Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2022
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 249
- +11 vs. Q1 2022
- Shares held
- 30.3M
- +823.4K (+2.8%) vs. Q1 2022
- Total value
- $410.2M
- −$122.6M (−23.0%) vs. Q1 2022
- New holders
- 44
- 85 more added
- Sold out
- 33
- 68 more reduced
3 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | −2−66.7% | Reduced |
| CoreCap Advisors, LLC | 23 | $0 | 0.00% | +23 | New |
| Valley National Advisers Inc | 100 | $1.00K | 0.00% | −100−50.0% | Reduced |
| Citigroup Inc | 76 | $1.00K | 0.00% | +76 | New |
| Salem Investment Counselors Inc | 100 | $1.00K | 0.00% | +100 | New |
| Glen Eagle Advisors, LLC | 100 | $1.35K | 0.00% | 00.0% | Unchanged |
| Moisand Fitzgerald Tamayo, LLC | 131 | $2.00K | 0.00% | −131−50.0% | Reduced |
| Private Trust Co NA | 181 | $2.00K | 0.00% | +181 | New |
| WFA of San Diego, LLC | 131 | $2.00K | 0.00% | +131 | New |
| Whittier Trust Co | 250 | $3.00K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 246 | $3.00K | 0.00% | 00.0% | Unchanged |
| GoalVest Advisory LLC | 200 | $3.00K | 0.00% | +200 | New |
| GPS Wealth Strategies Group, LLC | 300 | $4.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 306 | $4.13K | 0.00% | +39+14.6% | Added |
| Carmichael Hill & Associates, Inc. | 370 | $5.00K | 0.00% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 392 | $5.00K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 370 | $5.00K | 0.00% | +332+873.7% | Added |
| Venture Visionary Partners LLC | 400 | $5.40K | 0.00% | +400 | New |
| AlphaMark Advisors, LLC | 550 | $7.00K | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 500 | $7.00K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 564 | $7.61K | 0.00% | +100+21.6% | Added |
| National Bank of Canada | 600 | $8.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 671 | $9.00K | 0.00% | +671 | New |
| Total Clarity Wealth Management, Inc. | 700 | $9.00K | 0.00% | +700 | New |
| Activest Wealth Management | 765 | $10.0K | 0.01% | 00.0% | Unchanged |
| Spire Wealth Management | 716 | $10.0K | 0.00% | +4+0.6% | Added |
| Nomura Asset Management Co Ltd | 812 | $11.0K | 0.00% | +812 | New |
| First Manhattan Co | 825 | $11.0K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 900 | $13.0K | 0.00% | −1,869−67.5% | Reduced |
| Federation des caisses Desjardins du Quebec | 965 | $13.0K | 0.00% | +965 | New |
| Beacon Capital Management, LLC | 795 | $14.0K | 0.00% | 00.0% | Unchanged |
| Atticus Wealth Management, LLC | 1,081 | $15.0K | 0.01% | 00.0% | Unchanged |
| Bramshill Investments, LLC | 1,214 | $16.0K | 0.00% | −109,080−98.9% | Reduced |
| Kozak & Associates, Inc. | 1,350 | $18.0K | 0.01% | +466+52.7% | Added |
| Westside Investment Management, Inc. | 1,338 | $18.0K | 0.00% | +1,338 | New |
| Parallel Advisors, LLC | 1,381 | $19.0K | 0.00% | −241−14.9% | Reduced |
| Webster Bank, N. A. | 1,400 | $19.0K | 0.00% | 00.0% | Unchanged |
| Covington Capital Management | 1,500 | $20.0K | 0.00% | −992−39.8% | Reduced |
| Northwestern Mutual Wealth Management Co | 1,500 | $20.0K | 0.00% | −44−2.8% | Reduced |
| TD Private Client Wealth LLC | 1,488 | $20.1K | 0.00% | −620−29.4% | Reduced |
| Kelly Financial Services LLC | 1,551 | $20.9K | 0.01% | +1,551 | New |
| Cordasco Financial Network | 1,614 | $22.0K | 0.02% | +54+3.5% | Added |
| Umb Bank N A | 1,764 | $24.0K | 0.00% | 00.0% | Unchanged |
| Lake Point Wealth Management | 1,750 | $24.0K | 0.01% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 1,766 | $24.0K | 0.01% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 1,928 | $26.0K | 0.00% | +113+6.2% | Added |
| Cullen/Frost Bankers, Inc. | 2,000 | $27.0K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 2,000 | $27.0K | 0.00% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 2,217 | $30.0K | 0.00% | +960+76.4% | Added |
| Harbour Investments, Inc. | 2,655 | $36.0K | 0.00% | +2,655 | New |
| Tradewinds Capital Management, LLC | 2,816 | $38.0K | 0.01% | +65+2.4% | Added |
| Exane Derivatives | 3,094 | $41.7K | 0.02% | 00.0% | Unchanged |
| CWM, LLC | 3,148 | $42.0K | 0.00% | +209+7.1% | Added |
| Joseph P. Lucia & Associates, LLC | 3,171 | $43.0K | 0.03% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 3,532 | $48.0K | 0.03% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 3,782 | $51.0K | 0.00% | 00.0% | Unchanged |
| High Net Worth Advisory Group LLC | 4,000 | $54.0K | 0.02% | −700−14.9% | Reduced |
| Orion Capital Management LLC | 4,000 | $54.0K | 0.04% | +1,000+33.3% | Added |
| Carolinas Wealth Consulting LLC | 4,050 | $55.0K | 0.01% | +76+1.9% | Added |
| SeaCrest Wealth Management, LLC | 4,250 | $57.0K | 0.01% | +4,250 | New |
| Signaturefd, LLC | 4,295 | $58.0K | 0.00% | +3,322+341.4% | Added |
| Brown, Lisle/Cummings, Inc. | 5,300 | $71.5K | 0.04% | 00.0% | Unchanged |
| Fifth Third Bancorp | 6,034 | $81.0K | 0.00% | −188−3.0% | Reduced |
| Chilton Capital Management LLC | 6,305 | $85.0K | 0.01% | +6,305 | New |
| Tower Research Capital LLC (TRC) | 6,518 | $88.0K | 0.00% | +6,518 | New |
| Private Ocean, LLC | 7,505 | $101.0K | 0.02% | 00.0% | Unchanged |
| IFP Advisors, Inc | 8,595 | $123.0K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 9,200 | $124.0K | 0.04% | +9,200 | New |
| Telemus Capital, LLC | 10,000 | $135.0K | 0.01% | 00.0% | Unchanged |
| MML Investors Services, LLC | 10,474 | $141.0K | 0.00% | +10,474 | New |
| Johnson Midwest Financial, LLC | 10,500 | $142.0K | 0.19% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 10,733 | $145.0K | 0.00% | −3,726−25.8% | Reduced |
| Belpointe Asset Management LLC | 10,823 | $146.0K | 0.01% | −1,958−15.3% | Reduced |
| FIL Ltd | 10,926 | $147.0K | 0.00% | −81,983−88.2% | Reduced |
| Diligent Investors, LLC | 10,863 | $147.0K | 0.05% | +413+4.0% | Added |
| Strategic Blueprint, LLC | 11,090 | $150.0K | 0.02% | 00.0% | Unchanged |
| Boston Trust Walden Corp | 11,400 | $154.0K | 0.00% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 11,481 | $155.0K | 0.00% | −38,253−76.9% | Reduced |
| GWM Advisors LLC | 11,670 | $157.0K | 0.00% | −2,572−18.1% | Reduced |
| Bank of New York Mellon Corp | 12,050 | $162.0K | 0.00% | −579−4.6% | Reduced |
| WealthBridge Capital Management, LLC | 12,000 | $162.0K | 0.07% | 00.0% | Unchanged |
| National Asset Management, Inc. | 12,123 | $164.0K | 0.01% | −3,347−21.6% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 12,475 | $168.0K | 0.10% | 00.0% | Unchanged |
| Eagle Global Advisors LLC | 12,710 | $171.0K | 0.01% | −11,190−46.8% | Reduced |
| Beacon Pointe Advisors, LLC | 12,698 | $171.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 12,718 | $171.6K | 0.01% | −151−1.2% | Reduced |
| Brookstone Capital Management | 12,030 | $172.0K | 0.00% | +75+0.6% | Added |
| Proequities, Inc. | 12,794 | $173.0K | 0.01% | +432+3.5% | Added |
| RMR Wealth Builders | 13,077 | $176.0K | 0.04% | +13,077 | New |
| Redhawk Wealth Advisors, Inc. | 13,236 | $179.0K | 0.08% | −594−4.3% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 13,286 | $179.0K | 0.02% | +13,286 | New |
| Williams Jones Wealth Management, LLC. | 13,819 | $186.0K | 0.00% | 00.0% | Unchanged |
| SEI Investments Co | 13,036 | $190.0K | 0.00% | −1,155−8.1% | Reduced |
| Financial Advocates Investment Management | 14,093 | $191.0K | 0.02% | +14,093 | New |
| Old Port Advisors | 13,726 | $192.0K | 0.07% | −267−1.9% | Reduced |
| WMS Partners, LLC | 15,000 | $202.0K | 0.03% | 00.0% | Unchanged |
| Allie Family Office LLC | 15,000 | $202.0K | 0.16% | +15,000 | New |
| Cipher Capital LP | 15,063 | $203.0K | 0.05% | +15,063 | New |
| Quest Investment Management LLC | 15,315 | $207.0K | 0.02% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 15,847 | $214.0K | 0.05% | +5,000+46.1% | Added |