Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $834.9M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2023
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 249
- −5 vs. Q1 2023
- Shares held
- 28.4M
- −3.06M (−9.7%) vs. Q1 2023
- Total value
- $420.3M
- +$14.8M (+3.6%) vs. Q1 2023
- New holders
- 24
- 94 more added
- Sold out
- 29
- 73 more reduced
3 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $834.9M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $1.02B |
| Q3 2025 | 343 | $992.5M |
| Q2 2025 | 326 | $955.2M |
| Q1 2025 | 326 | $775.1M |
| Q4 2024 | 334 | $762.0M |
| Q3 2024 | 299 | $646.1M |
| Q2 2024 | 288 | $679.8M |
| Q1 2024 | 294 | $670.7M |
| Q4 2023 | 290 | $562.3M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $420.3M |
| Q1 2023 | 257 | $405.6M |
| Q4 2022 | 263 | $437.8M |
| Q3 2022 | 237 | $364.3M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.8M |
| Q4 2021 | 246 | $515.6M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $510.3M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 2,479,869 | $36.7M | 3.77% | +99,588+4.2% | Added |
| Van Eck Associates Corp | 1,916,745 | $28.4M | 0.06% | +129,311+7.2% | Added |
| Morgan Stanley | 1,081,063 | $16.0M | 0.00% | −152,810−12.4% | Reduced |
| Legal & General Group Plc | 1,014,908 | $15.0M | 0.00% | +122,643+13.7% | Added |
| Advisors Capital Management, LLC | 983,152 | $14.6M | 0.35% | −56,089−5.4% | Reduced |
| Raymond James & Associates | 893,841 | $13.2M | 0.01% | +25,617+3.0% | Added |
| BlackRock Inc. | 790,034 | $11.7M | 0.00% | −38,167−4.6% | Reduced |
| Two Sigma Advisers, LP | 703,100 | $10.4M | 0.03% | −91,500−11.5% | Reduced |
| Gilman Hill Asset Management, LLC | 637,690 | $9.44M | 1.76% | +579+0.1% | Added |
| S&T Bank | 617,304 | $9.14M | 1.64% | −10,954−1.7% | Reduced |
| JPMorgan Chase & Co | 599,162 | $8.87M | 0.00% | −8,776−1.4% | Reduced |
| Two Sigma Investments, LP | 580,483 | $8.59M | 0.02% | +356,512+159.2% | Added |
| Border to Coast Pensions Partnership Ltd | 524,837 | $7.76M | 0.19% | 00.0% | Unchanged |
| Wells Fargo & Company | 493,210 | $7.30M | 0.00% | −9,662−1.9% | Reduced |
| LPL Financial LLC | 484,673 | $7.17M | 0.01% | +33,472+7.4% | Added |
| Royal Bank of Canada | 408,254 | $6.04M | 0.00% | +42,127+11.5% | Added |
| Advisors Asset Management, Inc. | 406,583 | $6.02M | 0.12% | −48,005−10.6% | Reduced |
| Miller Howard Investments Inc | 400,000 | $5.92M | 0.21% | +100,000+33.3% | Added |
| Stifel Financial Corp | 392,579 | $5.81M | 0.01% | +2,589+0.7% | Added |
| Confluence Investment Management LLC | 387,041 | $5.73M | 0.08% | +3,769+1.0% | Added |
| Muzinich & Co., Inc. | 375,749 | $5.56M | 4.91% | −15,779−4.0% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 374,324 | $5.54M | 0.03% | −27,380−6.8% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 364,560 | $5.40M | 0.00% | −15,779−4.1% | Reduced |
| Centaurus Financial, Inc. | 342,862 | $5.07M | 0.44% | −33,622−8.9% | Reduced |
| Janney Montgomery Scott LLC | 317,888 | $4.71M | 0.02% | +1,259+0.4% | Added |
| Atria Wealth Solutions, Inc. | 305,526 | $4.52M | 0.06% | −2,782−0.9% | Reduced |
| Capital Advisory Group Advisory Services, LLC | 303,032 | $4.49M | 3.21% | +11,857+4.1% | Added |
| Tectonic Advisors LLC | 291,728 | $4.32M | 0.53% | +33,701+13.1% | Added |
| The PNC Financial Services Group, Inc. | 290,719 | $4.30M | 0.00% | +16,600+6.1% | Added |
| UBS Group AG | 290,252 | $4.30M | 0.00% | +2,349+0.8% | Added |
| Citadel Advisors LLC | 265,652 | $3.93M | 0.00% | −988,239−78.8% | Reduced |
| Commonwealth Equity Services, LLC | 260,812 | $3.86M | 0.01% | +31,930+14.0% | Added |
| Financial Advisory Service, Inc. | 221,224 | $3.27M | 0.41% | +5,201+2.4% | Added |
| McKinley Capital Management LLC /Delaware | 217,068 | $3.21M | 0.43% | −2,185−1.0% | Reduced |
| Alliancebernstein L.P. | 214,317 | $3.17M | 0.00% | −65,087−23.3% | Reduced |
| Ameriprise Financial Inc | 199,007 | $2.95M | 0.00% | +80,398+67.8% | Added |
| Independent Financial Group, LLC | 197,840 | $2.93M | 0.20% | +652+0.3% | Added |
| Marshall Wace, LLP | 196,144 | $2.90M | 0.01% | −172,532−46.8% | Reduced |
| CIBC Private Wealth Group, LLC | 196,020 | $2.90M | 0.00% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 184,794 | $2.73M | 0.03% | +7,508+4.2% | Added |
| Left Brain Wealth Management, LLC | 173,376 | $2.57M | 1.57% | +8,295+5.0% | Added |
| Sigma Planning Corp | 171,604 | $2.54M | 0.09% | −10,438−5.7% | Reduced |
| D. E. Shaw & Co., Inc. | 171,557 | $2.54M | 0.00% | +171,557 | New |
| Mount Yale Investment Advisors, LLC | 164,206 | $2.43M | 0.26% | −12,005−6.8% | Reduced |
| Baker Avenue Asset Management, LP | 142,087 | $2.10M | 0.11% | +12,760+9.9% | Added |
| Schonfeld Strategic Advisors LLC | 142,000 | $2.10M | 0.02% | +141,900+141,900.0% | Added |
| Rockefeller Capital Management L.P. | 138,445 | $2.05M | 0.01% | +3,524+2.6% | Added |
| Blair William & Co | 137,379 | $2.03M | 0.01% | 00.0% | Unchanged |
| Jump Financial, LLC | 137,361 | $2.03M | 0.07% | +88,182+179.3% | Added |
| Golden Green, Inc. | 137,220 | $2.03M | 2.20% | −2,460−1.8% | Reduced |
| Balyasny Asset Management LLC | 133,985 | $1.98M | 0.01% | +133,985 | New |
| Northern Trust Corp | 126,578 | $1.87M | 0.00% | +29,156+29.9% | Added |
| Great West Life Assurance Co | 124,282 | $1.85M | 0.00% | +7,248+6.2% | Added |
| Putnam Investments LLC | 123,294 | $1.82M | 0.00% | +11,114+9.9% | Added |
| LSV Asset Management | 120,895 | $1.79M | 0.00% | 00.0% | Unchanged |
| Polaris Capital Management, LLC | 118,398 | $1.75M | 0.07% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 114,941 | $1.70M | 0.10% | −27,873−19.5% | Reduced |
| Cubist Systematic Strategies, LLC | 112,524 | $1.67M | 0.02% | −220,000−66.2% | Reduced |
| Taylor Frigon Capital Management LLC | 111,478 | $1.65M | 0.81% | +28,582+34.5% | Added |
| DnB Asset Management AS | 105,285 | $1.56M | 0.01% | 00.0% | Unchanged |
| Triad Investment Management | 104,958 | $1.55M | 2.16% | +5,255+5.3% | Added |
| Advisor Group Holdings, Inc. | 102,839 | $1.52M | 0.00% | −15,369−13.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 102,289 | $1.51M | 0.01% | +1,312+1.3% | Added |
| Invesco Ltd. | 99,714 | $1.48M | 0.00% | +19,251+23.9% | Added |
| Jane Street Group, LLC | 99,189 | $1.47M | 0.00% | +99,189 | New |
| Private Advisor Group, LLC | 94,279 | $1.42M | 0.01% | +13,077+16.1% | Added |
| Wintrust Investments LLC | 90,427 | $1.34M | 0.13% | +10,059+12.5% | Added |
| Delphi Management Inc | 88,818 | $1.31M | 1.37% | +88,818 | New |
| Creegan & Nassoura Financial Group, LLC | 83,820 | $1.24M | 0.92% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 83,004 | $1.23M | 0.12% | +228+0.3% | Added |
| Trexquant Investment LP | 81,946 | $1.21M | 0.03% | +2,841+3.6% | Added |
| International Assets Investment Management, LLC | 80,728 | $1.19M | 0.16% | 00.0% | Unchanged |
| Advisory Research Inc | 74,375 | $1.10M | 0.14% | −15,663−17.4% | Reduced |
| Boston Private Wealth LLC | 74,237 | $1.10M | 0.02% | +96+0.1% | Added |
| Bank of America Corp | 74,162 | $1.10M | 0.00% | −71,917−49.2% | Reduced |
| Naples Global Advisors, LLC | 58,729 | $869.2K | 0.10% | −2,325−3.8% | Reduced |
| ING Groep NV | 58,408 | $864.4K | 0.01% | 00.0% | Unchanged |
| Cetera Investment Advisers | 55,646 | $823.6K | 0.01% | +216+0.4% | Added |
| Sand Hill Global Advisors, LLC | 54,348 | $804.4K | 0.04% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 53,527 | $792.0K | 0.00% | −1,545−2.8% | Reduced |
| Toroso Investments, LLC | 53,262 | $788.0K | 0.02% | −53,262−50.0% | Reduced |
| Mackenzie Financial Corp | 52,942 | $786.7K | 0.00% | −10,600−16.7% | Reduced |
| Natixis | 52,857 | $782.3K | 0.01% | −1,190−2.2% | Reduced |
| Envestnet Asset Management Inc | 52,247 | $773.3K | 0.00% | +186+0.4% | Added |
| Quantbot Technologies LP | 50,511 | $747.6K | 0.05% | −6,659−11.6% | Reduced |
| Arkadios Wealth Advisors | 50,016 | $740.2K | 0.09% | −860−1.7% | Reduced |
| Global Endowment Management, LP | 50,000 | $740.0K | 0.09% | 00.0% | Unchanged |
| Change Path, LLC | 49,103 | $726.0K | 0.02% | +34,866+244.9% | Added |
| Mirador Capital Partners LP | 46,656 | $690.5K | 0.16% | +26,046+126.4% | Added |
| Dark Forest Capital Management LP | 46,656 | $690.5K | 0.07% | +46,656 | New |
| Advisory Services Network, LLC | 46,378 | $686.4K | 0.02% | −12,381−21.1% | Reduced |
| North Star Investment Management Corp. | 45,306 | $670.5K | 0.05% | −2,388−5.0% | Reduced |
| Goldman Sachs Group Inc | 44,478 | $658.3K | 0.00% | −23,110−34.2% | Reduced |
| McDonald Partners LLC | 43,500 | $643.8K | 0.20% | +17,500+67.3% | Added |
| Alps Advisors Inc | 42,500 | $629.0K | 0.01% | −1,000−2.3% | Reduced |
| Truist Financial Corp | 42,499 | $629.0K | 0.00% | −479−1.1% | Reduced |
| Bristlecone Advisors, LLC | 42,118 | $623.3K | 0.06% | +7,662+22.2% | Added |
| C2C Wealth Management, LLC | 37,975 | $614.5K | 0.08% | −2,145−5.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 39,907 | $590.6K | 0.00% | +1,767+4.6% | Added |
| US Bancorp | 39,811 | $589.2K | 0.00% | −894−2.2% | Reduced |