Nuveen Dow 30sm Dynamic Overwrite Fund
DIAX2026/3/30 下市- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund 已在 2026/3/30 下市；內部人最後一份 Form 4 在 2021/11/30 申報；2025 年第 4 季末有 122 家機構在 13F 申報持有，市值合計 $1.90 億；沒有大師持有。
2025 年第 4 季 13F 持有人
Nuveen Dow 30sm Dynamic Overwrite Fund 在 2025/12/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 122
- 較 2025 年第 3 季 +14 家
- 持有股數
- 1,244 萬
- 較 2025 年第 3 季 +50.1 萬 (+4.2%)
- 總市值
- $1.90 億
- 較 2025 年第 3 季 +$1,203 萬 (+6.8%)
- 新進機構
- 21
- 另有 36 家加碼
- 清倉機構
- 7
- 另有 43 家減碼
另有 1 家機構在 2025 年第 3 季持有、還沒有申報 2025 年第 4 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 DIAX 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 3 | $1,065 萬 |
| 2025 年第 4 季 | 122 | $1.90 億 |
| 2025 年第 3 季 | 109 | $1.78 億 |
| 2025 年第 2 季 | 104 | $1.70 億 |
| 2025 年第 1 季 | 101 | $1.64 億 |
| 2024 年第 4 季 | 90 | $1.75 億 |
| 2024 年第 3 季 | 86 | $1.70 億 |
| 2024 年第 2 季 | 86 | $1.59 億 |
| 2024 年第 1 季 | 82 | $1.65 億 |
| 2023 年第 4 季 | 82 | $1.51 億 |
| 2023 年第 3 季 | 81 | $1.38 億 |
| 2023 年第 2 季 | 82 | $1.31 億 |
| 2023 年第 1 季 | 83 | $1.26 億 |
| 2022 年第 4 季 | 80 | $1.26 億 |
| 2022 年第 3 季 | 73 | $1.10 億 |
| 2022 年第 2 季 | 80 | $1.26 億 |
| 2022 年第 1 季 | 76 | $1.30 億 |
| 2021 年第 4 季 | 77 | $1.39 億 |
| 2021 年第 3 季 | 79 | $1.39 億 |
| 2021 年第 2 季 | 89 | $1.50 億 |
| 2021 年第 1 季 | 94 | $1.44 億 |
2025 年第 4 季持有機構
每家機構持有 Nuveen Dow 30sm Dynamic Overwrite Fund 的股數、市值與佔組合比重；股數變化跟 2025 年第 3 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| SageView Advisory Group, LLC | 4 | $62 | 0.00% | +4 | 新進 |
| GAMMA Investing LLC | 35 | $534 | 0.00% | 00.0% | 不變 |
| Flagship Harbor Advisors, LLC | 60 | $916 | 0.00% | +60 | 新進 |
| N.E.W. Advisory Services LLC | 80 | $1,214 | 0.00% | +2+2.6% | 加碼 |
| Fifth Third Bancorp | 172 | $2,625 | 0.00% | +172 | 新進 |
| Jones Financial Companies LLLP | 180 | $2,747 | 0.00% | +180 | 新進 |
| MAI Capital Management | 200 | $3,052 | 0.00% | 00.0% | 不變 |
| Fourth Dimension Wealth, LLC | 277 | $4,227 | 0.00% | 00.0% | 不變 |
| GoalVest Advisory LLC | 339 | $5,173 | 0.00% | 00.0% | 不變 |
| JPMorgan Chase & Co | 403 | $6,150 | 0.00% | 00.0% | 不變 |
| GPS Wealth Strategies Group, LLC | 561 | $8,558 | 0.01% | +11+2.0% | 加碼 |
| SRS Capital Advisors, Inc. | 600 | $9,156 | 0.00% | +600 | 新進 |
| Smallwood Wealth Investment Management, LLC | 693 | $1.06 萬 | 0.01% | +21+3.1% | 加碼 |
| The PNC Financial Services Group, Inc. | 750 | $1.14 萬 | 0.00% | 00.0% | 不變 |
| Steward Partners Investment Advisory, LLC | 800 | $1.22 萬 | 0.00% | −1,000−55.6% | 減碼 |
| IFC & Insurance Marketing, Inc. | 864 | $1.30 萬 | 0.01% | +864 | 新進 |
| Kilter Group LLC | 917 | $1.40 萬 | 0.01% | +35+4.0% | 加碼 |
| Assetmark, Inc | 944 | $1.44 萬 | 0.00% | +944 | 新進 |
| WPG Advisers, LLC | 993 | $1.52 萬 | 0.01% | −24−2.4% | 減碼 |
| Costello Asset Management, INC | 1,169 | $1.78 萬 | 0.01% | +43+3.8% | 加碼 |
| Global Wealth Strategies & Associates | 1,245 | $1.90 萬 | 0.00% | +1,245 | 新進 |
| SOA Wealth Advisors, LLC. | 1,283 | $1.96 萬 | 0.00% | +50+4.1% | 加碼 |
| Central Trust Co | 2,000 | $3.05 萬 | 0.00% | 00.0% | 不變 |
| Sunbelt Securities, Inc. | 2,000 | $3.05 萬 | 0.00% | 00.0% | 不變 |
| United Community Bank | 2,550 | $3.89 萬 | 0.01% | 00.0% | 不變 |
| Marshall & Sterling Wealth Advisors Inc. | 2,837 | $4.33 萬 | 0.03% | 00.0% | 不變 |
| Private Trust Co NA | 3,200 | $4.88 萬 | 0.00% | −2,000−38.5% | 減碼 |
| Farther Finance Advisors, LLC | 3,278 | $5.00 萬 | 0.00% | 00.0% | 不變 |
| TD Private Client Wealth LLC | 3,540 | $5.40 萬 | 0.00% | 00.0% | 不變 |
| Pinnacle Wealth Planning Services, Inc. | 3,584 | $5.47 萬 | 0.01% | +3,584 | 新進 |
| Comerica Bank | 4,387 | $6.69 萬 | 0.00% | −4−0.1% | 減碼 |
| Eastern Bank | 5,038 | $7.69 萬 | 0.00% | 00.0% | 不變 |
| Larson Financial Group LLC | 6,000 | $9.16 萬 | 0.00% | 00.0% | 不變 |
| Ronald Blue Trust, Inc. | 7,000 | $10.7 萬 | 0.00% | +7,000 | 新進 |
| PFS Partners, LLC | 7,863 | $12.0 萬 | 0.06% | +306+4.0% | 加碼 |
| Wealth Preservation Advisors, LLC | 8,190 | $12.5 萬 | 0.06% | 00.0% | 不變 |
| Global Retirement Partners, LLC | 8,202 | $12.5 萬 | 0.00% | +8,202 | 新進 |
| Harbour Investments, Inc. | 8,310 | $12.7 萬 | 0.00% | +8,310 | 新進 |
| Pensionmark Financial Group, LLC | 10,500 | $16.0 萬 | 0.00% | 00.0% | 不變 |
| Vista Investment Partners II, LLC | 10,800 | $16.5 萬 | 0.07% | 00.0% | 不變 |
| Baird Financial Group, Inc. | 10,930 | $16.7 萬 | 0.00% | +10,930 | 新進 |
| Merit Financial Group, LLC | 11,582 | $17.7 萬 | 0.00% | −194−1.6% | 減碼 |
| Warren Averett Asset Management, LLC | 11,613 | $17.7 萬 | 0.00% | −1,865−13.8% | 減碼 |
| PKS Advisory Services, LLC | 11,894 | $18.2 萬 | 0.04% | +36+0.3% | 加碼 |
| TrueMark Investments, LLC | 12,137 | $18.5 萬 | 0.04% | +12,137 | 新進 |
| Kestra Advisory Services, LLC | 12,465 | $19.0 萬 | 0.00% | +147+1.2% | 加碼 |
| Accredited Investor Services, LLC | 13,132 | $20.0 萬 | 0.13% | −1,222−8.5% | 減碼 |
| Allworth Financial LP | 13,432 | $20.5 萬 | 0.00% | 00.0% | 不變 |
| Mariner, LLC | 13,603 | $20.8 萬 | 0.00% | −2,601−16.1% | 減碼 |
| Kingsview Wealth Management, LLC | 13,734 | $21.0 萬 | 0.00% | −450−3.2% | 減碼 |
| Uhlmann Price Securities, LLC | 14,336 | $21.9 萬 | 0.13% | +555+4.0% | 加碼 |
| Kapstone Financial Advisors LLC | 14,535 | $22.2 萬 | 0.11% | +470+3.3% | 加碼 |
| HighTower Advisors, LLC | 15,053 | $23.0 萬 | 0.00% | −836−5.3% | 減碼 |
| Northwestern Mutual Wealth Management Co | 15,080 | $23.0 萬 | 0.00% | +775+5.4% | 加碼 |
| Pinnacle Associates Ltd | 15,516 | $23.7 萬 | 0.00% | +500+3.3% | 加碼 |
| Rockefeller Capital Management L.P. | 15,556 | $23.7 萬 | 0.00% | +66+0.4% | 加碼 |
| Quarry LP | 15,894 | $24.3 萬 | 0.04% | +15,894 | 新進 |
| National Asset Management, Inc. | 15,961 | $24.4 萬 | 0.01% | −32−0.2% | 減碼 |
| Morey & Quinn Wealth Partners, LLC | 16,676 | $25.4 萬 | 0.18% | 00.0% | 不變 |
| Summit Financial, LLC | 17,215 | $26.3 萬 | 0.00% | −3,193−15.6% | 減碼 |
| Integrated Capital Management, Inc. | 18,177 | $27.7 萬 | 0.18% | +1,605+9.7% | 加碼 |
| Lido Advisors, LLC | 18,825 | $28.6 萬 | 0.00% | 00.0% | 不變 |
| Quantedge Capital Pte Ltd | 18,800 | $28.7 萬 | 0.14% | +100+0.5% | 加碼 |
| Yakira Capital Management, Inc. | 22,654 | $34.6 萬 | 0.12% | +22,654 | 新進 |
| Sagespring Wealth Partners, LLC | 22,923 | $35.0 萬 | 0.01% | +598+2.7% | 加碼 |
| Leo Wealth, LLC | 23,000 | $35.1 萬 | 0.03% | 00.0% | 不變 |
| Diversify Advisory Services, LLC | 24,566 | $38.0 萬 | 0.01% | −1,675−6.4% | 減碼 |
| Wedbush Securities Inc | 25,255 | $38.5 萬 | 0.01% | −337−1.3% | 減碼 |
| Calamos Advisors LLC | 25,709 | $39.2 萬 | 0.00% | +6,255+32.2% | 加碼 |
| Institute for Wealth Management, LLC. | 28,143 | $42.9 萬 | 0.05% | −172−0.6% | 減碼 |
| Nations Financial Group Inc, | 30,249 | $46.2 萬 | 0.02% | 00.0% | 不變 |
| Cambridge Investment Research Advisors, Inc. | 31,540 | $48.1 萬 | 0.00% | −1,486−4.5% | 減碼 |
| Schnieders Capital Management, LLC. | 31,850 | $48.6 萬 | 0.08% | −100−0.3% | 減碼 |
| Closed-End Fund Advisors, Inc. | 34,829 | $53.1 萬 | 0.31% | +34,829 | 新進 |
| Commonwealth Equity Services, LLC | 34,894 | $53.2 萬 | 0.00% | −4,352−11.1% | 減碼 |
| Stifel Financial Corp | 35,361 | $54.0 萬 | 0.00% | −11,741−24.9% | 減碼 |
| Formidable Asset Management, LLC | 37,371 | $55.6 萬 | 0.08% | −3,932−9.5% | 減碼 |
| Stolper Co | 36,490 | $55.7 萬 | 0.16% | +1,038+2.9% | 加碼 |
| RSM US Wealth Management LLC | 36,354 | $56.5 萬 | 0.01% | −1,334−3.5% | 減碼 |
| PMG Family Office LLC | 37,842 | $57.7 萬 | 0.67% | −7,991−17.4% | 減碼 |
| Dynamic Advisor Solutions LLC | 38,250 | $58.4 萬 | 0.02% | −775−2.0% | 減碼 |
| D.A. Davidson & Co. | 39,943 | $61.0 萬 | 0.00% | −1,516−3.7% | 減碼 |
| Janney Montgomery Scott LLC | 47,597 | $72.6 萬 | 0.00% | −468−1.0% | 減碼 |
| GWM Advisors LLC | 54,578 | $83.3 萬 | 0.00% | +2,990+5.8% | 加碼 |
| Prevail Innovative Wealth Advisors, LLC | 57,026 | $87.0 萬 | 0.16% | +19,733+52.9% | 加碼 |
| Advisors Asset Management, Inc. | 58,383 | $89.1 萬 | 0.01% | −7,065−10.8% | 減碼 |
| Shulman DeMeo Asset Management LLC | 59,250 | $90.4 萬 | 0.21% | −694−1.2% | 減碼 |
| Altium Capital Management LP | 60,998 | $93.1 萬 | 3.68% | +60,998 | 新進 |
| Private Advisor Group, LLC | 65,298 | $99.6 萬 | 0.00% | −3,752−5.4% | 減碼 |
| Integrated Wealth Concepts LLC | 65,778 | $100.4 萬 | 0.01% | −1,524−2.3% | 減碼 |
| Wiley Bros.-Aintree Capital, LLC | 69,614 | $106.2 萬 | 0.01% | +13,666+24.4% | 加碼 |
| Blue Bell Private Wealth Management, LLC | 70,871 | $108.1 萬 | 0.16% | +11,585+19.5% | 加碼 |
| Ionic Capital Management LLC | 72,133 | $110.1 萬 | 1.09% | −274−0.4% | 減碼 |
| Advisory Advocates, LLC | 84,167 | $128.4 萬 | 1.28% | +84,167 | 新進 |
| Park Avenue Securities LLC | 85,101 | $129.9 萬 | 0.01% | +257+0.3% | 加碼 |
| Cetera Investment Advisers | 87,563 | $133.6 萬 | 0.00% | +24,032+37.8% | 加碼 |
| Ameriprise Financial Inc | 89,655 | $136.8 萬 | 0.00% | −11,447−11.3% | 減碼 |
| NBC Securities, Inc. | 90,166 | $137.6 萬 | 0.10% | +4,843+5.7% | 加碼 |
| Envestnet Asset Management Inc | 91,615 | $139.8 萬 | 0.00% | +1,687+1.9% | 加碼 |
| Royal Bank of Canada | 92,820 | $141.6 萬 | 0.00% | −795−0.8% | 減碼 |