Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q4 2025
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
DIAX is no longer listed, so this page shows Q4 2025. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 122
- +14 vs. Q3 2025
- Shares held
- 12.4M
- +500.9K (+4.2%) vs. Q3 2025
- Total value
- $189.9M
- +$12.0M (+6.8%) vs. Q3 2025
- New holders
- 21
- 36 more added
- Sold out
- 7
- 43 more reduced
1 institution that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| SOA Wealth Advisors, LLC. | 1,283 | $19.6K | 0.00% | +50+4.1% | Added |
| Global Wealth Strategies & Associates | 1,245 | $19.0K | 0.00% | +1,245 | New |
| Costello Asset Management, INC | 1,169 | $17.8K | 0.01% | +43+3.8% | Added |
| WPG Advisers, LLC | 993 | $15.2K | 0.01% | −24−2.4% | Reduced |
| Assetmark, Inc | 944 | $14.4K | 0.00% | +944 | New |
| Kilter Group LLC | 917 | $14.0K | 0.01% | +35+4.0% | Added |
| IFC & Insurance Marketing, Inc. | 864 | $13.0K | 0.01% | +864 | New |
| Steward Partners Investment Advisory, LLC | 800 | $12.2K | 0.00% | −1,000−55.6% | Reduced |
| The PNC Financial Services Group, Inc. | 750 | $11.4K | 0.00% | 00.0% | Unchanged |
| Smallwood Wealth Investment Management, LLC | 693 | $10.6K | 0.01% | +21+3.1% | Added |
| SRS Capital Advisors, Inc. | 600 | $9.16K | 0.00% | +600 | New |
| GPS Wealth Strategies Group, LLC | 561 | $8.56K | 0.01% | +11+2.0% | Added |
| JPMorgan Chase & Co | 403 | $6.15K | 0.00% | 00.0% | Unchanged |
| GoalVest Advisory LLC | 339 | $5.17K | 0.00% | 00.0% | Unchanged |
| Fourth Dimension Wealth, LLC | 277 | $4.23K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 200 | $3.05K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 180 | $2.75K | 0.00% | +180 | New |
| Fifth Third Bancorp | 172 | $2.63K | 0.00% | +172 | New |
| N.E.W. Advisory Services LLC | 80 | $1.21K | 0.00% | +2+2.6% | Added |
| Flagship Harbor Advisors, LLC | 60 | $916 | 0.00% | +60 | New |
| GAMMA Investing LLC | 35 | $534 | 0.00% | 00.0% | Unchanged |
| SageView Advisory Group, LLC | 4 | $62 | 0.00% | +4 | New |
| Rpo LLC | 0 | $0 | 0.00% | −39,270−100.0% | Sold out |
| TCG Advisory Services, LLC | 0 | $0 | 0.00% | −12,096−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −2,797−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,800−100.0% | Sold out |
| Kerr Financial Planning Corp | 0 | $0 | 0.00% | −2,419−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −805−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Wela Strategies, Inc. | – | – | – | – | Not filed |