Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
Q2 2023 vs. Q1 2023
How the institutions holding Nuveen Dow 30sm Dynamic Overwrite Fund changed between Q1 2023 and Q2 2023.
All holders in Q2 2023All holders in Q1 2023
| Measure | Q1 2023 | Q2 2023 | Change |
|---|---|---|---|
| Holders | 83 | 82 | −1 |
| Shares | 8.62M | 9.25M | +636.2K (+7.4%) |
| Value | $126.5M | $130.7M | +$4.20M (+3.3%) |
New holders (13)
Institutions that held Nuveen Dow 30sm Dynamic Overwrite Fund at the end of Q2 2023 but not at the end of Q1 2023.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Cornerstone Advisors, LLC | 194,870 | $2.75M | 0.13% |
| Thomas J. Herzfeld Advisors, Inc. | 187,047 | $2.64M | 1.05% |
| Park Avenue Securities LLC | 80,979 | $1.14M | 0.02% |
| CNH Partners LLC | 47,388 | $668.6K | 0.03% |
| 1607 Capital Partners, LLC | 17,751 | $250.5K | 0.02% |
| Integrated Capital Management, Inc. | 11,811 | $166.7K | 0.15% |
| Kestra Advisory Services, LLC | 11,766 | $166.0K | 0.00% |
| Blue Bell Private Wealth Management, LLC | 8,741 | $123.3K | 0.03% |
| GPS Wealth Strategies Group, LLC | 3,212 | $45.3K | 0.01% |
| Coppell Advisory Solutions LLC | 335 | $4.69K | 0.00% |
| O'Dell Group, LLC | 313 | $4.42K | 0.00% |
| FMR LLC | 1 | $14 | 0.00% |
| CWM, LLC | 15 | $0 | 0.00% |
Sold out (14)
Institutions that held Nuveen Dow 30sm Dynamic Overwrite Fund at the end of Q1 2023 and filed for Q2 2023 without it.
| Institution | Shares, Q1 2023 | Value, Q1 2023 |
|---|---|---|
| Cetera Investment Advisers | 72,409 | $1.06M |
| Baird Financial Group, Inc. | 68,379 | $1.00M |
| Walleye Capital LLC | 23,381 | $343.2K |
| Money Concepts Capital Corp | 22,678 | $245.5K |
| Mercer Global Advisors Inc | 16,620 | $244.0K |
| Belpointe Asset Management LLC | 1,615 | $23.7K |
| Advisory Services Network, LLC | 500 | $7.34K |
| Chilton Capital Management LLC | 399 | $5.86K |
| Financial Management Professionals, Inc. | 333 | $5.00K |
| Cary Street Partner Investment Advisory LLC | 300 | $4.40K |
| Harbour Investments, Inc. | 250 | $3.67K |
| Horan Securities, Inc. | 200 | $2.94K |
| Proequities, Inc. | 125 | $1.87K |
| Bangor Savings Bank | 1 | $15 |