Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $834.9M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2024
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 288
- −3 vs. Q1 2024
- Shares held
- 32.8M
- −3.69M (−10.1%) vs. Q1 2024
- Total value
- $679.8M
- +$11.2M (+1.7%) vs. Q1 2024
- New holders
- 32
- 118 more added
- Sold out
- 35
- 82 more reduced
3 institutions that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $834.9M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $1.02B |
| Q3 2025 | 343 | $992.5M |
| Q2 2025 | 326 | $955.2M |
| Q1 2025 | 326 | $775.1M |
| Q4 2024 | 334 | $762.0M |
| Q3 2024 | 299 | $646.1M |
| Q2 2024 | 288 | $679.8M |
| Q1 2024 | 294 | $670.7M |
| Q4 2023 | 290 | $562.3M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $420.3M |
| Q1 2023 | 257 | $405.6M |
| Q4 2022 | 263 | $437.8M |
| Q3 2022 | 237 | $364.3M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.8M |
| Q4 2021 | 246 | $515.6M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $510.3M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 2,824,840 | $57.8M | 0.08% | +298,992+11.8% | Added |
| Sound Income Strategies, LLC | 2,689,673 | $55.0M | 3.44% | +35,554+1.3% | Added |
| Legal & General Group Plc | 1,254,410 | $25.7M | 0.01% | +40,128+3.3% | Added |
| Morgan Stanley | 1,180,311 | $24.1M | 0.00% | −2,243,025−65.5% | Reduced |
| Advisors Capital Management, LLC | 946,313 | $19.4M | 0.34% | +18,271+2.0% | Added |
| Marshall Wace, LLP | 867,395 | $17.7M | 0.03% | −631,769−42.1% | Reduced |
| LPL Financial LLC | 856,288 | $17.5M | 0.01% | +70,159+8.9% | Added |
| Two Sigma Advisers, LP | 836,600 | $17.1M | 0.04% | +51,200+6.5% | Added |
| JPMorgan Chase & Co | 808,102 | $16.5M | 0.00% | −262,640−24.5% | Reduced |
| Royal Bank of Canada | 798,230 | $16.3M | 0.00% | +18,450+2.4% | Added |
| Strategic Financial Concepts, LLC | 353,221 | $16.3M | 0.01% | +336,921+2,067.0% | Added |
| Melia Wealth LLC | 732,058 | $15.0M | 8.17% | +40,518+5.9% | Added |
| Wells Fargo & Company | 657,643 | $13.4M | 0.00% | +73,647+12.6% | Added |
| BlackRock Inc. | 651,944 | $13.3M | 0.00% | +24,496+3.9% | Added |
| Gilman Hill Asset Management, LLC | 607,669 | $12.4M | 2.25% | +7,485+1.2% | Added |
| Raymond James & Associates | 605,633 | $12.4M | 0.01% | −174,315−22.3% | Reduced |
| Two Sigma Investments, LP | 586,109 | $12.0M | 0.03% | −28,647−4.7% | Reduced |
| Stifel Financial Corp | 389,732 | $7.97M | 0.01% | +13,034+3.5% | Added |
| S&T Bank | 387,159 | $7.92M | 2.02% | −141,389−26.8% | Reduced |
| Ameriprise Financial Inc | 386,922 | $7.91M | 0.00% | +186,594+93.1% | Added |
| Confluence Investment Management LLC | 379,548 | $7.76M | 0.11% | +2,875+0.8% | Added |
| Advisors Asset Management, Inc. | 372,267 | $7.61M | 0.15% | −1,740−0.5% | Reduced |
| Muzinich & Co., Inc. | 371,476 | $7.60M | 6.09% | −6,816−1.8% | Reduced |
| Tectonic Advisors LLC | 370,206 | $7.57M | 0.55% | +25,343+7.3% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 364,247 | $7.45M | 0.01% | −6,936−1.9% | Reduced |
| McKinley Capital Management LLC /Delaware | 356,422 | $7.29M | 1.28% | +14,555+4.3% | Added |
| Border to Coast Pensions Partnership Ltd | 350,000 | $7.16M | 0.17% | −24,837−6.6% | Reduced |
| Capital Advisory Group Advisory Services, LLC | 340,780 | $6.97M | 2.98% | +36,962+12.2% | Added |
| Commonwealth Equity Services, LLC | 330,643 | $6.76M | 0.01% | +33,297+11.2% | Added |
| Franklin Resources Inc | 302,445 | $6.18M | 0.00% | +30,876+11.4% | Added |
| Janney Montgomery Scott LLC | 297,187 | $6.08M | 0.02% | −4,186−1.4% | Reduced |
| The PNC Financial Services Group, Inc. | 295,366 | $6.04M | 0.00% | −2,440−0.8% | Reduced |
| Bank of America Corp | 272,878 | $5.58M | 0.00% | +133,188+95.3% | Added |
| D.A. Davidson & Co. | 265,027 | $5.42M | 0.05% | +16,912+6.8% | Added |
| Atria Wealth Solutions, Inc. | 257,812 | $5.27M | 0.06% | −20,177−7.3% | Reduced |
| UBS Group AG | 250,994 | $5.13M | 0.00% | −2,431−1.0% | Reduced |
| HRT Financial LP | 237,534 | $4.86M | 0.03% | +156,800+194.2% | Added |
| Centaurus Financial, Inc. | 237,366 | $4.85M | 0.32% | −3,452−1.4% | Reduced |
| Goldman Sachs Group Inc | 230,093 | $4.71M | 0.00% | +71,041+44.7% | Added |
| Financial Advisory Service, Inc. | 208,025 | $4.25M | 0.37% | −1,961−0.9% | Reduced |
| Left Brain Wealth Management, LLC | 200,081 | $4.09M | 1.91% | +18,680+10.3% | Added |
| Envestnet Asset Management Inc | 186,835 | $3.82M | 0.00% | +38,131+25.6% | Added |
| Baker Avenue Asset Management, LP | 154,690 | $3.16M | 0.11% | −4,134−2.6% | Reduced |
| Waterloo Capital, L.P. | 150,555 | $3.08M | 0.37% | +6,208+4.3% | Added |
| TrueMark Investments, LLC | 147,418 | $3.01M | 1.03% | +147,418 | New |
| Ares Management LLC | 143,038 | $2.93M | 0.09% | 00.0% | Unchanged |
| Mount Yale Investment Advisors, LLC | 142,679 | $2.92M | 0.23% | +2,589+1.8% | Added |
| Blair William & Co | 141,879 | $2.90M | 0.01% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 137,622 | $2.81M | 0.01% | +32,929+31.5% | Added |
| Advisor Group Holdings, Inc. | 137,561 | $2.81M | 0.01% | −24,360−15.0% | Reduced |
| Graypoint LLC | 136,697 | $2.80M | 0.19% | +3,323+2.5% | Added |
| Citadel Advisors LLC | 136,135 | $2.78M | 0.00% | −369,395−73.1% | Reduced |
| DnB Asset Management AS | 135,256 | $2.77M | 0.01% | +19,626+17.0% | Added |
| Rockefeller Capital Management L.P. | 134,629 | $2.75M | 0.01% | −806−0.6% | Reduced |
| Truvestments Capital LLC | 134,342 | $2.75M | 1.09% | +11,154+9.1% | Added |
| Cetera Investment Advisers | 132,540 | $2.71M | 0.01% | +5,751+4.5% | Added |
| Hennion & Walsh Asset Management, Inc. | 132,436 | $2.71M | 0.14% | −4,866−3.5% | Reduced |
| Polaris Capital Management, LLC | 128,665 | $2.63M | 0.14% | +3,120+2.5% | Added |
| Naviter Wealth, LLC | 127,549 | $2.61M | 0.39% | +35,365+38.4% | Added |
| ExodusPoint Capital Management, LP | 116,100 | $2.37M | 0.03% | +116,100 | New |
| CIBC Private Wealth Group, LLC | 113,201 | $2.37M | 0.00% | −2,294−2.0% | Reduced |
| Great West Life Assurance Co | 115,235 | $2.36M | 0.00% | +2,896+2.6% | Added |
| Credit Agricole S A | 115,139 | $2.35M | 0.01% | +115,139 | New |
| Taylor Frigon Capital Management LLC | 114,676 | $2.35M | 1.12% | +3,650+3.3% | Added |
| Napa Wealth Management | 113,897 | $2.33M | 1.57% | +23,577+26.1% | Added |
| Wintrust Investments LLC | 111,221 | $2.27M | 0.19% | +959+0.9% | Added |
| Alliancebernstein L.P. | 109,163 | $2.23M | 0.00% | −31,000−22.1% | Reduced |
| PFG Investments, LLC | 108,175 | $2.21M | 0.16% | −1,336−1.2% | Reduced |
| Legacy Capital Wealth Partners, LLC | 98,034 | $2.00M | 0.51% | +98,034 | New |
| Delphi Management Inc | 96,791 | $1.98M | 1.61% | −659−0.7% | Reduced |
| Private Advisor Group, LLC | 96,693 | $1.98M | 0.01% | −3,926−3.9% | Reduced |
| Nations Financial Group Inc, | 89,077 | $1.82M | 0.15% | −76−0.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 85,527 | $1.75M | 0.00% | −2,119−2.4% | Reduced |
| Northern Trust Corp | 83,346 | $1.70M | 0.00% | −6,914−7.7% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 81,620 | $1.67M | 1.15% | −1,000−1.2% | Reduced |
| Invesco Ltd. | 78,134 | $1.60M | 0.00% | −4,860−5.9% | Reduced |
| Natixis | 76,524 | $1.56M | 0.01% | +173+0.2% | Added |
| Jump Financial, LLC | 75,619 | $1.55M | 0.03% | +16,214+27.3% | Added |
| Steward Partners Investment Advisory, LLC | 73,908 | $1.51M | 0.02% | +1,710+2.4% | Added |
| Toroso Investments, LLC | 70,558 | $1.44M | 0.02% | +7,521+11.9% | Added |
| HighTower Advisors, LLC | 66,924 | $1.37M | 0.00% | +1,064+1.6% | Added |
| Axiom Advisory, LLC | 68,467 | $1.32M | 0.01% | +68,467 | New |
| Jefferies Financial Group Inc. | 63,533 | $1.30M | 0.03% | +63,533 | New |
| Naples Global Advisors, LLC | 61,629 | $1.26M | 0.13% | −1,400−2.2% | Reduced |
| IHT Wealth Management, LLC | 59,088 | $1.21M | 0.05% | +6,758+12.9% | Added |
| Arkadios Wealth Advisors | 54,902 | $1.12M | 0.08% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 49,570 | $1.01M | 0.02% | +24,158+95.1% | Added |
| North Star Investment Management Corp. | 48,709 | $996.1K | 0.07% | +1,082+2.3% | Added |
| Global Retirement Partners, LLC | 48,406 | $989.9K | 0.03% | +44,401+1,108.6% | Added |
| Essex Financial Services, Inc. | 53,607 | $988.5K | 0.07% | +8,930+20.0% | Added |
| Alps Advisors Inc | 48,275 | $987.2K | 0.01% | +1,525+3.3% | Added |
| McDonald Partners LLC | 48,000 | $981.6K | 0.26% | 00.0% | Unchanged |
| Boston Private Wealth LLC | 46,981 | $960.8K | 0.02% | −27,160−36.6% | Reduced |
| Bank of New York Mellon Corp | 44,989 | $920.0K | 0.00% | +376+0.8% | Added |
| US Bancorp | 44,986 | $920.0K | 0.00% | −479−1.1% | Reduced |
| Mariner, LLC | 44,384 | $907.7K | 0.00% | +28,981+188.2% | Added |
| Lido Advisors, LLC | 43,564 | $890.9K | 0.01% | +7,388+20.4% | Added |
| Sigma Planning Corp | 43,186 | $883.2K | 0.03% | +1,827+4.4% | Added |
| Quantbot Technologies LP | 42,677 | $872.7K | 0.04% | +11,486+36.8% | Added |
| Bristlecone Advisors, LLC | 41,986 | $858.6K | 0.07% | 00.0% | Unchanged |