Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $834.9M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2022
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 249
- +11 vs. Q1 2022
- Shares held
- 30.3M
- +789.3K (+2.7%) vs. Q1 2022
- Total value
- $410.2M
- −$123.2M (−23.1%) vs. Q1 2022
- New holders
- 44
- 85 more added
- Sold out
- 33
- 68 more reduced
3 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $834.9M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $1.02B |
| Q3 2025 | 343 | $992.5M |
| Q2 2025 | 326 | $955.2M |
| Q1 2025 | 326 | $775.1M |
| Q4 2024 | 334 | $762.0M |
| Q3 2024 | 299 | $646.1M |
| Q2 2024 | 288 | $679.8M |
| Q1 2024 | 294 | $670.7M |
| Q4 2023 | 290 | $562.3M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $420.3M |
| Q1 2023 | 257 | $405.6M |
| Q4 2022 | 263 | $437.8M |
| Q3 2022 | 237 | $364.3M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.8M |
| Q4 2021 | 246 | $515.6M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $510.3M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 2,117,766 | $28.6M | 3.81% | +73,987+3.6% | Added |
| Van Eck Associates Corp | 1,780,910 | $24.0M | 0.06% | −91,012−4.9% | Reduced |
| Price T Rowe Associates Inc | 1,637,228 | $22.1M | 0.00% | −143,235−8.0% | Reduced |
| Morgan Stanley | 1,339,011 | $18.1M | 0.00% | +408,648+43.9% | Added |
| Border to Coast Pensions Partnership Ltd | 1,234,173 | $16.7M | 0.52% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 1,237,500 | $16.7M | 0.05% | +328,200+36.1% | Added |
| Advisors Capital Management, LLC | 917,401 | $12.4M | 0.38% | +34,865+4.0% | Added |
| BlackRock Inc. | 856,108 | $11.5M | 0.00% | +97,836+12.9% | Added |
| Two Sigma Investments, LP | 755,999 | $10.2M | 0.03% | −216,026−22.2% | Reduced |
| Legal & General Group Plc | 717,843 | $9.68M | 0.00% | +82,255+12.9% | Added |
| Wells Fargo & Company | 683,346 | $9.22M | 0.00% | −6,447−0.9% | Reduced |
| S&T Bank | 650,643 | $8.78M | 1.54% | −4,579−0.7% | Reduced |
| Leeward Investments, LLC - MA | 649,100 | $8.76M | 0.40% | −147,265−18.5% | Reduced |
| Gilman Hill Asset Management, LLC | 641,091 | $8.65M | 1.86% | +117,733+22.5% | Added |
| UBS Group AG | 572,429 | $7.72M | 0.00% | +41,096+7.7% | Added |
| JPMorgan Chase & Co | 522,569 | $7.05M | 0.00% | +11,677+2.3% | Added |
| LPL Financial LLC | 475,496 | $6.41M | 0.01% | +99,518+26.5% | Added |
| Muzinich & Co., Inc. | 452,554 | $6.11M | 5.16% | −31,659−6.5% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 439,315 | $5.93M | 0.00% | −31,659−6.7% | Reduced |
| McKinley Capital Management LLC /Delaware | 425,992 | $5.75M | 0.75% | +3,210+0.8% | Added |
| Advisors Asset Management, Inc. | 422,927 | $5.71M | 0.10% | +422,927 | New |
| McGowan Group Asset Management, Inc. | 421,196 | $5.68M | 0.95% | +267+0.1% | Added |
| Stifel Financial Corp | 418,305 | $5.64M | 0.01% | +6,243+1.5% | Added |
| Confluence Investment Management LLC | 404,170 | $5.45M | 0.08% | −8,919−2.2% | Reduced |
| Farmer Steven Patrick | 404,170 | $5.45M | 0.08% | +404,170 | New |
| Capital Advisory Group Advisory Services, LLC | 292,705 | $4.71M | 2.81% | −540−0.2% | Reduced |
| Royal Bank of Canada | 348,688 | $4.70M | 0.00% | +65,089+23.0% | Added |
| Uniplan Investment Counsel, Inc. | 301,680 | $4.07M | 0.28% | +22,491+8.1% | Added |
| Alliancebernstein L.P. | 294,915 | $3.98M | 0.00% | +26,511+9.9% | Added |
| The PNC Financial Services Group, Inc. | 288,717 | $3.90M | 0.00% | −3,003−1.0% | Reduced |
| Goldman Sachs Group Inc | 283,683 | $3.83M | 0.00% | +131,217+86.1% | Added |
| Schonfeld Strategic Advisors LLC | 265,100 | $3.58M | 0.04% | +117,100+79.1% | Added |
| Voloridge Investment Management, LLC | 229,953 | $3.10M | 0.02% | −19,496−7.8% | Reduced |
| Commonwealth Equity Services, LLC | 211,486 | $2.85M | 0.01% | +16,238+8.3% | Added |
| Centaurus Financial, Inc. | 207,167 | $2.79M | 0.28% | −398,090−65.8% | Reduced |
| Janney Montgomery Scott LLC | 204,205 | $2.75M | 0.01% | +49,307+31.8% | Added |
| Raymond James & Associates | 180,616 | $2.44M | 0.00% | +3,315+1.9% | Added |
| Hennion & Walsh Asset Management, Inc. | 171,120 | $2.31M | 0.14% | +15,189+9.7% | Added |
| Mount Yale Investment Advisors, LLC | 163,042 | $2.20M | 0.28% | +2,156+1.3% | Added |
| Security National Bank | 162,547 | $2.19M | 0.61% | −6,534−3.9% | Reduced |
| Occudo Quantitative Strategies LP | 157,399 | $2.12M | 0.17% | +12,187+8.4% | Added |
| Financial Advisory Service, Inc. | 156,399 | $2.11M | 0.22% | +3,723+2.4% | Added |
| Sigma Planning Corp | 150,981 | $2.04M | 0.07% | −4,099−2.6% | Reduced |
| D.A. Davidson & Co. | 144,322 | $1.95M | 0.02% | +23,554+19.5% | Added |
| Blair William & Co | 139,342 | $1.88M | 0.01% | −5,600−3.9% | Reduced |
| Great West Life Assurance Co | 130,281 | $1.76M | 0.00% | +89,767+221.6% | Added |
| Banque Pictet & Cie SA | 130,016 | $1.75M | 0.02% | +130,016 | New |
| Pictet North America Advisors SA | 130,016 | $1.75M | 0.23% | +130,016 | New |
| LSV Asset Management | 124,895 | $1.69M | 0.00% | −3,400−2.7% | Reduced |
| Millennium Management LLC | 122,180 | $1.65M | 0.00% | +3,619+3.1% | Added |
| Ameriprise Financial Inc | 121,946 | $1.65M | 0.00% | +14,301+13.3% | Added |
| Tectonic Advisors LLC | 116,762 | $1.57M | 0.29% | +32,542+38.6% | Added |
| Rockefeller Capital Management L.P. | 113,913 | $1.54M | 0.01% | −1,489−1.3% | Reduced |
| Advisor Group Holdings, Inc. | 111,960 | $1.51M | 0.00% | +11,663+11.6% | Added |
| DnB Asset Management AS | 104,762 | $1.41M | 0.01% | −10,501−9.1% | Reduced |
| Foresight Capital Management Advisors, Inc. | 104,088 | $1.40M | 2.15% | +104,088 | New |
| International Assets Investment Management, LLC | 100,713 | $1.36M | 0.12% | +2,243+2.3% | Added |
| CIBC Private Wealth Group, LLC | 98,010 | $1.32M | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 98,013 | $1.32M | 0.00% | +16,686+20.5% | Added |
| Polaris Capital Management, LLC | 97,111 | $1.32M | 0.02% | +12,613+14.9% | Added |
| Independent Financial Group, LLC | 91,396 | $1.23M | 0.13% | +91,396 | New |
| Baker Avenue Asset Management, LP | 86,375 | $1.17M | 0.08% | +22,877+36.0% | Added |
| Invesco Ltd. | 86,027 | $1.16M | 0.00% | +41,933+95.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 85,857 | $1.16M | 0.01% | −20,478−19.3% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 83,820 | $1.13M | 0.95% | −300−0.4% | Reduced |
| Envestnet Asset Management Inc | 82,010 | $1.11M | 0.00% | +29,301+55.6% | Added |
| Bank of America Corp | 80,379 | $1.08M | 0.00% | −16,976−17.4% | Reduced |
| Taylor Frigon Capital Management LLC | 79,854 | $1.08M | 0.56% | −489−0.6% | Reduced |
| Advisory Research Inc | 78,800 | $1.06M | 0.10% | −8,463−9.7% | Reduced |
| Deutsche Bank AG | 77,726 | $1.05M | 0.00% | +2,400+3.2% | Added |
| Private Advisor Group, LLC | 72,790 | $982.0K | 0.01% | −2,608−3.5% | Reduced |
| AE Wealth Management LLC | 70,948 | $957.0K | 0.01% | −3,834−5.1% | Reduced |
| Baird Financial Group, Inc. | 70,324 | $949.0K | 0.00% | +2,146+3.1% | Added |
| Boston Private Wealth LLC | 66,573 | $898.0K | 0.01% | −14,380−17.8% | Reduced |
| Triad Investment Management | 64,381 | $868.0K | 1.29% | −36,089−35.9% | Reduced |
| Naples Global Advisors, LLC | 62,833 | $848.0K | 0.11% | +2,071+3.4% | Added |
| Mackenzie Financial Corp | 62,519 | $843.0K | 0.00% | −21,307−25.4% | Reduced |
| Legacy Capital Wealth Partners, LLC | 62,392 | $842.0K | 0.42% | +1,326+2.2% | Added |
| Sterling Investment Advisors, Ltd. | 61,000 | $823.0K | 0.28% | +5,700+10.3% | Added |
| Natixis | 58,696 | $787.0K | 0.00% | +33,746+135.3% | Added |
| Neuberger Berman Group LLC | 55,549 | $749.0K | 0.00% | −107,832−66.0% | Reduced |
| Truist Financial Corp | 53,792 | $726.0K | 0.00% | +643+1.2% | Added |
| Magnetar Financial LLC | 48,930 | $660.0K | 0.01% | +48,930 | New |
| Cubist Systematic Strategies, LLC | 48,708 | $657.0K | 0.00% | +19,422+66.3% | Added |
| Future Financial Wealth Managment LLC | 36,300 | $656.0K | 0.64% | 00.0% | Unchanged |
| GraniteShares Advisors LLC | 47,882 | $645.0K | 0.47% | +1,381+3.0% | Added |
| Quantbot Technologies LP | 47,619 | $642.0K | 0.06% | +42,419+815.8% | Added |
| HighTower Advisors, LLC | 45,122 | $607.0K | 0.00% | −7,254−13.8% | Reduced |
| Toroso Investments, LLC | 43,651 | $589.0K | 0.02% | +1,746+4.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 43,296 | $584.0K | 0.00% | −14,685−25.3% | Reduced |
| Virtus ETF Advisers LLC | 42,018 | $567.0K | 0.21% | +12,548+42.6% | Added |
| North Star Investment Management Corp. | 41,942 | $566.0K | 0.05% | +10,497+33.4% | Added |
| Jag Capital Management, LLC | 40,344 | $544.0K | 0.07% | −10,140−20.1% | Reduced |
| Steward Partners Investment Advisory, LLC | 40,349 | $544.0K | 0.01% | −2,532−5.9% | Reduced |
| Qube Research & Technologies Ltd | 40,297 | $544.0K | 0.00% | +40,297 | New |
| US Bancorp | 40,044 | $540.0K | 0.00% | +347+0.9% | Added |
| Cetera Advisors LLC | 37,831 | $510.0K | 0.01% | −312−0.8% | Reduced |
| Tudor Investment Corp Et Al | 36,961 | $499.0K | 0.01% | +14,285+63.0% | Added |
| Abundance Wealth Counselors | 36,723 | $495.0K | 0.13% | +2,775+8.2% | Added |
| 1620 Investment Advisors, Inc. | 36,429 | $491.0K | 0.68% | −16,358−31.0% | Reduced |