Blue Bell Private Wealth Management, LLC | 8,741 | $123.3K | 0.03% | +8,741 | New |
| Kestra Advisory Services, LLC | 11,766 | $166.0K | 0.00% | +11,766 | New |
| Integrated Capital Management, Inc. | 11,811 | $166.7K | 0.15% | +11,811 | New |
| Hennion & Walsh Asset Management, Inc. | 12,611 | $178.0K | 0.01% | −20.0% | Reduced |
| Great Valley Advisor Group, Inc. | 12,690 | $179.1K | 0.01% | +2,490+24.4% | Added |
| Sheaff Brock Investment Advisors, LLC | 13,410 | $189.2K | 0.02% | 00.0% | Unchanged |
| Truist Financial Corp | 14,098 | $198.9K | 0.00% | +40.0% | Added |
| Eudaimonia Partners, LLC | 14,621 | $206.3K | 0.05% | +262+1.8% | Added |
| JPMorgan Chase & Co | 15,102 | $213.1K | 0.00% | −7,116−32.0% | Reduced |
| 9258 Wealth Management, LLC | 16,203 | $228.6K | 0.04% | −984−5.7% | Reduced |
| 1607 Capital Partners, LLC | 17,751 | $250.5K | 0.02% | +17,751 | New |
| BDO Wealth Advisors, LLC | 17,901 | $252.6K | 0.03% | −598−3.2% | Reduced |
| Dynamic Advisor Solutions LLC | 18,560 | $261.9K | 0.01% | −22,900−55.2% | Reduced |
| AlphaStar Capital Management, LLC | 18,997 | $268.0K | 0.03% | +3,705+24.2% | Added |
| Keybank National Association | 20,000 | $282.2K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 20,182 | $284.8K | 0.15% | +9,577+90.3% | Added |
| Pinnacle Associates Ltd | 20,950 | $295.6K | 0.01% | +1,745+9.1% | Added |
| BFT Financial Group, LLC | 23,000 | $324.5K | 0.04% | 00.0% | Unchanged |
| Wedbush Securities Inc | 24,711 | $349.0K | 0.02% | −379−1.5% | Reduced |
| DFPG Investments, LLC | 28,625 | $408.2K | 0.04% | 00.0% | Unchanged |
| Stolper Co | 30,723 | $434.0K | 0.18% | −711−2.3% | Reduced |
| Kingsview Wealth Management, LLC | 31,766 | $448.2K | 0.02% | −500−1.5% | Reduced |
| Institute for Wealth Management, LLC. | 32,264 | $455.2K | 0.08% | −130−0.4% | Reduced |
| Janney Montgomery Scott LLC | 32,305 | $456.0K | 0.00% | +1,250+4.0% | Added |
| Northwestern Mutual Wealth Management Co | 33,578 | $473.8K | 0.00% | −798−2.3% | Reduced |
| Raymond James Trust N.A. | 36,648 | $517.0K | 0.01% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 37,318 | $526.6K | 0.00% | +3,570+10.6% | Added |
| National Asset Management, Inc. | 43,585 | $627.5K | 0.01% | +3,590+9.0% | Added |
| Nations Financial Group Inc, | 45,953 | $648.4K | 0.06% | −135−0.3% | Reduced |
| CNH Partners LLC | 47,388 | $668.6K | 0.03% | +47,388 | New |
| Commonwealth Equity Services, LLC | 49,793 | $703.0K | 0.00% | −3,898−7.3% | Reduced |
| Atria Wealth Solutions, Inc. | 50,605 | $728.6K | 0.01% | −10,970−17.8% | Reduced |
| Landscape Capital Management, L.L.C. | 58,198 | $821.2K | 0.11% | +35,462+156.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 58,418 | $824.0K | 0.00% | −40−0.1% | Reduced |
| Shulman DeMeo Asset Management LLC | 61,191 | $863.4K | 0.26% | −256−0.4% | Reduced |
| Formidable Asset Management, LLC | 68,861 | $972.0K | 0.21% | 00.0% | Unchanged |
| Park Avenue Securities LLC | 80,979 | $1.14M | 0.02% | +80,979 | New |
| Envestnet Asset Management Inc | 88,888 | $1.25M | 0.00% | +75,860+582.3% | Added |
| Integrated Wealth Concepts LLC | 97,400 | $1.37M | 0.02% | −4,252−4.2% | Reduced |
| Private Advisor Group, LLC | 109,804 | $1.55M | 0.01% | +2,014+1.9% | Added |
| Advisor Group Holdings, Inc. | 117,964 | $1.66M | 0.00% | +5,513+4.9% | Added |
| D.A. Davidson & Co. | 118,901 | $1.68M | 0.02% | +7,271+6.5% | Added |
| Schnieders Capital Management LLC | 127,985 | $1.81M | 0.38% | +2,600+2.1% | Added |
| MML Investors Services, LLC | 143,359 | $2.02M | 0.01% | −392,765−73.3% | Reduced |
| LPL Financial LLC | 152,960 | $2.16M | 0.00% | +2,368+1.6% | Added |
| Ameriprise Financial Inc | 156,043 | $2.21M | 0.00% | −19,722−11.2% | Reduced |
| Raymond James & Associates | 158,852 | $2.24M | 0.00% | −12,935−7.5% | Reduced |
| Royal Bank of Canada | 169,467 | $2.39M | 0.00% | +16,237+10.6% | Added |
| Stifel Financial Corp | 178,518 | $2.52M | 0.00% | −1,548−0.9% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 187,047 | $2.64M | 1.05% | +187,047 | New |
| Cornerstone Advisors, LLC | 194,870 | $2.75M | 0.13% | +194,870 | New |
| Wolverine Asset Management LLC | 235,966 | $3.33M | 0.06% | +141,789+150.6% | Added |
| Advisors Asset Management, Inc. | 388,371 | $5.48M | 0.11% | +5,986+1.6% | Added |
| Shaker Financial Services, LLC | 429,758 | $6.17M | 2.70% | +167,133+63.6% | Added |
| Guggenheim Capital LLC | 550,708 | $7.77M | 0.06% | +8,689+1.6% | Added |
| Invesco Ltd. | 567,859 | $8.01M | 0.00% | +83,910+17.3% | Added |
| Wells Fargo & Company | 633,777 | $8.94M | 0.00% | −30,794−4.6% | Reduced |
| Bank of America Corp | 709,958 | $10.0M | 0.00% | +231,967+48.5% | Added |
| UBS Group AG | 798,147 | $11.3M | 0.00% | +22,752+2.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 802,484 | $11.3M | 0.02% | +13,912+1.8% | Added |
| Morgan Stanley | 931,841 | $13.1M | 0.00% | −56,327−5.7% | Reduced |
| Proequities, Inc. | 0 | $0 | 0.00% | −125−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −72,409−100.0% | Sold out |
| Baird Financial Group, Inc. | 0 | $0 | 0.00% | −68,379−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −23,381−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −22,678−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −16,620−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −1,615−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −399−100.0% | Sold out |
| Financial Management Professionals, Inc. | 0 | $0 | 0.00% | −333−100.0% | Sold out |
| Cary Street Partner Investment Advisory LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Horan Securities, Inc. | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Bangor Savings Bank | 0 | $0 | 0.00% | −1−100.0% | Sold out |