Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q4 2025
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
DIAX is no longer listed, so this page shows Q4 2025. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 122
- +14 vs. Q3 2025
- Shares held
- 12.4M
- +500.9K (+4.2%) vs. Q3 2025
- Total value
- $189.9M
- +$12.0M (+6.8%) vs. Q3 2025
- New holders
- 21
- 36 more added
- Sold out
- 7
- 43 more reduced
1 institution that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| SageView Advisory Group, LLC | 4 | $62 | 0.00% | +4 | New |
| GAMMA Investing LLC | 35 | $534 | 0.00% | 00.0% | Unchanged |
| Flagship Harbor Advisors, LLC | 60 | $916 | 0.00% | +60 | New |
| N.E.W. Advisory Services LLC | 80 | $1.21K | 0.00% | +2+2.6% | Added |
| Fifth Third Bancorp | 172 | $2.63K | 0.00% | +172 | New |
| Jones Financial Companies LLLP | 180 | $2.75K | 0.00% | +180 | New |
| MAI Capital Management | 200 | $3.05K | 0.00% | 00.0% | Unchanged |
| Fourth Dimension Wealth, LLC | 277 | $4.23K | 0.00% | 00.0% | Unchanged |
| GoalVest Advisory LLC | 339 | $5.17K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 403 | $6.15K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 561 | $8.56K | 0.01% | +11+2.0% | Added |
| SRS Capital Advisors, Inc. | 600 | $9.16K | 0.00% | +600 | New |
| Smallwood Wealth Investment Management, LLC | 693 | $10.6K | 0.01% | +21+3.1% | Added |
| The PNC Financial Services Group, Inc. | 750 | $11.4K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 800 | $12.2K | 0.00% | −1,000−55.6% | Reduced |
| IFC & Insurance Marketing, Inc. | 864 | $13.0K | 0.01% | +864 | New |
| Kilter Group LLC | 917 | $14.0K | 0.01% | +35+4.0% | Added |
| Assetmark, Inc | 944 | $14.4K | 0.00% | +944 | New |
| WPG Advisers, LLC | 993 | $15.2K | 0.01% | −24−2.4% | Reduced |
| Costello Asset Management, INC | 1,169 | $17.8K | 0.01% | +43+3.8% | Added |
| Global Wealth Strategies & Associates | 1,245 | $19.0K | 0.00% | +1,245 | New |
| SOA Wealth Advisors, LLC. | 1,283 | $19.6K | 0.00% | +50+4.1% | Added |
| Central Trust Co | 2,000 | $30.5K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 2,000 | $30.5K | 0.00% | 00.0% | Unchanged |
| United Community Bank | 2,550 | $38.9K | 0.01% | 00.0% | Unchanged |
| Marshall & Sterling Wealth Advisors Inc. | 2,837 | $43.3K | 0.03% | 00.0% | Unchanged |
| Private Trust Co NA | 3,200 | $48.8K | 0.00% | −2,000−38.5% | Reduced |
| Farther Finance Advisors, LLC | 3,278 | $50.0K | 0.00% | 00.0% | Unchanged |
| TD Private Client Wealth LLC | 3,540 | $54.0K | 0.00% | 00.0% | Unchanged |
| Pinnacle Wealth Planning Services, Inc. | 3,584 | $54.7K | 0.01% | +3,584 | New |
| Comerica Bank | 4,387 | $66.9K | 0.00% | −4−0.1% | Reduced |
| Eastern Bank | 5,038 | $76.9K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 6,000 | $91.6K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 7,000 | $106.8K | 0.00% | +7,000 | New |
| PFS Partners, LLC | 7,863 | $120.0K | 0.06% | +306+4.0% | Added |
| Wealth Preservation Advisors, LLC | 8,190 | $125.0K | 0.06% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 8,202 | $125.2K | 0.00% | +8,202 | New |
| Harbour Investments, Inc. | 8,310 | $126.8K | 0.00% | +8,310 | New |
| Pensionmark Financial Group, LLC | 10,500 | $160.2K | 0.00% | 00.0% | Unchanged |
| Vista Investment Partners II, LLC | 10,800 | $164.8K | 0.07% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 10,930 | $166.8K | 0.00% | +10,930 | New |
| Merit Financial Group, LLC | 11,582 | $176.7K | 0.00% | −194−1.6% | Reduced |
| Warren Averett Asset Management, LLC | 11,613 | $177.2K | 0.00% | −1,865−13.8% | Reduced |
| PKS Advisory Services, LLC | 11,894 | $181.5K | 0.04% | +36+0.3% | Added |
| TrueMark Investments, LLC | 12,137 | $185.2K | 0.04% | +12,137 | New |
| Kestra Advisory Services, LLC | 12,465 | $190.2K | 0.00% | +147+1.2% | Added |
| Accredited Investor Services, LLC | 13,132 | $200.4K | 0.13% | −1,222−8.5% | Reduced |
| Allworth Financial LP | 13,432 | $205.0K | 0.00% | 00.0% | Unchanged |
| Mariner, LLC | 13,603 | $207.6K | 0.00% | −2,601−16.1% | Reduced |
| Kingsview Wealth Management, LLC | 13,734 | $209.6K | 0.00% | −450−3.2% | Reduced |
| Uhlmann Price Securities, LLC | 14,336 | $218.8K | 0.13% | +555+4.0% | Added |
| Kapstone Financial Advisors LLC | 14,535 | $221.8K | 0.11% | +470+3.3% | Added |
| HighTower Advisors, LLC | 15,053 | $229.7K | 0.00% | −836−5.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 15,080 | $230.1K | 0.00% | +775+5.4% | Added |
| Pinnacle Associates Ltd | 15,516 | $236.8K | 0.00% | +500+3.3% | Added |
| Rockefeller Capital Management L.P. | 15,556 | $237.4K | 0.00% | +66+0.4% | Added |
| Quarry LP | 15,894 | $242.5K | 0.04% | +15,894 | New |
| National Asset Management, Inc. | 15,961 | $243.6K | 0.01% | −32−0.2% | Reduced |
| Morey & Quinn Wealth Partners, LLC | 16,676 | $254.5K | 0.18% | 00.0% | Unchanged |
| Summit Financial, LLC | 17,215 | $262.7K | 0.00% | −3,193−15.6% | Reduced |
| Integrated Capital Management, Inc. | 18,177 | $277.4K | 0.18% | +1,605+9.7% | Added |
| Lido Advisors, LLC | 18,825 | $286.0K | 0.00% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 18,800 | $286.9K | 0.14% | +100+0.5% | Added |
| Yakira Capital Management, Inc. | 22,654 | $345.7K | 0.12% | +22,654 | New |
| Sagespring Wealth Partners, LLC | 22,923 | $349.8K | 0.01% | +598+2.7% | Added |
| Leo Wealth, LLC | 23,000 | $351.0K | 0.03% | 00.0% | Unchanged |
| Diversify Advisory Services, LLC | 24,566 | $379.5K | 0.01% | −1,675−6.4% | Reduced |
| Wedbush Securities Inc | 25,255 | $385.0K | 0.01% | −337−1.3% | Reduced |
| Calamos Advisors LLC | 25,709 | $392.3K | 0.00% | +6,255+32.2% | Added |
| Institute for Wealth Management, LLC. | 28,143 | $429.5K | 0.05% | −172−0.6% | Reduced |
| Nations Financial Group Inc, | 30,249 | $461.6K | 0.02% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 31,540 | $481.0K | 0.00% | −1,486−4.5% | Reduced |
| Schnieders Capital Management, LLC. | 31,850 | $486.0K | 0.08% | −100−0.3% | Reduced |
| Closed-End Fund Advisors, Inc. | 34,829 | $531.5K | 0.31% | +34,829 | New |
| Commonwealth Equity Services, LLC | 34,894 | $532.5K | 0.00% | −4,352−11.1% | Reduced |
| Stifel Financial Corp | 35,361 | $539.6K | 0.00% | −11,741−24.9% | Reduced |
| Formidable Asset Management, LLC | 37,371 | $556.5K | 0.08% | −3,932−9.5% | Reduced |
| Stolper Co | 36,490 | $557.0K | 0.16% | +1,038+2.9% | Added |
| RSM US Wealth Management LLC | 36,354 | $565.3K | 0.01% | −1,334−3.5% | Reduced |
| PMG Family Office LLC | 37,842 | $577.5K | 0.67% | −7,991−17.4% | Reduced |
| Dynamic Advisor Solutions LLC | 38,250 | $583.7K | 0.02% | −775−2.0% | Reduced |
| D.A. Davidson & Co. | 39,943 | $609.5K | 0.00% | −1,516−3.7% | Reduced |
| Janney Montgomery Scott LLC | 47,597 | $726.0K | 0.00% | −468−1.0% | Reduced |
| GWM Advisors LLC | 54,578 | $832.9K | 0.00% | +2,990+5.8% | Added |
| Prevail Innovative Wealth Advisors, LLC | 57,026 | $870.2K | 0.16% | +19,733+52.9% | Added |
| Advisors Asset Management, Inc. | 58,383 | $890.9K | 0.01% | −7,065−10.8% | Reduced |
| Shulman DeMeo Asset Management LLC | 59,250 | $904.2K | 0.21% | −694−1.2% | Reduced |
| Altium Capital Management LP | 60,998 | $930.8K | 3.68% | +60,998 | New |
| Private Advisor Group, LLC | 65,298 | $996.4K | 0.00% | −3,752−5.4% | Reduced |
| Integrated Wealth Concepts LLC | 65,778 | $1.00M | 0.01% | −1,524−2.3% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 69,614 | $1.06M | 0.01% | +13,666+24.4% | Added |
| Blue Bell Private Wealth Management, LLC | 70,871 | $1.08M | 0.16% | +11,585+19.5% | Added |
| Ionic Capital Management LLC | 72,133 | $1.10M | 1.09% | −274−0.4% | Reduced |
| Advisory Advocates, LLC | 84,167 | $1.28M | 1.28% | +84,167 | New |
| Park Avenue Securities LLC | 85,101 | $1.30M | 0.01% | +257+0.3% | Added |
| Cetera Investment Advisers | 87,563 | $1.34M | 0.00% | +24,032+37.8% | Added |
| Ameriprise Financial Inc | 89,655 | $1.37M | 0.00% | −11,447−11.3% | Reduced |
| NBC Securities, Inc. | 90,166 | $1.38M | 0.10% | +4,843+5.7% | Added |
| Envestnet Asset Management Inc | 91,615 | $1.40M | 0.00% | +1,687+1.9% | Added |
| Royal Bank of Canada | 92,820 | $1.42M | 0.00% | −795−0.8% | Reduced |