Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,408
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 910 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Investment Research & Advisory Group, Inc. | 10 | $2.73K | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 8 | $2.19K | 0.00% | 00.0% | Unchanged |
| Proffitt & Goodson Inc | 6 | $1.50K | 0.00% | 00.0% | Unchanged |
| Tfo-TDC, LLC | 5 | $1.23K | 0.00% | 00.0% | Unchanged |
| Sanctuary Wealth Management, L.L.C. | 4 | $1.09K | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 3 | $819 | 0.00% | −206−98.6% | Reduced |
| Sofos Investments, Inc. | 703 | – | – | +420+148.4% | Added |
| Quilter Plc | 44,526 | – | – | −935−2.1% | Reduced |
| TD Ameritrade Investment Management, LLC | 0 | $0 | 0.00% | −899−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −108,977−100.0% | Sold out |
| Fullerton Fund Management Co Ltd. | 0 | $0 | 0.00% | −54,995−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −43,224−100.0% | Sold out |
| Andra AP-fonden | 0 | $0 | 0.00% | −39,800−100.0% | Sold out |
| Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD | 0 | $0 | 0.00% | −39,368−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −26,254−100.0% | Sold out |
| Grantham, Mayo, Van Otterloo & Co. LLC | 0 | $0 | 0.00% | −26,189−100.0% | Sold out |
| Veritable, L.P. | 0 | $0 | 0.00% | −25,354−100.0% | Sold out |
| Kiwi Wealth Investments Limited Partnership | 0 | $0 | 0.00% | −22,454−100.0% | Sold out |
| Teza Capital Management LLC | 0 | $0 | 0.00% | −18,418−100.0% | Sold out |
| Bridgewater Associates, LP | 0 | $0 | 0.00% | −15,761−100.0% | Sold out |
| Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD | 0 | $0 | 0.00% | −13,932−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −12,500−100.0% | Sold out |
| Financial Sense Advisors, Inc. | 0 | $0 | 0.00% | −11,381−100.0% | Sold out |
| Commonwealth Retirement Investments LLC | 0 | $0 | 0.00% | −11,259−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −10,758−100.0% | Sold out |
| FIL Ltd | 0 | $0 | 0.00% | −9,215−100.0% | Sold out |
| Emfo, LLC | 0 | $0 | 0.00% | −8,893−100.0% | Sold out |
| Kempner Capital Management Inc. | 0 | $0 | 0.00% | −7,842−100.0% | Sold out |
| Quantamental Technologies LLC | 0 | $0 | 0.00% | −6,300−100.0% | Sold out |
| HBK Investments L P | 0 | $0 | 0.00% | −6,222−100.0% | Sold out |
| Harvest Volatility Management LLC | 0 | $0 | 0.00% | −5,495−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −5,360−100.0% | Sold out |
| Tempus Wealth Planning, LLC | 0 | $0 | 0.00% | −5,300−100.0% | Sold out |
| K.J. Harrison & Partners Inc | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Solidarilty Wealth, LLC | 0 | $0 | 0.00% | −4,774−100.0% | Sold out |
| Duality Advisers, LP | 0 | $0 | 0.00% | −4,447−100.0% | Sold out |
| Maverick Capital LtdSuperinvestorMaverick Capital | 0 | $0 | 0.00% | −4,148−100.0% | Sold out |
| Sciencast Management LP | 0 | $0 | 0.00% | −4,012−100.0% | Sold out |
| Vident Investment Advisory, LLC | 0 | $0 | 0.00% | −3,680−100.0% | Sold out |
| Maven Securities LTD | 0 | $0 | 0.00% | −3,609−100.0% | Sold out |
| Machina Capital S.A.S. | 0 | $0 | 0.00% | −3,509−100.0% | Sold out |
| AM Squared Ltd | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −2,602−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −2,304−100.0% | Sold out |
| CTC LLC | 0 | $0 | 0.00% | −2,180−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| FAI Wealth Management | 0 | $0 | 0.00% | −1,910−100.0% | Sold out |
| Qsemble Capital Management, LP | 0 | $0 | 0.00% | −1,750−100.0% | Sold out |
| Contravisory Investment Management, Inc. | 0 | $0 | 0.00% | −1,700−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −1,631−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −1,603−100.0% | Sold out |
| Navellier & Associates Inc | 0 | $0 | 0.00% | −1,600−100.0% | Sold out |
| Davis Investment Partners, LLC | 0 | $0 | 0.00% | −1,421−100.0% | Sold out |
| Braun-Bostich & Associates Inc. | 0 | $0 | 0.00% | −1,498−100.0% | Sold out |
| Brookfield Asset Management Inc. | 0 | $0 | 0.00% | −1,451−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −1,451−100.0% | Sold out |
| GFG Capital, LLC | 0 | $0 | 0.00% | −1,428−100.0% | Sold out |
| GraniteShares Advisors LLC | 0 | $0 | 0.00% | −1,422−100.0% | Sold out |
| TFB Advisors LLC | 0 | $0 | 0.00% | −1,357−100.0% | Sold out |
| Laidlaw Wealth Management LLC | 0 | $0 | 0.00% | −1,322−100.0% | Sold out |
| M Holdings Securities, Inc. | 0 | $0 | 0.00% | −1,279−100.0% | Sold out |
| DuPont Capital Management Corp | 0 | $0 | 0.00% | −1,270−100.0% | Sold out |
| Crewe Advisors LLC | 0 | $0 | 0.00% | −1,256−100.0% | Sold out |
| Cordatus Wealth Management LLC | 0 | $0 | 0.00% | −1,235−100.0% | Sold out |
| Corton Capital Inc. | 0 | $0 | 0.00% | −1,228−100.0% | Sold out |
| Meridian Financial Partners LLC | 0 | $0 | 0.00% | −1,106−100.0% | Sold out |
| Charles Schwab Investment Advisory, Inc. | 0 | $0 | 0.00% | −1,170−100.0% | Sold out |
| CM Wealth Advisors LLC | 0 | $0 | 0.00% | −1,086−100.0% | Sold out |
| Stelac Advisory Services LLC | 0 | $0 | 0.00% | −1,154−100.0% | Sold out |
| Mizuho Securities Co. Ltd. | 0 | $0 | 0.00% | −1,100−100.0% | Sold out |
| Gyroscope Capital Management Group, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Deuterium Capital Management, LLC | 0 | $0 | 0.00% | −932−100.0% | Sold out |
| Balboa Wealth Partners | 0 | $0 | 0.00% | −901−100.0% | Sold out |
| ERTS Wealth Advisors, LLC | 0 | $0 | 0.00% | −885−100.0% | Sold out |
| AlphaQ Advisors LLC | 0 | $0 | 0.00% | −867−100.0% | Sold out |
| Cook Wealth Management Group LLC | 0 | $0 | 0.00% | −809−100.0% | Sold out |
| NEIRG Wealth Management, LLC | 0 | $0 | 0.00% | −833−100.0% | Sold out |
| First National Bank of Omaha | 0 | $0 | 0.00% | −826−100.0% | Sold out |
| MRP Capital Investments, LLC | 0 | $0 | 0.00% | −510−100.0% | Sold out |
| O'Dell Group, LLC | 0 | $0 | 0.00% | −315−100.0% | Sold out |
| Fiduciary Alliance LLC | 0 | $0 | 0.00% | −272−100.0% | Sold out |
| SkyView Investment Advisors, LLC | 0 | $0 | 0.00% | −151−100.0% | Sold out |
| Arlington Partners LLC | 0 | $0 | 0.00% | −133−100.0% | Sold out |
| Horan Securities, Inc. | 0 | $0 | 0.00% | −110−100.0% | Sold out |
| Ridgewood Investments LLC | 0 | $0 | 0.00% | −99−100.0% | Sold out |
| Gilder Gagnon Howe & Co LLC | 0 | $0 | 0.00% | −30−100.0% | Sold out |
| 25 LLC | 0 | $0 | 0.00% | −4−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −3−100.0% | Sold out |
| Pictet Asset Management SA | – | – | – | – | Not filed |
| Tiaa, FSB | – | – | – | – | Not filed |
| EA Series Trust | – | – | – | – | Not filed |
| Kames Capital plc | – | – | – | – | Not filed |
| 44 Wealth Management LLC | – | – | – | – | Not filed |
| McMillion Capital Management Inc | – | – | – | – | Not filed |
| Kistler-Tiffany Companies, LLC | – | – | – | – | Not filed |
| Thomas White International Ltd | – | – | – | – | Not filed |
| Vigilant Capital Management, LLC | – | – | – | – | Not filed |
| Financial Architects, Inc | – | – | – | – | Not filed |
| US Asset Management LLC | – | – | – | – | Not filed |
| Clarus Wealth Advisors | – | – | – | – | Not filed |