Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 83
- +3 vs. Q4 2022
- Shares held
- 8.62M
- +384.5K (+4.7%) vs. Q4 2022
- Total value
- $126.5M
- +$563.0K (+0.4%) vs. Q4 2022
- New holders
- 11
- 23 more added
- Sold out
- 8
- 28 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bangor Savings Bank | 1 | $15 | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 88 | $1.29K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 125 | $1.87K | 0.00% | +125 | New |
| Horan Securities, Inc. | 200 | $2.94K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 250 | $3.67K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 300 | $4.40K | 0.00% | −200−40.0% | Reduced |
| Financial Management Professionals, Inc. | 333 | $5.00K | 0.00% | +333 | New |
| Chilton Capital Management LLC | 399 | $5.86K | 0.00% | +399 | New |
| Advisory Services Network, LLC | 500 | $7.34K | 0.00% | −3,240−86.6% | Reduced |
| SOA Wealth Advisors, LLC. | 1,010 | $14.8K | 0.00% | +19+1.9% | Added |
| American National Bank | 1,046 | $15.4K | 0.00% | 00.0% | Unchanged |
| Antonetti Capital Management LLC | 1,338 | $19.6K | 0.03% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 1,615 | $23.7K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 2,000 | $28.9K | 0.00% | +2,000 | New |
| Private Trust Co NA | 2,000 | $29.4K | 0.00% | 00.0% | Unchanged |
| Baldwin Brothers Inc | 2,592 | $38.1K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 2,800 | $41.0K | 0.05% | +2,800 | New |
| GWM Advisors LLC | 2,930 | $43.0K | 0.00% | −4,473−60.4% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,111 | $45.7K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 5,473 | $80.3K | 0.00% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 6,146 | $90.2K | 0.07% | 00.0% | Unchanged |
| Fifth Third Bancorp | 6,359 | $93.3K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 6,750 | $99.1K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 6,855 | $100.6K | 0.03% | 00.0% | Unchanged |
| Liberty One Investment Management, LLC | 8,189 | $120.2K | 0.02% | −13,875−62.9% | Reduced |
| Great Valley Advisor Group, Inc. | 10,200 | $149.7K | 0.01% | 00.0% | Unchanged |
| Elequin Capital LP | 10,605 | $155.7K | 0.11% | +8,775+479.5% | Added |
| Hennion & Walsh Asset Management, Inc. | 12,613 | $185.0K | 0.01% | −143−1.1% | Reduced |
| Envestnet Asset Management Inc | 13,028 | $191.3K | 0.00% | +13,028 | New |
| Sheaff Brock Investment Advisors, LLC | 13,410 | $196.9K | 0.02% | 00.0% | Unchanged |
| Truist Financial Corp | 14,094 | $206.9K | 0.00% | −7,284−34.1% | Reduced |
| Eudaimonia Partners, LLC | 14,359 | $210.8K | 0.05% | −500−3.4% | Reduced |
| AlphaStar Capital Management, LLC | 15,292 | $224.5K | 0.02% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 16,620 | $244.0K | 0.00% | +16,620 | New |
| Money Concepts Capital Corp | 22,678 | $245.5K | 0.01% | −7,720−25.4% | Reduced |
| 9258 Wealth Management, LLC | 17,187 | $252.3K | 0.05% | −930−5.1% | Reduced |
| BDO Wealth Advisors, LLC | 18,499 | $271.6K | 0.03% | −5,902−24.2% | Reduced |
| Pinnacle Associates Ltd | 19,205 | $281.9K | 0.01% | −364−1.9% | Reduced |
| Keybank National Association | 20,000 | $293.6K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 22,218 | $326.0K | 0.00% | +17,899+414.4% | Added |
| Landscape Capital Management, L.L.C. | 22,736 | $333.8K | 0.05% | +22,736 | New |
| BFT Financial Group, LLC | 23,000 | $337.6K | 0.05% | +23,000 | New |
| Walleye Capital LLC | 23,381 | $343.2K | 0.01% | +23,381 | New |
| Wedbush Securities Inc | 25,090 | $368.0K | 0.02% | +591+2.4% | Added |
| DFPG Investments, LLC | 28,625 | $420.2K | 0.05% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 31,055 | $456.0K | 0.00% | +1,460+4.9% | Added |
| Stolper Co | 31,434 | $461.0K | 0.20% | −814−2.5% | Reduced |
| Kingsview Wealth Management, LLC | 32,266 | $473.7K | 0.02% | +109+0.3% | Added |
| Institute for Wealth Management, LLC. | 32,394 | $475.5K | 0.09% | −125−0.4% | Reduced |
| Cetera Advisor Networks LLC | 33,748 | $495.4K | 0.00% | −177−0.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 34,376 | $504.6K | 0.00% | −23,264−40.4% | Reduced |
| Raymond James Trust N.A. | 36,648 | $538.0K | 0.02% | 00.0% | Unchanged |
| National Asset Management, Inc. | 39,995 | $598.6K | 0.02% | +3,308+9.0% | Added |
| Dynamic Advisor Solutions LLC | 41,460 | $608.6K | 0.04% | +5,000+13.7% | Added |
| Nations Financial Group Inc, | 46,088 | $676.6K | 0.07% | +500+1.1% | Added |
| Commonwealth Equity Services, LLC | 53,691 | $788.0K | 0.00% | +127+0.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 58,458 | $858.0K | 0.00% | +1,042+1.8% | Added |
| Shulman DeMeo Asset Management LLC | 61,447 | $902.0K | 0.28% | −453−0.7% | Reduced |
| Atria Wealth Solutions, Inc. | 61,575 | $921.6K | 0.01% | −2,727−4.2% | Reduced |
| Baird Financial Group, Inc. | 68,379 | $1.00M | 0.00% | −6,971−9.3% | Reduced |
| Formidable Asset Management, LLC | 68,861 | $1.01M | 0.21% | −359−0.5% | Reduced |
| Cetera Investment Advisers | 72,409 | $1.06M | 0.01% | +27,662+61.8% | Added |
| Wolverine Asset Management LLC | 94,177 | $1.38M | 0.02% | +94,177 | New |
| Integrated Wealth Concepts LLC | 101,652 | $1.49M | 0.03% | −595−0.6% | Reduced |
| Private Advisor Group, LLC | 107,790 | $1.58M | 0.02% | +670+0.6% | Added |
| D.A. Davidson & Co. | 111,630 | $1.64M | 0.02% | +10,175+10.0% | Added |
| Advisor Group Holdings, Inc. | 112,451 | $1.65M | 0.00% | −4,130−3.5% | Reduced |
| Schnieders Capital Management LLC | 125,385 | $1.84M | 0.41% | −1,395−1.1% | Reduced |
| LPL Financial LLC | 150,592 | $2.21M | 0.00% | −17,484−10.4% | Reduced |
| Royal Bank of Canada | 153,230 | $2.25M | 0.00% | +1,072+0.7% | Added |
| Raymond James & Associates | 171,787 | $2.52M | 0.00% | −16,168−8.6% | Reduced |
| Ameriprise Financial Inc | 175,765 | $2.58M | 0.00% | +54,700+45.2% | Added |
| Stifel Financial Corp | 180,066 | $2.64M | 0.00% | −1,623−0.9% | Reduced |
| Shaker Financial Services, LLC | 262,625 | $3.93M | 1.72% | +168,466+178.9% | Added |
| Advisors Asset Management, Inc. | 382,385 | $5.61M | 0.11% | −4,015−1.0% | Reduced |
| Bank of America Corp | 477,991 | $7.02M | 0.00% | +27,829+6.2% | Added |
| Invesco Ltd. | 483,949 | $7.10M | 0.00% | +132,899+37.9% | Added |
| MML Investors Services, LLC | 536,124 | $7.87M | 0.06% | +19,123+3.7% | Added |
| Guggenheim Capital LLC | 542,019 | $7.96M | 0.07% | −86,886−13.8% | Reduced |
| Wells Fargo & Company | 664,571 | $9.76M | 0.00% | +35,935+5.7% | Added |
| UBS Group AG | 775,395 | $11.4M | 0.01% | +5,142+0.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 788,572 | $11.6M | 0.02% | +24,013+3.1% | Added |
| Morgan Stanley | 988,168 | $14.5M | 0.00% | −135,196−12.0% | Reduced |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −7,048−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −4,061−100.0% | Sold out |
| Accurate Wealth Management, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −793−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −335−100.0% | Sold out |
| Coppell Advisory Solutions Corp. | 0 | $0 | 0.00% | −335−100.0% | Sold out |
| Delta Asset Management LLC | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −10−100.0% | Sold out |