Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q2 2025
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 104
- +4 vs. Q1 2025
- Shares held
- 11.8M
- +537.8K (+4.8%) vs. Q1 2025
- Total value
- $169.8M
- +$6.21M (+3.8%) vs. Q1 2025
- New holders
- 10
- 26 more added
- Sold out
- 6
- 40 more reduced
1 institution that held it in Q1 2025 haven't filed for Q2 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| GAMMA Investing LLC | 35 | $502 | 0.00% | +35 | New |
| N.E.W. Advisory Services LLC | 78 | $1.12K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 111 | $1.59K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 200 | $2.87K | 0.00% | 00.0% | Unchanged |
| Fourth Dimension Wealth, LLC | 277 | $3.97K | 0.00% | 00.0% | Unchanged |
| Iron Horse Wealth Management, LLC | 311 | $4.46K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 500 | $7.17K | 0.00% | +500 | New |
| GPS Wealth Strategies Group, LLC | 550 | $7.89K | 0.00% | 00.0% | Unchanged |
| Smallwood Wealth Investment Management, LLC | 662 | $9.50K | 0.01% | +11+1.7% | Added |
| The PNC Financial Services Group, Inc. | 750 | $10.8K | 0.00% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 805 | $11.5K | 0.00% | +805 | New |
| WPG Advisers, LLC | 1,008 | $14.5K | 0.01% | −545−35.1% | Reduced |
| Costello Asset Management, INC | 1,104 | $15.8K | 0.01% | +22+2.0% | Added |
| SOA Wealth Advisors, LLC. | 1,208 | $17.3K | 0.00% | +25+2.1% | Added |
| Steward Partners Investment Advisory, LLC | 1,800 | $25.8K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 2,000 | $28.7K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 2,000 | $30.1K | 0.00% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 2,500 | $35.9K | 0.00% | 00.0% | Unchanged |
| United Community Bank | 2,550 | $36.6K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 2,648 | $38.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 2,800 | $40.0K | 0.02% | 00.0% | Unchanged |
| Marshall & Sterling Wealth Advisors Inc. | 2,837 | $40.7K | 0.03% | 00.0% | Unchanged |
| Elequin Capital LP | 2,857 | $41.0K | 0.01% | +1,962+219.2% | Added |
| TD Private Client Wealth LLC | 3,540 | $50.8K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 4,398 | $63.1K | 0.00% | −1,575−26.4% | Reduced |
| Eastern Bank | 5,038 | $72.2K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 5,200 | $74.6K | 0.01% | 00.0% | Unchanged |
| Larson Financial Group LLC | 6,000 | $86.0K | 0.00% | 00.0% | Unchanged |
| Fortitude Family Office, LLC | 6,060 | $86.9K | 0.03% | +6,060 | New |
| PFS Partners, LLC | 7,401 | $106.1K | 0.05% | +152+2.1% | Added |
| Wealth Preservation Advisors, LLC | 8,190 | $117.4K | 0.07% | 00.0% | Unchanged |
| Pensionmark Financial Group, LLC | 10,500 | $150.6K | 0.00% | −1,000−8.7% | Reduced |
| Vista Investment Partners II, LLC | 10,800 | $154.9K | 0.07% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 11,900 | $170.6K | 0.00% | +1,259+11.8% | Added |
| Geneos Wealth Management Inc. | 12,109 | $173.6K | 0.00% | −266−2.1% | Reduced |
| PKS Advisory Services, LLC | 12,387 | $177.6K | 0.04% | −25−0.2% | Reduced |
| Kapstone Financial Advisors LLC | 12,665 | $181.6K | 0.09% | +12,665 | New |
| Kestra Advisory Services, LLC | 13,327 | $191.1K | 0.00% | +613+4.8% | Added |
| Allworth Financial LP | 13,432 | $192.6K | 0.00% | +13,432 | New |
| Warren Averett Asset Management, LLC | 13,867 | $198.9K | 0.00% | −331−2.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 14,341 | $205.6K | 0.00% | +1,582+12.4% | Added |
| Kingsview Wealth Management, LLC | 14,473 | $207.5K | 0.00% | 00.0% | Unchanged |
| Accredited Investor Services, LLC | 14,479 | $207.6K | 0.16% | −185−1.3% | Reduced |
| Integrated Capital Management, Inc. | 14,528 | $208.3K | 0.16% | +467+3.3% | Added |
| Pinnacle Associates Ltd | 15,016 | $215.3K | 0.00% | −1,000−6.2% | Reduced |
| HighTower Advisors, LLC | 15,971 | $229.0K | 0.00% | +15,971 | New |
| Calamos Advisors LLC | 15,979 | $229.1K | 0.00% | −1,390−8.0% | Reduced |
| Morey & Quinn Wealth Partners, LLC | 16,676 | $239.1K | 0.19% | −779−4.5% | Reduced |
| Lido Advisors, LLC | 18,436 | $269.9K | 0.00% | +18,436 | New |
| Summit Financial, LLC | 19,000 | $278.0K | 0.01% | +19,000 | New |
| Sagespring Wealth Partners, LLC | 20,963 | $300.6K | 0.01% | −1,623−7.2% | Reduced |
| Mariner, LLC | 21,078 | $302.3K | 0.00% | −17,497−45.4% | Reduced |
| Leo Wealth, LLC | 23,000 | $329.8K | 0.03% | 00.0% | Unchanged |
| Wedbush Securities Inc | 25,681 | $368.0K | 0.01% | +131+0.5% | Added |
| Diversify Advisory Services, LLC | 26,241 | $377.1K | 0.01% | 00.0% | Unchanged |
| Institute for Wealth Management, LLC. | 28,315 | $406.0K | 0.05% | 00.0% | Unchanged |
| National Asset Management, Inc. | 28,414 | $407.5K | 0.02% | −9,637−25.3% | Reduced |
| Nations Financial Group Inc, | 30,249 | $433.8K | 0.03% | −3,618−10.7% | Reduced |
| Schnieders Capital Management LLC | 32,300 | $463.2K | 0.08% | −500−1.5% | Reduced |
| Stolper Co | 35,524 | $509.0K | 0.17% | +2,588+7.9% | Added |
| Quantedge Capital Pte Ltd | 36,100 | $517.7K | 0.47% | +2,000+5.9% | Added |
| Readystate Asset Management LP | 37,514 | $538.0K | 0.02% | −24,112−39.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 37,497 | $538.0K | 0.00% | −23,963−39.0% | Reduced |
| Rpo LLC | 39,270 | $563.1K | 1.31% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 39,275 | $563.2K | 0.02% | −5,738−12.7% | Reduced |
| RSM US Wealth Management LLC | 38,862 | $569.0K | 0.01% | −1,272−3.2% | Reduced |
| Commonwealth Equity Services, LLC | 41,676 | $598.0K | 0.00% | −100−0.2% | Reduced |
| D.A. Davidson & Co. | 42,414 | $608.2K | 0.00% | −370−0.9% | Reduced |
| Formidable Asset Management, LLC | 42,422 | $614.7K | 0.10% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 46,879 | $672.0K | 0.00% | −1,927−3.9% | Reduced |
| Stifel Financial Corp | 47,949 | $687.6K | 0.00% | −16,865−26.0% | Reduced |
| Blue Bell Private Wealth Management, LLC | 48,459 | $694.9K | 0.12% | +10,887+29.0% | Added |
| GWM Advisors LLC | 50,625 | $726.0K | 0.00% | +18,402+57.1% | Added |
| Shulman DeMeo Asset Management LLC | 59,944 | $859.6K | 0.21% | −78−0.1% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 59,958 | $859.8K | 0.01% | +30,957+106.7% | Added |
| Cetera Investment Advisers | 61,078 | $875.9K | 0.00% | +5,389+9.7% | Added |
| Integrated Wealth Concepts LLC | 67,692 | $970.7K | 0.01% | −529−0.8% | Reduced |
| Ionic Capital Management LLC | 72,407 | $1.04M | 1.16% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 78,086 | $1.12M | 0.01% | −1,829−2.3% | Reduced |
| NBC Securities, Inc. | 78,244 | $1.12M | 0.09% | +5,670+7.8% | Added |
| Park Avenue Securities LLC | 85,442 | $1.23M | 0.01% | +85,442 | New |
| Envestnet Asset Management Inc | 88,666 | $1.27M | 0.00% | −2,926−3.2% | Reduced |
| Advisor Group Holdings, Inc. | 94,562 | $1.36M | 0.00% | +17,445+22.6% | Added |
| Royal Bank of Canada | 99,210 | $1.42M | 0.00% | −18,166−15.5% | Reduced |
| Ameriprise Financial Inc | 100,592 | $1.44M | 0.00% | +13,573+15.6% | Added |
| MML Investors Services, LLC | 116,475 | $1.67M | 0.00% | −6,880−5.6% | Reduced |
| 1607 Capital Partners, LLC | 159,611 | $2.29M | 0.19% | −18,695−10.5% | Reduced |
| Advisors Asset Management, Inc. | 161,386 | $2.31M | 0.04% | −1,213−0.7% | Reduced |
| LPL Financial LLC | 196,371 | $2.82M | 0.00% | +56,814+40.7% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 244,209 | $3.50M | 1.25% | −41,327−14.5% | Reduced |
| Wolverine Asset Management LLC | 249,718 | $3.58M | 0.06% | +26,345+11.8% | Added |
| CNH Partners LLC | 350,287 | $4.98M | 0.12% | −48,562−12.2% | Reduced |
| Allspring Global Investments Holdings, LLC | 353,986 | $5.08M | 0.01% | +341,587+2,755.0% | Added |
| Capital Investment Advisors, LLC | 390,082 | $5.59M | 0.10% | −14,645−3.6% | Reduced |
| UBS Group AG | 445,173 | $6.38M | 0.00% | −51,191−10.3% | Reduced |
| Shaker Financial Services, LLC | 459,536 | $6.73M | 2.44% | +189,389+70.1% | Added |
| Cornerstone Advisors, LLC | 472,330 | $6.77M | 0.23% | +7,633+1.6% | Added |
| Wells Fargo & Company | 565,737 | $8.11M | 0.00% | −143,420−20.2% | Reduced |
| Invesco Ltd. | 585,307 | $8.39M | 0.00% | −10,801−1.8% | Reduced |
| Guggenheim Capital LLC | 595,485 | $8.54M | 0.07% | +20,847+3.6% | Added |