Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,408
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 910 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| West Paces Advisors Inc. | 257 | $70.2K | 0.02% | 00.0% | Unchanged |
| True Wealth Design, LLC | 253 | $69.0K | 0.02% | 00.0% | Unchanged |
| Quarry LP | 252 | $68.8K | 0.04% | +133+111.8% | Added |
| St. Johns Investment Management Company, LLC | 250 | $68.3K | 0.04% | −400−61.5% | Reduced |
| Center for Financial Planning, Inc. | 250 | $68.3K | 0.01% | 00.0% | Unchanged |
| Providence Capital Advisors, LLC | 250 | $68.3K | 0.02% | +5+2.0% | Added |
| Rock Creek Group, LP | 247 | $67.4K | 0.01% | −138−35.8% | Reduced |
| Park Place Capital Corp | 247 | $67.4K | 0.02% | +4+1.6% | Added |
| JNBA Financial Advisors | 246 | $67.2K | 0.01% | +27+12.3% | Added |
| Clean Yield Group | 245 | $66.8K | 0.03% | 00.0% | Unchanged |
| Macroview Investment Management LLC | 244 | $66.6K | 0.09% | +214+713.3% | Added |
| Dividend Assets Capital, LLC | 229 | $63.0K | 0.01% | 00.0% | Unchanged |
| Creative Capital Management Investments LLC | 228 | $62.2K | 0.04% | +38+20.0% | Added |
| Horrell Capital Management, Inc. | 226 | $62.0K | 0.02% | 00.0% | Unchanged |
| Natixis | 223 | $60.9K | 0.00% | +223 | New |
| Bray Capital Advisors | 222 | $60.5K | 0.02% | +1+0.5% | Added |
| Moser Wealth Advisors, LLC | 220 | $60.1K | 0.04% | 00.0% | Unchanged |
| Canton Hathaway, LLC | 217 | $59.0K | 0.02% | 00.0% | Unchanged |
| Horizons Wealth Management | 211 | $57.5K | 0.04% | 00.0% | Unchanged |
| Atlantic Private Wealth, LLC | 209 | $57.0K | 0.06% | +1+0.5% | Added |
| Oliver Lagore Vanvalin Investment Group | 206 | $56.2K | 0.02% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 204 | $55.6K | 0.01% | −221−52.0% | Reduced |
| Estabrook Capital Management | 200 | $54.6K | 0.01% | −100−33.3% | Reduced |
| Morgan Dempsey Capital Management LLC | 200 | $54.6K | 0.02% | 00.0% | Unchanged |
| Chelsea Counsel Co | 200 | $54.6K | 0.03% | 00.0% | Unchanged |
| Your Advocates Ltd., LLP | 200 | $54.6K | 0.03% | +200 | New |
| GW&K Investment Management, LLC | 194 | $53.0K | 0.00% | +13+7.2% | Added |
| America First Investment Advisors, LLC | 192 | $52.4K | 0.01% | 00.0% | Unchanged |
| New England Capital Financial Advisors LLC | 189 | $51.5K | 0.04% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 182 | $49.7K | 0.04% | 00.0% | Unchanged |
| WFA Asset Management Corp | 172 | $47.0K | 0.03% | +10+6.2% | Added |
| Compass Wealth Management LLC | 165 | $45.0K | 0.01% | 00.0% | Unchanged |
| HBC Financial Services, PLLC | 167 | $45.0K | 0.03% | +1+0.6% | Added |
| Capital Advisors, Ltd. LLC | 166 | $45.0K | 0.01% | 00.0% | Unchanged |
| Global Wealth Strategies & Associates | 164 | $44.8K | 0.02% | +67+69.1% | Added |
| HWG Holdings LP | 162 | $44.2K | 0.02% | 00.0% | Unchanged |
| VitalStone Financial, LLC | 182 | $44.0K | 0.04% | 00.0% | Unchanged |
| Milestone Investment Advisors LLC | 160 | $43.7K | 0.01% | +160 | New |
| Mascoma Wealth Management LLC | 155 | $42.3K | 0.01% | 00.0% | Unchanged |
| Lee Financial Co | 155 | $42.3K | 0.01% | 00.0% | Unchanged |
| Rational Advisors LLC | 155 | $42.3K | 0.00% | +155 | New |
| Private Ocean, LLC | 154 | $42.0K | 0.01% | −518−77.1% | Reduced |
| Vestor Capital, LLC | 154 | $42.0K | 0.00% | +154 | New |
| Abound Wealth Management | 151 | $41.4K | 0.02% | −17−10.1% | Reduced |
| Hoese & Co LLP | 150 | $41.0K | 0.04% | 00.0% | Unchanged |
| First Pacific Financial | 149 | $40.7K | 0.02% | 00.0% | Unchanged |
| Authentikos Wealth Advisory, LLC | 149 | $40.7K | 0.04% | +149 | New |
| IMA Wealth, Inc. | 145 | $39.6K | 0.01% | 00.0% | Unchanged |
| West Financial Advisors, LLC | 139 | $37.9K | 0.01% | +36+35.0% | Added |
| Moisand Fitzgerald Tamayo, LLC | 136 | $37.1K | 0.01% | 00.0% | Unchanged |
| Syntax Research, Inc. | 135 | $36.9K | 0.03% | +135 | New |
| Mark Sheptoff Financial Planning, LLC | 132 | $36.0K | 0.02% | 00.0% | Unchanged |
| Centennial Bank | 131 | $35.8K | 0.02% | 00.0% | Unchanged |
| CGC Financial Services, LLC | 126 | $34.4K | 0.02% | 00.0% | Unchanged |
| Bellevue Asset Management, LLC | 124 | $34.1K | 0.02% | 00.0% | Unchanged |
| Riggs Asset Managment Co. Inc. | 122 | $33.3K | 0.01% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 121 | $33.0K | 0.01% | −179−59.7% | Reduced |
| Kayne Anderson Rudnick Investment Management LLC | 120 | $32.8K | 0.00% | 00.0% | Unchanged |
| Iron Horse Wealth Management, LLC | 116 | $31.7K | 0.02% | 00.0% | Unchanged |
| Antonetti Capital Management LLC | 116 | $31.7K | 0.05% | +1+0.9% | Added |
| Resurgent Financial Advisors LLC | 111 | $30.3K | 0.02% | −12−9.8% | Reduced |
| Cedar Mountain Advisors, LLC | 110 | $30.1K | 0.01% | 00.0% | Unchanged |
| ZRC Wealth Management, LLC | 102 | $27.7K | 0.02% | 00.0% | Unchanged |
| Northwest Capital Management Inc | 101 | $27.7K | 0.01% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 100 | $27.3K | 0.00% | 00.0% | Unchanged |
| Twin Lakes Capital Management, LLC | 100 | $27.3K | 0.02% | 00.0% | Unchanged |
| DB Fitzpatrick & Co, Inc | 88 | $24.0K | 0.03% | 00.0% | Unchanged |
| Kelly Lawrence W & Associates Inc | 79 | $21.6K | 0.01% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 76 | $20.7K | 0.01% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 74 | $20.2K | 0.01% | 00.0% | Unchanged |
| Belmont Capital, LLC | 70 | $19.1K | 0.01% | 00.0% | Unchanged |
| Credential Qtrade Securities Inc. | 67 | $18.3K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 65 | $18.0K | 0.01% | −100−60.6% | Reduced |
| Manitou Investment Management Ltd. | 65 | $17.7K | 0.00% | +65 | New |
| MUFG Securities EMEA plc | 64 | $17.5K | 0.00% | −71−52.6% | Reduced |
| Grayhawk Investment Strategies Inc. | 61 | $16.7K | 0.01% | 00.0% | Unchanged |
| Raffa Wealth Management, LLC | 59 | $16.1K | 0.01% | 00.0% | Unchanged |
| RVW Wealth, LLC | 53 | $14.5K | 0.00% | +53 | New |
| Horizon Bancorp Inc | 53 | $14.0K | 0.01% | −40−43.0% | Reduced |
| West Tower Group, LLC | 51 | $13.9K | 0.01% | −136−72.7% | Reduced |
| IAG Wealth Partners, LLC | 50 | $13.7K | 0.00% | 00.0% | Unchanged |
| TD Capital Management LLC | 41 | $11.3K | 0.00% | 00.0% | Unchanged |
| Albion Financial Group | 41 | $11.2K | 0.00% | +18+78.3% | Added |
| Kelly Financial Services LLC | 39 | $10.6K | 0.00% | 00.0% | Unchanged |
| Fortis Group Advisors, LLC | 37 | $10.1K | 0.00% | +37 | New |
| TFC Financial Management | 35 | $9.59K | 0.00% | 00.0% | Unchanged |
| Lam Group, Inc. | 30 | $8.19K | 0.01% | 00.0% | Unchanged |
| New Millennium Group LLC | 29 | $8.00K | 0.01% | 00.0% | Unchanged |
| Atlas Capital Advisors LLC | 29 | $7.92K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 29 | $7.92K | 0.00% | 00.0% | Unchanged |
| Chesapeake Asset Management LLC | 28 | $7.64K | 0.01% | +28 | New |
| Winch Advisory Services, LLC | 25 | $7.00K | 0.00% | 00.0% | Unchanged |
| DecisionPoint Financial, LLC | 25 | $6.83K | 0.00% | 00.0% | Unchanged |
| NewSquare Capital LLC | 25 | $6.83K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 17 | $4.64K | 0.00% | +5+41.7% | Added |
| PayPay Securities Corp | 14 | $3.82K | 0.18% | 00.0% | Unchanged |
| JDM Financial Group LLC | 14 | $3.82K | 0.00% | 00.0% | Unchanged |
| Blume Capital Management, Inc. | 13 | $3.55K | 0.00% | 00.0% | Unchanged |
| Red Tortoise LLC | 11 | $3.00K | 0.00% | 00.0% | Unchanged |
| Semmax Financial Advisors Inc. | 12 | $2.82K | 0.00% | +12 | New |