Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 80
- +5 vs. Q1 2022
- Shares held
- 8.27M
- +496.5K (+6.4%) vs. Q1 2022
- Total value
- $126.5M
- −$2.74M (−2.1%) vs. Q1 2022
- New holders
- 9
- 33 more added
- Sold out
- 4
- 18 more reduced
1 institution that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| CWM, LLC | 10 | $0 | 0.00% | +10 | New |
| Geneos Wealth Management Inc. | 110 | $1.00K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 88 | $1.00K | 0.00% | 00.0% | Unchanged |
| Horan Securities, Inc. | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 250 | $4.00K | 0.00% | +250 | New |
| Ellis Investment Partners, LLC | 448 | $6.00K | 0.00% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 689 | $11.0K | 0.00% | +689 | New |
| Citigroup Inc | 761 | $12.0K | 0.00% | −1,609−67.9% | Reduced |
| SOA Wealth Advisors, LLC. | 953 | $14.0K | 0.00% | +15+1.6% | Added |
| FourThought Financial, LLC | 1,156 | $18.0K | 0.00% | 00.0% | Unchanged |
| American National Bank | 1,230 | $19.0K | 0.00% | 00.0% | Unchanged |
| Antonetti Capital Management LLC | 1,338 | $20.0K | 0.02% | 00.0% | Unchanged |
| American Portfolios Advisors | 1,944 | $29.7K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 2,000 | $31.0K | 0.00% | +2,000 | New |
| SeaCrest Wealth Management, LLC | 2,033 | $31.0K | 0.00% | +2,033 | New |
| Baldwin Brothers Inc | 2,592 | $40.0K | 0.01% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 2,800 | $42.0K | 0.03% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,938 | $44.0K | 0.00% | +50+1.7% | Added |
| Patriot Financial Group Insurance Agency, LLC | 3,481 | $53.0K | 0.01% | +32+0.9% | Added |
| Rockefeller Capital Management L.P. | 4,094 | $62.0K | 0.00% | +33+0.8% | Added |
| Money Concepts Capital Corp | 4,400 | $68.0K | 0.01% | −4,427−50.2% | Reduced |
| US Bancorp | 5,473 | $83.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 6,359 | $97.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 6,750 | $103.0K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 6,855 | $105.0K | 0.03% | 00.0% | Unchanged |
| Great Valley Advisor Group, Inc. | 10,075 | $154.0K | 0.01% | +10,075 | New |
| IFP Advisors, Inc | 8,739 | $175.0K | 0.01% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 11,763 | $183.0K | 0.00% | −46,869−79.9% | Reduced |
| Integrated Capital Management, Inc. | 12,660 | $197.0K | 0.18% | +477+3.9% | Added |
| Bank of Montreal | 12,820 | $204.0K | 0.00% | −7,049−35.5% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 13,400 | $205.0K | 0.02% | +15+0.1% | Added |
| Eudaimonia Partners, LLC | 14,083 | $215.0K | 0.04% | +25+0.2% | Added |
| Covington Capital Management | 14,554 | $222.0K | 0.01% | 00.0% | Unchanged |
| AlphaStar Capital Management, LLC | 15,292 | $234.0K | 0.02% | +2,296+17.7% | Added |
| Northern Trust Corp | 15,778 | $241.0K | 0.00% | +42+0.3% | Added |
| 9258 Wealth Management, LLC | 19,376 | $296.0K | 0.08% | −1,185−5.8% | Reduced |
| Pinnacle Associates Ltd | 19,605 | $300.0K | 0.01% | 00.0% | Unchanged |
| Keybank National Association | 20,368 | $311.0K | 0.00% | 00.0% | Unchanged |
| BFT Financial Group, LLC | 23,000 | $351.0K | 0.09% | 00.0% | Unchanged |
| Truist Financial Corp | 23,858 | $365.0K | 0.00% | −1,569−6.2% | Reduced |
| Cetera Investment Advisers | 24,176 | $369.0K | 0.01% | +12,714+110.9% | Added |
| Dynamic Advisor Solutions LLC | 26,550 | $406.0K | 0.03% | −385−1.4% | Reduced |
| Wedbush Securities Inc | 26,684 | $408.0K | 0.02% | +245+0.9% | Added |
| Janney Montgomery Scott LLC | 27,601 | $412.0K | 0.00% | +5,055+22.4% | Added |
| BDO Wealth Advisors, LLC | 29,334 | $448.0K | 0.06% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 29,537 | $452.0K | 0.01% | +19,146+184.3% | Added |
| Institute for Wealth Management, LLC. | 32,744 | $500.0K | 0.10% | −60−0.2% | Reduced |
| Stolper Co | 32,808 | $501.0K | 0.24% | +38+0.1% | Added |
| Kingsview Wealth Management, LLC | 33,749 | $516.0K | 0.02% | +900+2.7% | Added |
| Nations Financial Group Inc, | 39,625 | $605.0K | 0.08% | +1,000+2.6% | Added |
| Liberty One Investment Management, LLC | 37,714 | $642.0K | 0.11% | +3,673+10.8% | Added |
| Commonwealth Equity Services, LLC | 48,592 | $742.0K | 0.00% | −1,376−2.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 48,747 | $745.0K | 0.00% | +2,446+5.3% | Added |
| Raymond James Trust N.A. | 61,889 | $946.0K | 0.03% | +17,889+40.7% | Added |
| Shulman DeMeo Asset Management LLC | 62,562 | $956.0K | 0.32% | −504−0.8% | Reduced |
| Formidable Asset Management, LLC | 81,964 | $1.25M | 0.28% | −285−0.3% | Reduced |
| Park Avenue Securities LLC | 84,387 | $1.29M | 0.02% | −494−0.6% | Reduced |
| Envestnet Asset Management Inc | 89,439 | $1.37M | 0.00% | +1,306+1.5% | Added |
| LPL Financial LLC | 90,672 | $1.39M | 0.00% | +14,205+18.6% | Added |
| Integrated Wealth Concepts LLC | 94,942 | $1.45M | 0.05% | +94,942 | New |
| D.A. Davidson & Co. | 98,824 | $1.51M | 0.02% | +11,822+13.6% | Added |
| Private Advisor Group, LLC | 101,753 | $1.55M | 0.01% | +9,984+10.9% | Added |
| Schnieders Capital Management LLC | 115,180 | $1.76M | 0.52% | +900+0.8% | Added |
| 1607 Capital Partners, LLC | 118,023 | $1.80M | 0.12% | −131,335−52.7% | Reduced |
| Ameriprise Financial Inc | 118,759 | $1.81M | 0.00% | +18,805+18.8% | Added |
| Advisor Group Holdings, Inc. | 119,299 | $1.83M | 0.00% | +28,212+31.0% | Added |
| Royal Bank of Canada | 142,426 | $2.18M | 0.00% | +8,266+6.2% | Added |
| Stifel Financial Corp | 175,676 | $2.68M | 0.00% | −106,955−37.8% | Reduced |
| Raymond James & Associates | 211,235 | $3.23M | 0.00% | −31,540−13.0% | Reduced |
| Shaker Financial Services, LLC | 282,988 | $4.32M | 2.10% | −203,176−41.8% | Reduced |
| Advisors Asset Management, Inc. | 369,806 | $5.65M | 0.10% | +369,806 | New |
| Bank of America Corp | 382,833 | $5.85M | 0.00% | +127,263+49.8% | Added |
| Invesco Ltd. | 453,254 | $6.92M | 0.00% | −75,264−14.2% | Reduced |
| Wells Fargo & Company | 532,020 | $8.13M | 0.00% | +21,021+4.1% | Added |
| Guggenheim Capital LLC | 687,894 | $10.5M | 0.08% | −4,204−0.6% | Reduced |
| Northwestern Mutual Wealth Management Co | 689,409 | $10.5M | 0.02% | +43,374+6.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 726,185 | $11.1M | 0.02% | +41,295+6.0% | Added |
| UBS Group AG | 756,585 | $11.6M | 0.01% | +37,806+5.3% | Added |
| Morgan Stanley | 888,763 | $13.6M | 0.00% | +210,619+31.1% | Added |
| Spire Wealth Management | 0 | $0 | 0.00% | −3,597−100.0% | Sold out |
| Clearstead Advisors, LLC | 0 | $0 | 0.00% | −1,550−100.0% | Sold out |
| Future Financial Wealth Managment LLC | 0 | $0 | 0.00% | −564−100.0% | Sold out |
| O'Dell Group, LLC | 0 | $0 | 0.00% | −313−100.0% | Sold out |
| Parametric Portfolio Associates LLC | – | – | – | – | Not filed |