Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,408
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 910 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kingfisher Capital LLC | 756 | $206.0K | 0.06% | +756 | New |
| Barton Investment Management | 753 | $205.6K | 0.03% | +753 | New |
| Paces Ferry Wealth Advisors, LLC | 753 | $205.5K | 0.16% | +753 | New |
| Quintet Private Bank (Europe) S.A. | 752 | $205.3K | 0.01% | −735−49.4% | Reduced |
| Verum Partners LLC | 752 | $205.2K | 0.09% | +752 | New |
| Sageworth Trust Co | 750 | $204.8K | 0.02% | +750 | New |
| Heritage Financial Services, LLC | 750 | $204.8K | 0.04% | +750 | New |
| Millennium Capital Advisors, LLC | 750 | $204.8K | 0.17% | +750 | New |
| Hurlow Wealth Management Group, Inc. | 749 | $204.5K | 0.09% | +749 | New |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 748 | $204.2K | 0.01% | −134−15.2% | Reduced |
| Total Wealth Planning, LLC | 748 | $204.2K | 0.04% | +748 | New |
| Hall Capital Management Co Inc | 745 | $203.4K | 0.13% | +745 | New |
| Steward Financial Group LLC | 741 | $202.0K | 0.06% | 00.0% | Unchanged |
| Sterling Investment Counsel, LLC | 734 | $200.3K | 0.11% | +734 | New |
| Madison Wealth Partners, Inc | 733 | $200.1K | 0.10% | +733 | New |
| Ulland Investment Advisors, LLC | 715 | $195.0K | 0.21% | 00.0% | Unchanged |
| Annis Gardner Whiting Capital Advisors, LLC | 708 | $193.2K | 0.10% | +708 | New |
| Global Financial Private Client, LLC | 701 | $190.5K | 0.10% | 00.0% | Unchanged |
| Intrepid Capital Management Inc | 697 | $190.3K | 0.13% | −99−12.4% | Reduced |
| Venturi Wealth Management, LLC | 692 | $189.1K | 0.01% | +119+20.8% | Added |
| Hills Bank & Trust Co | 691 | $188.6K | 0.02% | 00.0% | Unchanged |
| Hillsdale Investment Management Inc. | 690 | $188.4K | 0.02% | +360+109.1% | Added |
| Piscataqua Savings Bank | 686 | $187.3K | 0.16% | 00.0% | Unchanged |
| Granite FO LLC | 685 | $187.0K | 0.13% | +85+14.2% | Added |
| Pacific Center for Financial Services | 670 | $182.8K | 0.06% | +3+0.4% | Added |
| Walleye Trading LLC | 662 | $180.7K | 0.00% | +662 | New |
| Glass Jacobson Investment Advisors llc | 653 | $178.3K | 0.08% | 00.0% | Unchanged |
| Impact Partnership Wealth, LLC | 638 | $174.2K | 0.05% | +337+112.0% | Added |
| Bessemer Securities LLC | 639 | $174.0K | 0.24% | −2,069−76.4% | Reduced |
| Godsey & Gibb Associates | 629 | $171.6K | 0.02% | −85−11.9% | Reduced |
| Pathway Financial Advisers, LLC | 619 | $169.5K | 0.07% | +619 | New |
| Banco de Sabadell, S.A | 616 | $169.0K | 0.15% | +368+148.4% | Added |
| Livforsakringsbolaget Skandia, Omsesidigt | 613 | $167.3K | 0.02% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 613 | $167.0K | 0.03% | +188+44.2% | Added |
| Nalls Sherbakoff Group, LLC | 601 | $164.1K | 0.16% | +100+20.0% | Added |
| Capital Analysts, LLC | 596 | $163.0K | 0.01% | +46+8.4% | Added |
| Castleview Partners, LLC | 588 | $160.5K | 0.15% | −1−0.2% | Reduced |
| TSFG, LLC | 568 | $155.0K | 0.06% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 679 | $154.8K | 0.04% | +261+62.4% | Added |
| Beaird Harris Wealth Management, LLC | 554 | $151.2K | 0.02% | +54+10.8% | Added |
| Psagot Value Holdings Ltd. / (Israel) | 550 | $151.0K | 0.08% | +320+139.1% | Added |
| Stephens Consulting, LLC | 551 | $150.4K | 0.06% | 00.0% | Unchanged |
| PrairieView Partners, LLC | 548 | $149.0K | 0.02% | −2,423−81.6% | Reduced |
| Cape Investment Advisory, Inc. | 546 | $149.0K | 0.08% | +1+0.2% | Added |
| Pin Oak Investment Advisors Inc | 539 | $147.0K | 0.17% | +1+0.2% | Added |
| First Personal Financial Services | 533 | $145.5K | 0.04% | 00.0% | Unchanged |
| Strengthening Families & Communities, LLC | 503 | $137.0K | 0.06% | −246−32.8% | Reduced |
| Dakota Community Bank & Trust NA | 499 | $136.2K | 0.87% | −6−1.2% | Reduced |
| Johnson Midwest Financial, LLC | 490 | $133.8K | 0.30% | +2+0.4% | Added |
| SRS Capital Advisors, Inc. | 488 | $133.1K | 0.02% | +22+4.7% | Added |
| Covestor Ltd | 487 | $133.0K | 0.10% | +19+4.1% | Added |
| Riverview Trust Co | 485 | $132.4K | 0.12% | 00.0% | Unchanged |
| BOK Financial Private Wealth, Inc. | 468 | $127.8K | 0.01% | 00.0% | Unchanged |
| C M Bidwell & Associates Ltd | 465 | $126.9K | 0.10% | 00.0% | Unchanged |
| Financial Freedom, LLC | 464 | $126.8K | 0.09% | +1+0.2% | Added |
| West Branch Capital LLC | 460 | $125.6K | 0.07% | −150−24.6% | Reduced |
| AllSquare Wealth Management LLC | 448 | $122.3K | 0.08% | 00.0% | Unchanged |
| DB Wealth Management Group, LLC | 435 | $118.8K | 0.07% | −71−14.0% | Reduced |
| Briaud Financial Planning, Inc | 433 | $118.0K | 0.10% | +433 | New |
| Rowland & Co Investment Counsel | 431 | $117.7K | 0.03% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 431 | $117.6K | 0.04% | −399−48.1% | Reduced |
| Bank of New Hampshire | 428 | $116.8K | 0.04% | 00.0% | Unchanged |
| Front Row Advisors LLC | 423 | $115.5K | 0.05% | −7−1.6% | Reduced |
| Silicon Valley Capital Partners | 422 | $115.2K | 0.02% | +82+24.1% | Added |
| Nordwand Advisors, LLC | 420 | $114.7K | 0.02% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 420 | $114.7K | 0.04% | +2+0.5% | Added |
| General Partner, Inc. | 418 | $114.1K | 0.10% | 00.0% | Unchanged |
| Fairfield Financial Advisors, LTD | 409 | $111.7K | 0.05% | +409 | New |
| Duncker Streett & Co Inc | 399 | $109.0K | 0.03% | +1+0.3% | Added |
| KB Financial Partners, LLC | 394 | $108.0K | 0.03% | +261+196.2% | Added |
| Cherry Tree Wealth Management, LLC | 395 | $107.8K | 0.03% | 00.0% | Unchanged |
| Trust Co | 391 | $106.7K | 0.02% | −489−55.6% | Reduced |
| Delos Wealth Advisors, LLC | 376 | $105.7K | 0.13% | 00.0% | Unchanged |
| Motco | 382 | $104.3K | 0.01% | 00.0% | Unchanged |
| Independence Bank of Kentucky | 362 | $98.8K | 0.04% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 357 | $97.5K | 0.02% | −1−0.3% | Reduced |
| Atticus Wealth Management, LLC | 356 | $97.2K | 0.04% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 352 | $96.0K | 0.08% | 00.0% | Unchanged |
| Farmers & Merchants Trust Co of Chambersburg PA | 350 | $96.0K | 0.06% | 00.0% | Unchanged |
| Centerpoint Advisors, LLC | 340 | $93.0K | 0.04% | 00.0% | Unchanged |
| Headlands Technologies LLC | 327 | $89.3K | 0.04% | +327 | New |
| Column Capital Advisors, LLC | 320 | $87.4K | 0.01% | −6−1.8% | Reduced |
| Ruedi Wealth Management, Inc. | 319 | $87.1K | 0.05% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 358 | $85.8K | 0.03% | +110+44.4% | Added |
| Tacita Capital Inc | 310 | $84.6K | 0.07% | 00.0% | Unchanged |
| Coston, McIsaac & Partners | 307 | $84.0K | 0.03% | +213+226.6% | Added |
| Cornerstone Planning Group LLC | 307 | $83.8K | 0.03% | −7−2.2% | Reduced |
| McClarren Financial Advisors, Inc. | 304 | $82.0K | 0.07% | 00.0% | Unchanged |
| Cassady Schiller Wealth Management, LLC | 300 | $81.9K | 0.05% | −50−14.3% | Reduced |
| JJJ Advisors Inc. | 290 | $79.2K | 0.02% | +15+5.5% | Added |
| Morton Brown Family Wealth, LLC | 290 | $79.2K | 0.04% | +290 | New |
| Earnest Partners LLC | 286 | $78.1K | 0.00% | 00.0% | Unchanged |
| Financial Synergies Wealth Advisors, Inc. | 284 | $77.5K | 0.01% | +101+55.2% | Added |
| Barrett & Company, Inc. | 282 | $77.1K | 0.05% | 00.0% | Unchanged |
| Avion Wealth | 281 | $76.0K | 0.02% | +13+4.9% | Added |
| Hibernia Wealth Partners, LLC | 272 | $74.2K | 0.06% | +272 | New |
| Virtus Investment Advisers, Inc. | 269 | $73.4K | 0.05% | −31−10.3% | Reduced |
| GoalVest Advisory LLC | 263 | $71.8K | 0.04% | +12+4.8% | Added |
| Founders Capital Management | 262 | $71.7K | 0.05% | +137+109.6% | Added |
| Bay Harbor Wealth Management, LLC | 262 | $71.5K | 0.03% | +262 | New |