Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $834.9M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2026
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 332
- −11 vs. Q1 2026
- Shares held
- 54.3M
- +1.39M (+2.6%) vs. Q1 2026
- Total value
- $834.9M
- +$91.4M (+12.3%) vs. Q1 2026
- New holders
- 35
- 133 more added
- Sold out
- 46
- 101 more reduced
6 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $834.9M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $1.02B |
| Q3 2025 | 343 | $992.5M |
| Q2 2025 | 326 | $955.2M |
| Q1 2025 | 326 | $775.1M |
| Q4 2024 | 334 | $762.0M |
| Q3 2024 | 299 | $646.1M |
| Q2 2024 | 288 | $679.8M |
| Q1 2024 | 294 | $670.7M |
| Q4 2023 | 290 | $562.3M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $420.3M |
| Q1 2023 | 257 | $405.6M |
| Q4 2022 | 263 | $437.8M |
| Q3 2022 | 237 | $364.3M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.8M |
| Q4 2021 | 246 | $515.6M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $510.3M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 3,877,634 | $61.2M | 0.04% | +713,653+22.6% | Added |
| Sound Income Strategies, LLC | 3,667,518 | $57.8M | 2.60% | +285,460+8.4% | Added |
| Citadel Advisors LLC | 2,937,122 | $46.3M | 0.03% | +2,121,737+260.2% | Added |
| UBS Group AG | 2,645,744 | $41.7M | 0.01% | +151,752+6.1% | Added |
| Two Sigma Investments, LP | 2,265,824 | $35.7M | 0.03% | −59,035−2.5% | Reduced |
| LPL Financial LLC | 1,857,272 | $29.3M | 0.01% | +61,595+3.4% | Added |
| Morgan Stanley | 1,812,484 | $28.6M | 0.00% | +547,868+43.3% | Added |
| Legal & General Group Plc | 1,681,333 | $26.5M | 0.01% | +182,680+12.2% | Added |
| Franklin Resources Inc | 1,383,905 | $21.8M | 0.00% | +248,416+21.9% | Added |
| D. E. Shaw & Co., Inc. | 1,373,460 | $21.7M | 0.01% | −175,500−11.3% | Reduced |
| Muzinich & Co., Inc. | 1,357,013 | $21.4M | 7.31% | +6,888+0.5% | Added |
| Union Bancaire Privee, UBP SA | 6,449 | $16.3M | 0.18% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,027,434 | $16.2M | 0.01% | +2,097+0.2% | Added |
| Tectonic Advisors LLC | 1,006,408 | $15.9M | 0.76% | +113,306+12.7% | Added |
| BlackRock, Inc. | 924,105 | $14.6M | 0.00% | +69,053+8.1% | Added |
| Advisors Capital Management, LLC | 919,542 | $14.5M | 0.15% | +63,326+7.4% | Added |
| JPMorgan Chase & Co | 837,561 | $13.3M | 0.00% | −41,039−4.7% | Reduced |
| Ares Management LLC | 776,606 | $12.2M | 0.53% | 00.0% | Unchanged |
| Wells Fargo & Company | 735,367 | $11.6M | 0.00% | −13,840−1.8% | Reduced |
| Qube Research & Technologies Ltd | 694,341 | $10.9M | 0.01% | −1,541,409−68.9% | Reduced |
| Gilman Hill Asset Management, LLC | 646,682 | $10.2M | 1.40% | +28,849+4.7% | Added |
| HRT Financial LP | 613,003 | $9.67M | 0.02% | +117,725+23.8% | Added |
| Border to Coast Pensions Partnership Ltd | 600,000 | $9.45M | 0.14% | +125,000+26.3% | Added |
| Melia Wealth LLC | 553,874 | $8.73M | 5.03% | −245,834−30.7% | Reduced |
| Raymond James Financial Inc | 532,094 | $8.39M | 0.00% | +55,526+11.7% | Added |
| Stifel Financial Corp | 486,419 | $7.67M | 0.01% | −15,309−3.1% | Reduced |
| Ameriprise Financial Inc | 485,156 | $7.65M | 0.00% | +47,079+10.7% | Added |
| Royal Bank of Canada | 460,546 | $7.26M | 0.00% | −35,860−7.2% | Reduced |
| Susquehanna International Group, LLP | 338,271 | $5.33M | 0.00% | −104,300−23.6% | Reduced |
| D.A. Davidson & Co. | 335,890 | $5.30M | 0.03% | +12,493+3.9% | Added |
| Janney Montgomery Scott LLC | 329,090 | $5.19M | 0.01% | +329,090 | New |
| Cambridge Investment Research Advisors, Inc. | 312,424 | $4.93M | 0.01% | +155,327+98.9% | Added |
| Neuberger Berman Group LLC | 304,573 | $4.80M | 0.00% | +2,900+1.0% | Added |
| Advisors Asset Management, Inc. | 291,401 | $4.60M | 0.07% | −15,615−5.1% | Reduced |
| Confluence Investment Management LLC | 276,182 | $4.36M | 0.07% | +2,839+1.0% | Added |
| Goldman Sachs Group Inc | 264,223 | $4.17M | 0.00% | −120,149−31.3% | Reduced |
| State Street Corp | 262,521 | $4.14M | 0.00% | +39,349+17.6% | Added |
| Bank of America Corp | 259,640 | $4.09M | 0.00% | +32,630+14.4% | Added |
| Cetera Investment Advisers | 257,002 | $4.05M | 0.00% | +381+0.1% | Added |
| FJ Capital Management LLC | 249,039 | $3.93M | 0.51% | −28,627−10.3% | Reduced |
| Balyasny Asset Management LLC | 232,700 | $3.67M | 0.01% | +80,760+53.2% | Added |
| The PNC Financial Services Group, Inc. | 230,585 | $3.64M | 0.00% | −3,507−1.5% | Reduced |
| Cerity Partners LLC | 217,753 | $3.43M | 0.00% | +19,786+10.0% | Added |
| Naviter Wealth, LLC | 217,666 | $3.43M | 0.31% | +7,221+3.4% | Added |
| Great West Life Assurance Co | 211,479 | $3.33M | 0.01% | +26,899+14.6% | Added |
| Denali Advisors LLC | 210,633 | $3.32M | 0.33% | −13,717−6.1% | Reduced |
| Mount Yale Investment Advisors, LLC | 207,786 | $3.28M | 0.06% | +1,483+0.7% | Added |
| BNP Paribas Arbitrage, SA | 202,990 | $3.20M | 0.00% | +9,680+5.0% | Added |
| Blair William & Co | 191,193 | $3.02M | 0.01% | 00.0% | Unchanged |
| Financial Advisory Service, Inc. | 190,914 | $3.01M | 0.16% | +10,158+5.6% | Added |
| Waterloo Capital, L.P. | 190,911 | $3.01M | 0.17% | +4,151+2.2% | Added |
| Advisor Group Holdings, Inc. | 190,536 | $3.00M | 0.00% | +90,285+90.1% | Added |
| Commonwealth Equity Services, LLC | 182,643 | $2.88M | 0.00% | −30,703−14.4% | Reduced |
| Barclays PLC | 162,909 | $2.57M | 0.00% | −77,361−32.2% | Reduced |
| Taylor Frigon Capital Management LLC | 160,722 | $2.53M | 1.19% | +2,231+1.4% | Added |
| Apollon Wealth Management, LLC | 152,377 | $2.40M | 0.03% | +581+0.4% | Added |
| Lazard Asset Management LLC | 148,753 | $2.35M | 0.00% | +24,400+19.6% | Added |
| Sharpepoint LLC | 147,847 | $2.33M | 1.17% | +5,359+3.8% | Added |
| Ilex Capital Partners (UK) LLP | 145,812 | $2.30M | 0.05% | +145,812 | New |
| Rockefeller Capital Management L.P. | 142,459 | $2.25M | 0.00% | +398+0.3% | Added |
| Independent Financial Group, LLC | 139,458 | $2.20M | 0.04% | +55,109+65.3% | Added |
| AE Wealth Management LLC | 135,293 | $2.13M | 0.01% | +34,600+34.4% | Added |
| Bank of New York Mellon Corp | 131,115 | $2.07M | 0.00% | −13,344−9.2% | Reduced |
| Abundance Wealth Counselors | 127,895 | $2.02M | 0.13% | +65,748+105.8% | Added |
| Northern Trust Corp | 127,130 | $2.00M | 0.00% | +40,897+47.4% | Added |
| Schonfeld Strategic Advisors LLC | 127,081 | $2.00M | 0.01% | −1,468−1.1% | Reduced |
| Significant Wealth Partners LLC | 126,219 | $1.99M | 2.16% | +1,083+0.9% | Added |
| IHT Wealth Management, LLC | 125,185 | $1.97M | 0.04% | +24,290+24.1% | Added |
| Triad Investment Management | 125,009 | $1.97M | 2.17% | +20,446+19.6% | Added |
| Resolute Capital, LLC | 123,665 | $1.95M | 0.67% | +46,898+61.1% | Added |
| Summit Financial, LLC | 121,219 | $1.91M | 0.02% | +80,935+200.9% | Added |
| Elemental Capital Partners LLC | 120,680 | $1.90M | 0.40% | +120,680 | New |
| Occudo Quantitative Strategies LP | 112,020 | $1.77M | 0.09% | +112,020 | New |
| PFG Investments, LLC | 111,649 | $1.76M | 0.07% | −2,027−1.8% | Reduced |
| CIBC Bancorp USA Inc. | 111,276 | $1.75M | 0.00% | 00.0% | Unchanged |
| Wiley Bros.-Aintree Capital, LLC | 108,620 | $1.71M | 0.01% | +31,764+41.3% | Added |
| Legacy Capital Wealth Partners, LLC | 108,546 | $1.71M | 0.33% | +10,213+10.4% | Added |
| Centaurus Financial, Inc. | 107,436 | $1.69M | 0.07% | −56−0.1% | Reduced |
| Mather Group, LLC. | 104,925 | $1.65M | 0.01% | −4,159−3.8% | Reduced |
| Nations Financial Group Inc, | 98,614 | $1.56M | 0.07% | +3,998+4.2% | Added |
| Natixis | 98,292 | $1.55M | 0.01% | −20,342−17.1% | Reduced |
| Pennington Partners & Co., LLC | 96,700 | $1.52M | 0.49% | 00.0% | Unchanged |
| Trexquant Investment LP | 92,906 | $1.47M | 0.01% | −377,635−80.3% | Reduced |
| Triumph Capital Management | 92,379 | $1.46M | 0.26% | +10,517+12.8% | Added |
| Creative Planning | 92,193 | $1.45M | 0.00% | +23,409+34.0% | Added |
| Riverbridge Partners LLC | 90,993 | $1.43M | 0.04% | +321+0.4% | Added |
| Lido Advisors, LLC | 88,450 | $1.39M | 0.00% | +10,901+14.1% | Added |
| Truvestments Capital LLC | 87,346 | $1.38M | 0.20% | −6,408−6.8% | Reduced |
| Palogic Value Management, L.P. | 86,116 | $1.36M | 0.24% | +51,333+147.6% | Added |
| Whipplewood Advisors, LLC | 83,463 | $1.32M | 0.89% | +24,418+41.4% | Added |
| Naples Global Advisors, LLC | 82,584 | $1.30M | 0.08% | +2,685+3.4% | Added |
| S&T Bank | 82,175 | $1.30M | 0.39% | −24,140−22.7% | Reduced |
| Quantbot Technologies LP | 81,135 | $1.28M | 0.05% | +17,152+26.8% | Added |
| Wealth Enhancement Advisory Services, LLC | 79,383 | $1.27M | 0.00% | +8,267+11.6% | Added |
| Private Advisor Group, LLC | 79,479 | $1.25M | 0.01% | −25,062−24.0% | Reduced |
| Envestnet Asset Management Inc | 79,336 | $1.25M | 0.00% | +34,955+78.8% | Added |
| Secure Asset Management, LLC | 77,837 | $1.23M | 0.17% | +12,298+18.8% | Added |
| Toroso Investments, LLC | 77,178 | $1.22M | 0.00% | 00.0% | Unchanged |
| GEN Financial Management, INC. | – | $1.20M | 0.72% | – | New |
| Romano Brothers and Company | 76,036 | $1.20M | 0.12% | +136+0.2% | Added |